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  4. [Form 4] SusGlobal Energy Corp. Insider Trading Activity

SusGlobal Energy (SNRG) leader logs indirect open-market stock sales

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

SusGlobal Energy Corp. executive Marc Hazout, through Travellers International Inc., reported indirect open-market sales of the company’s common stock. On February 2, 2026, Travellers International Inc. sold 160,000 shares at $0.0321 per share. On February 3, 2026, it recorded additional sales, including 290,500 shares at $0.0275 per share.

After the last reported sale, Travellers International Inc., which Hazout controls, indirectly held 41,225,742 shares of SusGlobal Energy common stock.

Positive

  • None.

Negative

  • None.
Insider Hazout Marc
Role Exec. Chairman, Pres. & CEO
Sold 500,000 shs ($15K)
Type Security Shares Price Value
Sale Common Stock, par value $0.0001 per share 290,500 $0.0275 $8K
Sale Common Stock, par value $0.0001 per share 30,000 $0.0276 $828.00
Sale Common Stock, par value $0.0001 per share 19,500 $0.0315 $614.25
Sale Common Stock, par value $0.0001 per share 160,000 $0.0321 $5K
Holdings After Transaction: Common Stock, par value $0.0001 per share — 41,275,742 shares (Indirect, Travellers International Inc.)
Footnotes (1)
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hazout Marc
(Last) (First) (Middle)
200 DAVENPORT ROAD
(Street)
TORONTO A6 M5R 1J2
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SusGlobal Energy Corp. [ SNRG ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Exec. Chairman, Pres. & CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.0001 per share 02/02/2026 S 160,000 D $0.0321 41,565,742 I Travellers International Inc.(1)
Common Stock, par value $0.0001 per share 02/03/2026 S 290,500 D $0.0275 41,275,742 I Travellers International Inc.(1)
Common Stock, par value $0.0001 per share 02/03/2026 S 30,000 D $0.0276 41,245,242 I Travellers International Inc.(1)
Common Stock, par value $0.0001 per share 02/03/2026 S 19,500 D $0.0315 41,225,742 I Travellers International Inc.(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Marc Hazout controls Travellers International Inc.
/s/ Marc Hazout 02/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did SusGlobal Energy Corp. (SNRG) disclose in this Form 4?

The filing reports indirect open-market sales of SusGlobal Energy common stock by Travellers International Inc., an entity controlled by executive Marc Hazout, on February 2 and 3, 2026, at prices between $0.0275 and $0.0321 per share.

Who is the reporting person in the SusGlobal Energy (SNRG) Form 4 filing?

The reporting person is Marc Hazout, who serves as Exec. Chairman, President, CEO, and a 10% owner and director of SusGlobal Energy Corp. The transactions involve shares held indirectly through Travellers International Inc., which he controls.

How many SusGlobal Energy (SNRG) shares remain indirectly held after the reported sales?

After the reported transactions, Travellers International Inc., controlled by Marc Hazout, indirectly held 41,225,742 shares of SusGlobal Energy common stock. This figure reflects the position following the final sale reported on February 3, 2026.

What were the key sale prices in the SusGlobal Energy (SNRG) insider transactions?

The reported open-market sales of SusGlobal Energy common stock occurred at prices of $0.0321 per share on February 2, 2026 and $0.0275 and $0.0276 and $0.0315 per share on February 3, 2026.

Were the SusGlobal Energy (SNRG) insider transactions direct or indirect holdings?

All reported transactions involve indirect ownership. The shares were held and sold by Travellers International Inc., which is controlled by Marc Hazout. The Form 4 identifies the ownership form as indirect (I) for each transaction.

What transaction code is used in the SusGlobal Energy (SNRG) Form 4 and what does it mean?

Each transaction uses code “S”, indicating an open-market or private sale of SusGlobal Energy common stock. The filing describes these as open-market sales by Travellers International Inc., an entity controlled by executive Marc Hazout.