STOCK TITAN

Southern Co (SO) director Etheredge receives quarterly deferred stock unit award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Etheredge James O reported acquisition or exercise transactions in this Form 4 filing.

Southern Co director James O. Etheredge reported a routine equity compensation grant. He received 473.0866 deferred stock units as part of his quarterly director equity retainer under The Southern Company 2021 Equity and Incentive Compensation Plan. Each unit represents the right to receive one share of Southern Company common stock, to be settled after his Board service ends. Following this grant and related dividend reinvestment, his deferred stock unit balance stands at 2,882.7775 units held directly.

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Insider Etheredge James O
Role Director
Type Security Shares Price Value
Grant/Award Deferred Stock Units Holding 473.087 $95.12 $45K
Holdings After Transaction: Deferred Stock Units Holding — 2,882.778 shares (Direct)
Footnotes (1)
  1. Represents quarterly director equity retainer paid under the Southern Company 2021 Equity and Incentive Compensation Plan and deferred pursuant to the Deferred Compensation Plan for Outside Directors of The Southern Company (Deferred Compensation Plan). Each deferred stock unit represents the right to receive one share of Southern Company common stock. Deferred stock units are settled in shares of Southern Company common stock on the date(s) following the termination of the reporting person's service on the Board as specified by the reporting person pursuant to the Deferred Compensation Plan. There is no exercise or expiration date. Includes additional deferred stock units acquired through the dividend reinvestment feature of the Deferred Compensation Plan.
Deferred stock units granted 473.0866 units Quarterly director equity retainer grant on 2026-07-01
Grant reference price $95.12 per unit Price per share reference used for the deferred stock unit grant
Deferred units after transaction 2,882.7775 units Total deferred stock units held directly after award and dividend reinvestment
Underlying common stock 473.0866 shares Each deferred stock unit equals one Southern Company common share
Deferred Stock Units financial
"Represents quarterly director equity retainer paid under the Southern Company 2021 Equity and Incentive Compensation Plan and deferred pursuant to the Deferred Compensation Plan for Outside Directors of The Southern Company"
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
Deferred Compensation Plan for Outside Directors financial
"deferred pursuant to the Deferred Compensation Plan for Outside Directors of The Southern Company"
director equity retainer financial
"Represents quarterly director equity retainer paid under the Southern Company 2021 Equity and Incentive Compensation Plan"
dividend reinvestment feature financial
"Includes additional deferred stock units acquired through the dividend reinvestment feature of the Deferred Compensation Plan."
Equity and Incentive Compensation Plan financial
"paid under the Southern Company 2021 Equity and Incentive Compensation Plan"
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FAQ

What insider transaction did Southern Co (SO) director James O. Etheredge report?

James O. Etheredge reported receiving 473.0866 deferred stock units as a quarterly director equity retainer. These units are part of his compensation, not an open-market purchase or sale, and will eventually convert into Southern Company common shares after his Board service ends.

Is the Etheredge Form 4 for Southern Co (SO) a stock buy or sell?

The Form 4 reflects an equity award, not a buy or sell. Etheredge acquired 473.0866 deferred stock units as compensation, granted under Southern Company’s equity plan and deferred into a director compensation program rather than traded in the open market.

How many Southern Co deferred stock units does Etheredge hold after this Form 4?

After this reported transaction, Etheredge holds 2,882.7775 deferred stock units directly. This total includes the new quarterly award and additional units accumulated through the dividend reinvestment feature of the Deferred Compensation Plan for Outside Directors of The Southern Company.

What is a deferred stock unit in the Southern Co (SO) director plan?

A deferred stock unit in this context represents the right to receive one Southern Company common share in the future. Under the director Deferred Compensation Plan, units are settled in stock on dates after the director’s Board service terminates, as previously specified by the director.

When do Etheredge’s Southern Co deferred stock units become actual shares?

Etheredge’s deferred stock units are settled in Southern Company common stock after his service on the Board ends. The specific settlement dates follow his elections under the Deferred Compensation Plan; the award itself has no separate exercise or expiration date attached to it.

Does the Etheredge Form 4 for Southern Co (SO) involve an option exercise?

No, this Form 4 does not involve an option exercise. It reports a grant of deferred stock units at a conversion price of zero, with no exercise or expiration date. The units simply convert into common shares when his Board service concludes, per plan terms.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Etheredge James O

(Last)(First)(Middle)
30 IVAN ALLEN JR BLVD NW

(Street)
ATLANTA GEORGIA 30308

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SOUTHERN CO [ SO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Deferred Stock Units Holding(1)$007/01/2026A473.0866 (2) (2)Southern Company Common Stock473.0866$95.122,882.7775(3)D
Explanation of Responses:
1. Represents quarterly director equity retainer paid under the Southern Company 2021 Equity and Incentive Compensation Plan and deferred pursuant to the Deferred Compensation Plan for Outside Directors of The Southern Company (Deferred Compensation Plan). Each deferred stock unit represents the right to receive one share of Southern Company common stock.
2. Deferred stock units are settled in shares of Southern Company common stock on the date(s) following the termination of the reporting person's service on the Board as specified by the reporting person pursuant to the Deferred Compensation Plan. There is no exercise or expiration date.
3. Includes additional deferred stock units acquired through the dividend reinvestment feature of the Deferred Compensation Plan.
/s/ Brittney Anderson, Attorney-in-Fact for James O. Etheredge07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)