SoFi Technologies, Inc. filings document a public digital financial-services company with consumer lending, banking, investing, home lending and technology-platform operations. Form 8-K reports quarterly and annual results, loan originations, member and product metrics, adjusted revenue measures and operating data furnished with earnings releases.
Proxy materials cover board matters, executive compensation, equity awards and annual stockholder voting. Other filings disclose leadership transition arrangements, Regulation FD information about officer prepaid variable forward contracts and share pledges, common-stock capital actions, underwriting agreements, registration-statement references, use of proceeds and governance matters tied to SoFi's financial-services and payments platform.
SoFi Technologies, Inc. EVP, GBUL, SIPS Kelli Keough sold 10,203 shares of common stock on September 21, 2026, at a weighted average sale price of $16.9862 per share; individual trades ranged from $16.9020 to $17.0766 per share. The sale was completed pursuant to a Rule 10b5-1 Trading Plan adopted on July 30, 2025. She held 408,073 shares directly after the sale.
SoFi Technologies, Inc. Chief Technology Officer Jeremy Rishel sold 18,624 shares of common stock at $17.50 per share on September 21, 2026. The transaction is described as a sale in the open market or a private transaction and was completed pursuant to a Rule 10b5-1 Trading Plan adopted on June 9, 2026. After the sale, Rishel directly held 912,650 shares.
SoFi Technologies, Inc. (SOFI) received a notice that officer Kelli Keough intends to sell up to 30,918 shares of common stock under Rule 144, with J.P. Morgan Securities LLC acting as agent. The filing lists these shares as originating from RSU vesting and characterized as compensation, and states they may be sold on NASDAQ on or after September 21, 2026 and within three months of the notice date. The filing also discloses several prior open-market sales of SoFi common stock by Keough during the preceding three months.
SoFi Technologies, Inc. (SOFI) is the issuer for a notice under Rule 144 filed for sales by officer Jeremy D. Rishel. The notice covers a planned sale of 18,624 shares of common stock, with an aggregate market value of $325,920.00, to be effected through Fidelity Brokerage Services LLC on NASDAQ. These shares arose from restricted stock vesting on September 14, 2026, and follow a prior sale of 41,750 shares for $721,398.25 during the past three months.
SoFi Technologies, Inc. (SOFI) reported insider equity activity by executive vice president Kelli Keough. On September 14, 2026, previously granted restricted stock units settled into an aggregate 127,867 shares of common stock in multiple tranches. In a related September 15, 2026 transaction, 66,033 shares of common stock were delivered or withheld at $17.279 per share to satisfy tax withholding obligations tied to the vesting of stock-settled RSUs, and these shares were not issued to the reporting person. No Rule 10b5-1 trading plan is reported.
SoFi Technologies, Inc. (SOFI) reported that its Chief Financial Officer and PAO, Christopher Lapointe, settled a total of 104,152 Restricted Stock Units into an equal number of shares of common stock on September 14, 2026. Each RSU represents a contingent right to receive one share of common stock for no consideration. In connection with the vesting of these stock‑settled RSUs, 59,341 shares of common stock were withheld at $17.32 per share to satisfy tax withholding obligations; these withheld shares were not issued to or sold by Lapointe. No Rule 10b5‑1 trading plan is indicated for these transactions.
SoFi Technologies, Inc. (SOFI) reported that General Counsel Robert S. Lavet had a portion of his stock awards vest and settle. On September 14, 2026, 36,057 Restricted Stock Units (RSUs) were settled into 36,057 shares of common stock, with a reported 36,058 RSUs remaining after the transaction. On September 15, 2026, 14,414 shares of common stock were delivered or withheld at $17.279 per share to satisfy the tax withholding obligation related to the vesting of stock-settled RSUs; these tax shares were not issued to Mr. Lavet. No Rule 10b5-1 trading plan is indicated for these transactions.
SoFi Technologies, Inc. reported that Chief Executive Officer Anthony Noto settled previously granted restricted stock units on September 14, 2026, exercising RSUs covering 345,554 shares of common stock. In connection with the vesting, 188,259 shares of common stock were withheld at $17.32 per share to satisfy tax withholding obligations; these withheld shares were not issued to or sold by him. No Rule 10b5-1 trading plan is reported for these transactions.
SoFi Technologies, Inc. (SOFI) reported that Chief Risk Officer Arun Pinto had restricted stock units (RSUs) settle into a total of 21,174 shares of common stock on September 14, 2026, through the exercise or conversion of RSUs. In connection with this vesting, 11,838 shares of common stock were delivered or withheld on September 15, 2026 to satisfy a tax withholding obligation at an indicated value of $17.279 per share; the related footnote states these shares were not issued to the reporting person. The filing does not report any open-market purchases or sales and indicates no Rule 10b5-1 trading plan.
SoFi Technologies, Inc. (SOFI) reported that Chief Technology Officer Jeremy Rishel had restricted stock units vest on September 14, 2026, converting into multiple blocks of common stock. These RSU settlements each delivered one share of common stock per unit. On September 15, 2026, 41,750 shares of common stock were delivered or withheld to pay applicable tax liabilities at $17.279 per share; these shares were not issued to him.