Welcome to our dedicated page for Sobr Safe SEC filings (Ticker: SOBR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SOBR Safe, Inc. filings document its public-company reporting for a Delaware technology company focused on touch-based alcohol detection and monitoring. Its SEC record includes 8-K reports for operating results, material agreements, executive employment arrangements, transfer-agent changes, shareholder-meeting matters, and Nasdaq continued-listing compliance.
Registration statements and capital-structure disclosures cover common stock, pre-funded warrants, resale registration mechanics, and related warrant securities. Other filings address annual-report timing, Regulation FD exhibits, governance procedures for stockholder proposals and director nominations, and risk and offering disclosures tied to SOBRsafe’s SOBRcheck and SOBRsure hardware, software platform, intellectual property, and commercialization channels.
SOBR Safe, Inc. Schedule 13G/A amendment shows Thomas Corley beneficially owns 370,000 shares of Common Stock, equal to 19.6% of the class. The percent is calculated from 1,886,255 shares outstanding as of December 31, 2025 per the Form S-1 filed January 13, 2026. The form is signed by Thomas Corley on 04/01/2026.
SOBR Safe, Inc. set the date for its 2026 Annual Meeting of Stockholders for Monday, May 18, 2026. Stockholders of record at the close of business on April 10, 2026 may receive notice of, and vote at, the meeting. To have a proposal included in the proxy statement, a stockholder must deliver a properly formatted written proposal to the Company’s Secretary by April 9, 2026, in compliance with the Company’s Bylaws and SEC rules. Stockholders intending to solicit proxies for their own director nominees under the SEC’s universal proxy rules must provide the required Rule 14a-19 notice to the Secretary no later than April 10, 2026.
SOBR Safe, Inc. submitted a Notification of Late Filing (Form 12b-25 / NT 10-K) stating it cannot, without unreasonable effort or expense, file its Annual Report on Form 10-K for the year ended December 31, 2025 by the prescribed filing date of March 31, 2026. The company says it requires additional time to finalize the Annual Report and anticipates filing it as soon as possible, but no later than the fifteenth calendar day following the prescribed filing date.
SOBR Safe, Inc. reports a beneficial ownership filing by Thomas Corley. Mr. Corley reports beneficial ownership of 360,000 shares of Common Stock, representing 19.1% of the class based on 1/13/2026 S-1 disclosure of 1,886,255 shares outstanding as of 12/31/2025.
The filing is an amendment (Amendment No. 4) to a Schedule 13G/A and documents voting and dispositive power held solely by Mr. Corley over the reported shares.
SOBR Safe, Inc. reported that Nasdaq notified the company on March 19, 2026 that its common stock has failed to meet the minimum $1.00 per share bid price requirement for 30 consecutive business days under Nasdaq Listing Rule 5550(a)(2). The notice also cited prior reverse stock splits of 1‑for‑110 on October 2, 2024 and 1‑for‑10 on April 4, 2025, for a cumulative ratio of 1‑for‑1100, which makes SOBR ineligible for the standard 180‑day cure period. The company’s stock continues to trade on the Nasdaq Capital Market under the symbol SOBR, and the notice does not affect its business operations or SEC reporting. SOBR plans to timely appeal the Nasdaq staff determination to a hearings panel, submit a compliance plan, and, if needed, pursue another reverse stock split, but there is no assurance it will regain or maintain listing compliance.
SOBR SAFE, Inc. ownership disclosure: Armistice Capital, LLC and Steven Boyd report beneficial ownership of 168,285 shares of common stock, representing 9.99% of the class as of 12/31/2025.
The filing states Armistice Capital is the investment manager of Armistice Capital Master Fund Ltd., the direct holder, and that Armistice exercises voting and dispositive power over the Master Fund's holdings; Mr. Boyd is the managing member of Armistice Capital. The Master Fund disclaims direct beneficial ownership under its investment management agreement.
SOBR Safe, Inc. is registering up to 3,967,746 shares of common stock for resale by existing securityholders, including up to 3,597,746 shares issuable upon exercise of private placement warrants. The company will not receive proceeds from resale of these shares, but will receive cash only if the warrants are exercised for cash.
SOBR Safe provides non-invasive alcohol detection technology through its SOBRsafe software platform and SOBRcheck and SOBRsure devices, targeting workplace safety, behavioral health, judicial and consumer markets. Management highlights rapid revenue growth in 2025, prior warrant exercise proceeds and an October 2024 private placement, but also states the company has limited revenue and assets, is in unsound financial condition, and that investors should be able to bear a total loss. The stock trades on Nasdaq under “SOBR,” recently at $2.13 per share, and the company has a history of reverse stock splits and prior Nasdaq compliance challenges.
SOBR Safe, Inc. filed a resale registration statement covering up to 3,967,746 shares of common stock, including up to 3,597,746 shares issuable upon exercise of warrants issued in a December 2025 private placement. The shares consist of 370,000 already-issued shares and warrant shares held by institutional and placement agent investors.
The company will not receive proceeds from any resale of these shares, but would receive cash only if the warrants are exercised for cash. SOBR Safe develops non-invasive alcohol detection technologies, such as its SOBRcheck and SOBRsure devices, and reports that revenue for the nine months ended September 30, 2025 increased 102.1% from the prior-year period. The prospectus highlights that the company has a history of losses, a recent 1-for-10 reverse split, prior Nasdaq listing deficiencies, and warns that investing involves a high risk, including the possibility of losing the entire investment.
SOBR Safe, Inc. reported changes to its leadership agreements and share administration. On December 30, 2025, the company amended the executive employment agreements of Chief Executive Officer David J. Gandini and Chief Financial Officer Christopher Whitaker to extend each contract term through December 31, 2026. These amendments keep the current top leadership team in place for an additional year.
Effective December 26, 2025, SOBR Safe also appointed Broadridge Financial as its new transfer agent, moving all directly held shares of common stock from Equiniti to Broadridge’s platform. The company listed the related employment agreement amendments as exhibits to this report.