SoFi CFO settles 155,907 RSUs, shares withheld for tax

SoFi Technologies CFO Christopher Lapointe reported routine equity compensation activity.

Rhea-AI Filing Summary

SoFi Technologies CFO Christopher Lapointe reported routine equity compensation activity. On March 16, 2026, he settled a total of 155,907 restricted stock units, receiving the same number of SoFi common shares for no cash cost, as each RSU converts into one share upon vesting.

To cover tax obligations on these stock-settled RSUs, 82,913 shares of common stock were withheld at a reference price of $17.76 per share, and were not issued to or sold by him. After these transactions, Lapointe directly holds 1,776,546 shares of SoFi common stock.

Insider Trade Summary

155,907 shares exercised/converted

Exercise 5 txns

Insider Lapointe Christopher

Role CFO and PAO

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit	119,318	$0.00	$0.00
Exercise	Restricted Stock Unit	36,589	$0.00	$0.00
Exercise	Common Stock	119,318	$0.00	$0.00
Exercise	Common Stock	36,589	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	82,913	$17.76	$1.47M

Holdings After Transaction: Restricted Stock Unit — 734,631 contracts (Direct); Common Stock — 1,776,546 shares (Direct)

Footnotes (4)

1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
2. F2. Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
3. F3. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 22, 2023 and March 13, 2024.
4. F4. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SoFi (SOFI) CFO Christopher Lapointe report?

Christopher Lapointe reported the settlement of restricted stock units into common shares. He converted 155,907 RSUs into the same number of SoFi common shares as part of his equity compensation, reflecting routine vesting rather than an open-market stock purchase or sale.

How many SoFi (SOFI) shares were involved in Christopher Lapointe’s RSU vesting?

Lapointe’s RSU vesting covered 155,907 restricted stock units, each converting into one share of common stock. This increased his equity exposure through compensation, with the shares issued at no cash cost to him upon settlement of the stock-based awards.

Were any SoFi (SOFI) shares sold by CFO Christopher Lapointe in this Form 4?

No shares were sold by Lapointe in this filing. Instead, 82,913 shares were withheld by the company to satisfy tax withholding obligations on vested RSUs, meaning those shares were never issued to him or sold into the open market.

What tax-related transaction appears in SoFi (SOFI) CFO Lapointe’s Form 4?

The filing shows 82,913 SoFi common shares withheld at $17.76 per share to cover tax obligations arising from RSU vesting. This is coded as a tax-withholding disposition and is not considered an open-market sale by the executive.

How many SoFi (SOFI) shares does Christopher Lapointe own after these transactions?

Following the RSU settlements and tax share withholding, Lapointe directly holds 1,776,546 shares of SoFi common stock. This post-transaction balance reflects his ongoing equity stake after receiving new shares and settling the related tax obligations in stock.

What does the Form 4 reveal about Christopher Lapointe’s remaining derivative awards at SoFi (SOFI)?

The filing lists completed settlements of certain RSU grants into common stock, with no additional derivative positions shown in the remaining-derivatives summary. It focuses on vested RSUs that converted to shares rather than outlining any new or outstanding option-like awards.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 03/18/2026 - 08:16 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lapointe Christopher

(Last) (First) (Middle)

C/O SOFI TECHNOLOGIES, INC.

234 1ST STREET

(Street)

SAN FRANCISCO CALIFORNIA 94105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO and PAO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/16/2026		M		119,318	A	(1)	1,822,870	D
Common Stock	03/16/2026		M		36,589	A	(1)	1,859,459	D
Common Stock	03/16/2026		F		82,913	D	$17.76(2)	1,776,546	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	03/16/2026		M			119,318	(3)	(3)	Common Stock	119,318	$0	423,623	D
Restricted Stock Unit	(1)	03/16/2026		M			36,589	(4)	(4)	Common Stock	36,589	$0	311,008	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

2. Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

3. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 22, 2023 and March 13, 2024.

4. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

Remarks:

	/s/ Deanna M. Smith, Attorney-in-Fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)