SOBR Safe insiders report 4.99% warrant stake

SOBR Safe, Inc. reporting persons Mitchell P. Kopin, Daniel B. Asher and Intracoastal Capital LLC disclose beneficial ownership tied to warrants.

Rhea-AI Filing Summary

SOBR Safe, Inc. reporting persons Mitchell P. Kopin, Daniel B. Asher and Intracoastal Capital LLC disclose beneficial ownership tied to warrants. As of the close of business on March 31, 2026, each Reporting Person may be deemed beneficial owner of 99,067 shares of Common Stock issuable upon exercise of Intracoastal Warrant 1, representing approximately 4.99% of the Common Stock. The filing bases the percentage on 1,886,255 shares outstanding as of December 31, 2025 and the 99,067 issuable shares. The filing states blocker provisions that exclude an additional 331,041, 430,108 and 65 shares issuable under three warrants; without those blocker provisions the Reporting Persons may have been deemed to beneficially own 860,281 shares. The filing reports shared voting and dispositive power of 99,067 shares and affirms ownership is 5% or less of the class.

Insights

Governance Analyst

Disclosure shows warrant‑linked holdings capped by blocker provisions at 4.99%.

The filing lists 99,067 shares issuable upon exercise of Intracoastal Warrant 1 and ties the 4.99% figure to 1,886,255 shares outstanding as of December 31, 2025. The blocker provisions for three warrants prevent exercises that would exceed the 4.99% threshold.

Cash‑flow treatment is not stated in the excerpt and subsequent filings may disclose exercises or transfers. Timing and any exercises are not reported here; future filings would update ownership if warrants are exercised or waived.

Securities Counsel

Filing clarifies legal attribution and shared dispositive authority among related parties.

The disclosure attributes the 99,067 issuable shares to Intracoastal Warrant 1 and treats Mr. Kopin, Mr. Asher and Intracoastal as Reporting Persons with shared voting and dispositive power of 99,067 shares. The filing cites blocker provisions that limit exercise rights to maintain sub‑5% holdings.

Any change in legal position (e.g., waiver of blockers or exercise) would require updated reporting; the excerpt does not state such changes.

Key Figures

Shares issuable (Warrant 1): 99,067 shares Percent of class: 4.99% Shares outstanding (issuer): 1,886,255 shares +4 more

7 metrics

Shares issuable (Warrant 1) 99,067 shares issuable upon exercise of Intracoastal Warrant 1 as of March 31, 2026

Percent of class 4.99% based on 1,886,255 shares outstanding as of December 31, 2025

Shares outstanding (issuer) 1,886,255 shares reported outstanding as of December 31, 2025

Excluded exercisable shares (warrant A) 331,041 shares excluded due to blocker provision

Excluded exercisable shares (warrant B) 430,108 shares excluded due to blocker provision

Excluded exercisable shares (warrant C) 65 shares excluded due to blocker provision

Potential ownership without blockers 860,281 shares stated hypothetical without blocker provisions

Key Terms

blocker provision, beneficial ownership, warrant

3 terms

blocker provision regulatory

"Intracoastal Warrant 1 contains a blocker provision under which the holder thereof does not have the right to exercise"

beneficial ownership regulatory

"each of the Reporting Persons may have been deemed to have beneficial ownership of 99,067 shares"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

warrant financial

"shares of Common Stock issuable upon exercise of a warrant held by Intracoastal"

A warrant is a time-limited financial contract that gives its holder the right to buy a company's shares at a set price before a specified date, like a coupon that lets you purchase stock at a fixed discount for a limited time. It matters to investors because warrants offer leveraged exposure to a stock’s upside and can dilute existing shareholders if exercised, so they affect potential gains and the company’s outstanding share count.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stake do SOBR Safe (SOBR) reporting persons disclose?

They disclose beneficial ownership of 99,067 shares issuable upon exercise of a warrant, representing about 4.99% of the common stock based on the issuer's reported outstanding shares.

How did the filing calculate the 4.99% figure for SOBR Safe?

The percentage uses 1,886,255 shares outstanding as of December 31, 2025 and the 99,067 issuable shares from Intracoastal Warrant 1 to derive approximately 4.99% ownership.

Do the warrants allow the reporting persons to exceed 4.99% ownership?

No. The filing states blocker provisions that prevent exercise to the extent such exercise would result in beneficial ownership above 4.99%; three warrants have excluded exercisable shares cited in the disclosure.

What additional warrant issuances are excluded by the blocker provisions?

The filing excludes 331,041, 430,108 and 65 shares issuable under three warrants because each warrant contains a blocker preventing exercise that would exceed 4.99% ownership.

What would the reporting persons’ ownership be without the blocker provisions?

The filing states that without the blocker provisions the Reporting Persons may have been deemed to beneficially own 860,281 shares of Common Stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/13/2026 - 04:31 PM Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)

SOBR Safe, Inc.

