SOBR Safe, Inc. filings document its public-company reporting for a Delaware technology company focused on touch-based alcohol detection and monitoring. Its SEC record includes 8-K reports for operating results, material agreements, executive employment arrangements, transfer-agent changes, shareholder-meeting matters, and Nasdaq continued-listing compliance.
Registration statements and capital-structure disclosures cover common stock, pre-funded warrants, resale registration mechanics, and related warrant securities. Other filings address annual-report timing, Regulation FD exhibits, governance procedures for stockholder proposals and director nominations, and risk and offering disclosures tied to SOBRsafe’s SOBRcheck and SOBRsure hardware, software platform, intellectual property, and commercialization channels.
SOBR Safe, Inc. (SOBR) reports that Nasdaq has notified the company its common stock will be delisted from the Nasdaq Capital Market at the open of trading on September 16, 2026 due to continued noncompliance with Nasdaq listing standards, including the minimum bid price and stockholders’ equity requirements.
The board decided not to further appeal the delisting or the stockholders’ equity deficiency, citing the Delisting Notice and the conditions in its pending merger with Clean World Ventures, Inc., which include approval of a new Nasdaq listing application that the company believes is unlikely to be satisfied by October 15, 2026.
As of September 16, 2026, SOBR’s common stock will no longer trade on Nasdaq and is expected to begin quotation on the OTC Markets, where the company has applied for listing on the OTCQB tier under the same ticker symbol “SOBR”.
SOBR Safe, Inc. (SOBR) reports, via an Amendment No. 9 to a Schedule 13G, that investor Thomas Corley beneficially owns 714,000 shares of its common stock, representing 13.3% of the class. This percentage is based on 5,387,210 shares outstanding as of September 9, 2026, as stated in a Form S-1. Corley reports sole voting and sole dispositive power over all 714,000 shares, with no shared voting or dispositive authority.
SOBR Safe, Inc. (SOBR) filed a resale registration on Form S-1 covering up to 4,898,345 shares of common stock, all issuable upon exercise of outstanding warrants held by selling securityholders under a July 15, 2026 inducement agreement. The company is not selling any shares in this offering and will receive no proceeds from resales, only any cash proceeds from warrant exercises.
Common stock outstanding was 5,387,210 shares as of September 9, 2026, and would be 10,285,555 shares if all registered warrants are exercised. SOBR describes itself as having no operations, limited revenue, limited assets and an unsound financial condition, and has discontinued its revenue-generating alcohol monitoring hardware and software operations as of July 31, 2026 while pursuing a merger with Clean World Ventures, Inc. that would result in CWV stockholders owning about 98% of the combined company, subject to multiple closing conditions and Nasdaq listing requirements.
SOBR Safe, Inc. (SOBR) reports that individual investor Thomas Corley has filed Amendment No. 8 to his Schedule 13G, stating beneficial ownership of 540,000 shares of SOBR Safe common stock. This represents 10.0% of the outstanding common stock, based on 5,387,210 shares outstanding as of August 13, 2026.
Corley reports sole voting and dispositive power over all 540,000 shares and no shared power. The amendment explains that earlier values in the ownership section were inadvertently incorrect and that the ownership figures have been corrected in this amendment.
SOBR Safe, Inc. (SOBR) received an amended Schedule 13G filing (Amendment No. 7) reporting the beneficial ownership of its common stock by Thomas Corley. Corley reports beneficial ownership of 570,000 shares of SOBR Safe common stock, representing 10.0% of the class, with sole voting and dispositive power over these shares.
The reported percentage is based on 5,387,210 shares outstanding as of August 13, 2026, as referenced from SOBR Safe’s Form 10-Q filed on August 14, 2026. The filing is signed by Thomas Corley in his individual capacity.
SOBR Safe, Inc. (SOBR) reported that on August 21, 2026 it received an additional Nasdaq staff determination letter stating that stockholders’ equity reported in its June 30, 2026 Form 10-Q is below the $2,500,000 minimum required by Nasdaq Listing Rule 5550(b)(1). Nasdaq also noted SOBR does not meet alternative market value or net income standards, adding a further basis for potential delisting alongside its existing deficiency under the $1.00 Bid Price Requirement.
Nasdaq had previously granted continued listing until September 15, 2026, conditioned on completing a proposed business combination with Clean World Ventures, Inc. and meeting Nasdaq Initial Listing Rules. SOBR’s shares remain listed on the Nasdaq Capital Market under “SOBR.” The company may present its position on the equity deficiency to the Hearings Panel by August 28, 2026. Separately, director Ford Fay resigned from the Board effective August 21, 2026, citing no disagreement with the company.
SOBR Safe, Inc. investor Thomas Corley reported beneficial ownership of SOBR common stock on an amended Schedule 13G. He reported owning 370,000 shares of common stock, representing 6.9% of the outstanding class. This percentage is based on 5,387,210 shares outstanding as of August 13, 2026, as referenced from a Form 10-Q filed on August 14, 2026.
Corley has sole voting power and sole dispositive power over all 370,000 shares, with no shared voting or dispositive power reported.
SOBR Safe, Inc. reported very limited scale and severe financial strain for the six months ended June 30, 2026. Revenue was only $108,078 while the net loss attributable to the company was $5,354,598, including a $1,105,052 impairment of intellectual technology.
Cash fell to $429,068 from $4,759,370 at year-end, total assets declined to $600,871, and stockholders’ equity shifted to a deficit of $325,405. Operating cash use was $4,359,606 in the period. Management disclosed substantial doubt about the ability to continue as a going concern, citing recurring losses, limited liquidity, Nasdaq listing risk, and plans to discontinue legacy alcohol monitoring operations.
The company has initiated deep restructuring, cutting about 70% of its workforce and approving full shutdown of its SOBRcheck and SOBRsure operations, expected to reduce annual operating expenses by roughly $2.8 million. A July 2026 warrant inducement is expected to provide about $3.1 million in gross proceeds, and SOBR Safe is pursuing a pending merger with Clean World Ventures, Inc., under which CWV shareholders would own approximately 98% of the combined company if completed.
Jane Street Group, LLC and affiliates reported beneficial ownership of SOBR Safe, Inc. common stock on a Schedule 13G. The filing shows aggregate beneficial ownership of 154,172 shares of common stock, representing 5.5% of the outstanding class.
All 154,172 shares are reported with shared voting and dispositive power and no sole voting or dispositive power. Within this total, Jane Street Capital, LLC reports 83,464 shares (3.0% of the class) and Jane Street Global Trading, LLC reports 70,708 shares (2.5% of the class), both as subsidiaries of Jane Street Group, LLC.
SOBR Safe, Inc. is reported to have been beneficially owned by Mitchell P. Kopin, Daniel B. Asher and Intracoastal Capital LLC as a group. As of the close of business on July 21, 2026, they may have been deemed to beneficially own 254,445 shares of common stock held by Intracoastal, representing 5.6% of the outstanding common stock, with shared voting and dispositive power over those shares.
The ownership arises from common stock and warrants, including prior warrant exercises under an Inducement Letter dated July 15, 2026. Multiple warrants contain blocker provisions that cap exercisability at 4.99% or 9.99% beneficial ownership. Without these blocker provisions, the Reporting Persons may have been deemed to beneficially own up to 1,934,942 shares of common stock.