Form 144: Proposed sale of vested restricted SNX shares
Morgan Stanley Smith Barney LLC submitted a Form 144 notice listing proposed sales of restricted common stock that vested under a registered plan on multiple dates.
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Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC submitted a Form 144 notice listing proposed sales of restricted common stock that vested under a registered plan on multiple dates. The filing lists individual vesting events and share counts (examples: 494 shares on 11/30/2023, 274 shares on 08/31/2024), all tied to services rendered.
Insights
Form 144 lists multiple vested restricted-stock lots proposed for sale.
The notice enumerates discrete vesting events under a registered plan with corresponding share counts and vesting dates, which is procedural disclosure for proposed affiliate sales. It does not itself show completed trades or proceeds.
Cash‑flow treatment and timing of any sale are not provided in the excerpt; subsequent filing amendments or Form 4s would record actual dispositions.
Key Figures
Key Terms
Form 144 regulatory
Restricted stock vesting financial
Registered plan regulatory
Services Rendered other
FAQ
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What does SNX Form 144 list?
Which vesting examples appear on the SNX excerpt?
Who is the broker/dealer listed on the SNX Form 144?
AI-generated analysis. How Rhea-AI works. Not financial advice.