(Name of Issuer)

Common stock, par value $0.00001 per share

(Title of Class of Securities)

833592405

(CUSIP Number)

03/31/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 833592405

1

Names of Reporting Persons

Mitchell P. Kopin

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 99,067.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 99,067.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

99,067.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

4.99 %

12

Type of Reporting Person (See Instructions)

HC, IN

SCHEDULE 13G

CUSIP Number(s): 833592405

1

Names of Reporting Persons

Daniel B. Asher

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 99,067.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 99,067.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

99,067.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

4.99 %

12

Type of Reporting Person (See Instructions)

HC, IN

SCHEDULE 13G

CUSIP Number(s): 833592405

1

Names of Reporting Persons

Intracoastal Capital LLC

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 99,067.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 99,067.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

99,067.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

4.99 %

12

Type of Reporting Person (See Instructions)

OO

SCHEDULE 13G

Item 1.
(a)	Name of issuer: SOBR Safe, Inc.
(b)	Address of issuer's principal executive offices: 6400 S. Fiddlers Green Circle, Suite 1400, Greenwood Village, Colorado 80111
Item 2.
(a)	Name of person filing: This Schedule 13G is being filed on behalf of (i) Mitchell P. Kopin, an individual ("Mr. Kopin"), (ii) Daniel B. Asher, an individual ("Mr. Asher") and (iii) Intracoastal Capital LLC, a Delaware limited liability company ("Intracoastal" and together with Mr. Kopin and Mr. Asher, collectively the "Reporting Persons").
(b)	Address or principal business office or, if none, residence: The principal business office of Mr. Kopin and Intracoastal is 245 Palm Trail, Delray Beach, Florida 33483. The principal business office of Mr. Asher is 1011 Lake Street, Suite 311, Oak Park, Illinois 60301
(c)	Citizenship: Mr. Kopin is a citizen of the United States of America. Mr. Asher is a citizen of the United States of America. Intracoastal is a Delaware limited liability company.
(d)	Title of class of securities: Common stock, par value $0.00001 per share
(e)	CUSIP No.: 833592405
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: As of the close of business on March 31, 2026, each of the Reporting Persons may have been deemed to have beneficial ownership of 99,067 shares of Common Stock issuable upon exercise of a warrant held by Intracoastal ("Intracoastal Warrant 1"), and all such shares of Common Stock represent beneficial ownership of approximately 4.99% of the Common Stock, based on (1) 1,886,255 shares of Common Stock outstanding as of December 31, 2025, as reported by the Issuer and (2) 99,067 shares of Common Stock issuable upon exercise of Intracoastal Warrant 1. The foregoing excludes (I) 331,041 shares of Common Stock issuable upon exercise of Intracoastal Warrant 1 because Intracoastal Warrant 1 contains a blocker provision under which the holder thereof does not have the right to exercise Intracoastal Warrant 1 to the extent (but only to the extent) that such exercise would result in beneficial ownership by the holder thereof, together with the holder's affiliates, and any other persons acting as a group together with the holder or any of the holder's affiliates, of more than 4.99% of the Common Stock, (II) 430,108 shares of Common Stock issuable upon exercise of a second warrant held by Intracoastal ("Intracoastal Warrant 2") because Intracoastal Warrant 2 contains a blocker provision under which the holder thereof does not have the right to exercise Intracoastal Warrant 2 to the extent (but only to the extent) that such exercise would result in beneficial ownership by the holder thereof, together with the holder's affiliates, and any other persons acting as a group together with the holder or any of the holder's affiliates, of more than 4.99% of the Common Stock and (III) 65 shares of Common Stock issuable upon exercise of a third warrant held by Intracoastal ("Intracoastal Warrant 3") because Intracoastal Warrant 3 contains a blocker provision under which the holder thereof does not have the right to exercise Intracoastal Warrant 3 to the extent (but only to the extent) that such exercise would result in beneficial ownership by the holder thereof, together with the holder's affiliates, and any other persons acting as a group together with the holder or any of the holder's affiliates, of more than 4.99% of the Common Stock. Without such blocker provisions, each of the Reporting Persons may have been deemed to have beneficial ownership of 860,281 shares of Common Stock.
(b)	Percent of class: 4.99%
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0
	(ii) Shared power to vote or to direct the vote: 99,067
	(iii) Sole power to dispose or to direct the disposition of: 0
	(iv) Shared power to dispose or to direct the disposition of: 99,067
Item 5.	Ownership of 5 Percent or Less of a Class.
	Ownership of 5 percent or less of a class
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Mitchell P. Kopin

Signature:	/s/ Mitchell P. Kopin
Name/Title:	Mitchell P. Kopin
Date:	05/13/2026

Daniel B. Asher

Signature:	/s/ Daniel B. Asher
Name/Title:	Daniel B. Asher
Date:	05/13/2026

Intracoastal Capital LLC

Signature:	/s/ Mitchell P. Kopin
Name/Title:	Mitchell P. Kopin, Manager
Date:	05/13/2026