Welcome to our dedicated page for SOBR Safe SEC filings (Ticker: SOBR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SOBR Safe, Inc. filings document its public-company reporting for a Delaware technology company focused on touch-based alcohol detection and monitoring. Its SEC record includes 8-K reports for operating results, material agreements, executive employment arrangements, transfer-agent changes, shareholder-meeting matters, and Nasdaq continued-listing compliance.
Registration statements and capital-structure disclosures cover common stock, pre-funded warrants, resale registration mechanics, and related warrant securities. Other filings address annual-report timing, Regulation FD exhibits, governance procedures for stockholder proposals and director nominations, and risk and offering disclosures tied to SOBRsafe’s SOBRcheck and SOBRsure hardware, software platform, intellectual property, and commercialization channels.
Jane Street Group, LLC and affiliates reported beneficial ownership of SOBR Safe, Inc. common stock on a Schedule 13G. The filing shows aggregate beneficial ownership of 154,172 shares of common stock, representing 5.5% of the outstanding class.
All 154,172 shares are reported with shared voting and dispositive power and no sole voting or dispositive power. Within this total, Jane Street Capital, LLC reports 83,464 shares (3.0% of the class) and Jane Street Global Trading, LLC reports 70,708 shares (2.5% of the class), both as subsidiaries of Jane Street Group, LLC.
SOBR Safe, Inc. is reported to have been beneficially owned by Mitchell P. Kopin, Daniel B. Asher and Intracoastal Capital LLC as a group. As of the close of business on July 21, 2026, they may have been deemed to beneficially own 254,445 shares of common stock held by Intracoastal, representing 5.6% of the outstanding common stock, with shared voting and dispositive power over those shares.
The ownership arises from common stock and warrants, including prior warrant exercises under an Inducement Letter dated July 15, 2026. Multiple warrants contain blocker provisions that cap exercisability at 4.99% or 9.99% beneficial ownership. Without these blocker provisions, the Reporting Persons may have been deemed to beneficially own up to 1,934,942 shares of common stock.
SOBR Safe, Inc. entered into definitive agreements for the immediate cash exercise of certain outstanding warrants, with aggregate gross proceeds expected to be approximately $3.1 million before fees and expenses. The warrants relate to up to 2,360,648 shares of common stock originally issued in December 2025 at an exercise price of $1.30 per share and are covered by an effective Form S-1 registration statement.
In consideration for this exercise, the company will issue new unregistered Series E warrants to purchase up to 2,580,648 shares and new unregistered Series F warrants to purchase up to 2,140,648 shares, each with a $1.30 exercise price and immediate exercisability. The Series E warrants will expire five years after the effective date of a planned resale registration statement, and the Series F warrants will expire twenty-four months after that effective date. The transaction is expected to close on or about July 16, 2026, subject to customary closing conditions, and net proceeds are intended for working capital and general corporate purposes.
SOBR Safe, Inc. approved a plan to discontinue its revenue-generating alcohol monitoring and detection hardware and software operations, including SOBRcheck, SOBRsure and SOBRsafe software services, effective July 31, 2026.
By the end of July 2026 the company will stop manufacturing these devices, terminate software support agreements, and end its corporate office lease. In June 2026 it reduced its workforce by three employees. These actions are expected to reduce annual operating costs by approximately $1.2 million, with estimated one-time charges of about $50,000 for severance, contract terminations and office decommissioning. The plan is intended to preserve cash to support completion of a proposed business combination with Clean World Ventures, Inc.
SOBR Safe, Inc. is registering a proposed merger with Clean World Ventures, Inc. under a Form S-4 in which SOBR expects to issue approximately 589,388,108 shares of SOBR Common Stock in connection with the transaction. The Merger Agreement contemplates that CWV will survive as a wholly owned subsidiary of SOBR and that CWV securityholders will receive SOBR shares at an estimated exchange ratio of 1.362 (based on capitalization as of June 8, 2026).
The filing describes a $22.0 million CWV pre-closing financing (at an estimated price of $2.42 per share), a SOBR pre-closing financing of up to $2.0 million in convertible promissory notes, a proposed reverse stock split (1:2 to 1:25), an authorized share increase to 1,000,000,000 shares, board and management changes, and Nasdaq listing requirements to be satisfied as closing conditions.
SOBR Safe, Inc. reports that a Nasdaq Hearings Panel has granted its request to keep its shares listed on the Nasdaq Capital Market until September 15, 2026 despite a bid-price deficiency. The company’s stock had traded below the $1.00 minimum bid price for 30 consecutive business days, triggering a notice of non-compliance.
The panel’s extension is conditional. By September 15, 2026, SOBR Safe must complete its proposed business combination with Clean World Ventures, Inc. and show that it meets Nasdaq’s Initial Listing Rules. Prior reverse stock splits totaling a cumulative 1-for-1100 over two years made the company ineligible for the standard 180‑day cure period.
SOBR SAFE, Inc. reports Armistice Capital, LLC and Steven Boyd filed an amended Schedule 13G disclosing shared beneficial ownership of 147,403 shares of Common Stock, representing 4.99% of the class.
The filing states Armistice Capital acts as investment manager to Armistice Capital Master Fund Ltd., which is the direct holder; by agreement Armistice Capital and Mr. Boyd exercise shared voting and dispositive power over the reported 147,403 shares. The Master Fund disclaims beneficial ownership under its Investment Management Agreement. The filing is dated 05/15/2026.
SOBR Safe, Inc. reporting persons Mitchell P. Kopin, Daniel B. Asher and Intracoastal Capital LLC disclose beneficial ownership tied to warrants. As of the close of business on March 31, 2026, each Reporting Person may be deemed beneficial owner of 99,067 shares of Common Stock issuable upon exercise of Intracoastal Warrant 1, representing approximately 4.99% of the Common Stock. The filing bases the percentage on 1,886,255 shares outstanding as of December 31, 2025 and the 99,067 issuable shares. The filing states blocker provisions that exclude an additional 331,041, 430,108 and 65 shares issuable under three warrants; without those blocker provisions the Reporting Persons may have been deemed to beneficially own 860,281 shares. The filing reports shared voting and dispositive power of 99,067 shares and affirms ownership is 5% or less of the class.
SOBR Safe, Inc. reported a major cost-cutting restructuring tied to its previously announced merger agreement with Clean World Ventures Inc. and SOBR Safe Merger Sub, Inc. Effective May 7, 2026, the company is reducing its workforce by 11 employees, which represents approximately 70% of its staff.
The company expects this reduction in force to lower annual operating costs by about $1.6 million. In connection with the plan, SOBR Safe estimates it will record approximately $105,000 in restructuring charges in the second quarter of 2026, mainly for severance, other employee-related expenses, and contract termination costs.
Management notes that these estimates are based on current assumptions and could change, and acknowledges that the workforce reduction might adversely affect development activities and overall operations.
SOBR Safe, Inc. filed Amendment No. 1 to its Annual Report for the year ended December 31, 2025 to address missing exhibits and officer certifications. The amendment adds a new auditor consent (Exhibit 23.1) and new certifications from the Principal Executive Officer and Principal Financial Officer under Sections 302 and 906 of the Sarbanes-Oxley Act.
The company states this amendment does not update any other disclosures or reflect events after the original Form 10-K. As context, the aggregate market value of voting and non-voting stock held by non-affiliates was $3,512,153 based on a $2.89 share price on June 30, 2025, with 1,215,278 shares held by non-affiliates. As of April 10, 2026, there were 2,806,579 shares of common stock outstanding.