Welcome to our dedicated page for Sofi Technologies SEC filings (Ticker: SOFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SoFi Technologies, Inc. filings document a public digital financial-services company with consumer lending, banking, investing, home lending and technology-platform operations. Form 8-K reports quarterly and annual results, loan originations, member and product metrics, adjusted revenue measures and operating data furnished with earnings releases.
Proxy materials cover board matters, executive compensation, equity awards and annual stockholder voting. Other filings disclose leadership transition arrangements, Regulation FD information about officer prepaid variable forward contracts and share pledges, common-stock capital actions, underwriting agreements, registration-statement references, use of proceeds and governance matters tied to SoFi's financial-services and payments platform.
SoFi Technologies, Inc. executive vice president Kelli Keough reported an open-market sale of common stock. Keough sold 10,037 shares of SoFi common stock at a weighted average price of $15.5346 per share. After this transaction, Keough directly holds 323,247 shares of SoFi common stock.
The sale was completed under a pre-arranged Rule 10b5-1 Trading Plan adopted by the reporting person on July 30, 2025. The transaction was executed in multiple trades within a price range of $15.0700 to $15.7100 per share, with the reported price representing the weighted average for the shares sold.
SoFi Technologies, Inc. executive Eric Schuppenhauer reported routine equity compensation activity tied to restricted stock units (RSUs). On May 14, 2026, RSUs covering 55,731 shares were settled into the same number of common shares at $0.00 per share, reflecting a vesting event.
On May 15, 2026, 22,542 shares of common stock at a price of $15.493 per share were used to satisfy tax withholding obligations related to these stock-settled RSUs, and the filing notes these shares were not issued to the reporting person. Following the transactions, he directly holds 294,604.81 shares of SoFi common stock, and 501,579 RSUs remain outstanding.
SoFi Technologies Chief Risk Officer Arun Pinto reported routine equity compensation activity. He acquired 45,388 shares of common stock on settlement of restricted stock units, each RSU converting into one share of common stock for no cash consideration.
To cover related tax obligations, 24,805 shares of common stock valued at $15.493 per share were withheld and not issued to him. After these transactions, Pinto directly holds 188,872 shares of SoFi common stock, and the filing shows no remaining derivative equity awards tied to this RSU grant.
SOFI files a Rule 144 notice for the proposed sale of 24,805 shares of its Common Stock, tied to restricted stock vesting on 05/14/2026. The filing also lists prior open-market dispositions by Arun R. Pinto of 25,420 shares on 02/18/2026 and 6,375 shares on 03/17/2026.
SOFI submitted a Form 144 disclosing a proposed sale of 22,542 shares of Common Stock tied to a Restricted Stock Vesting event dated 05/14/2026. The filing names Fidelity Brokerage Services LLC in connection with the transaction. The filing also records a prior sale of 23,083 shares on 02/18/2026 by Eric Schuppenhauer, with a reported amount of $452,941.55.
SoFi Technologies, Inc. Chief Executive Officer Anthony Noto reported an open-market purchase of 15,545 shares of common stock. The shares were bought on May 11, 2026 at a weighted average price of $16.0039 per share. According to the filing, the trades were executed in multiple transactions within a price range of $15.99 to $16.05 per share. Following this purchase, Noto directly holds 11,946,619 SoFi common shares.
SoFi Technologies, Inc. Chief Executive Officer Anthony Noto bought 15,878 shares of common stock in an open-market purchase. The shares were acquired at a weighted average price of $15.7305 per share, within a range of $15.68 to $15.75.
Following this transaction, Noto directly owns 11,931,074 shares of SoFi common stock. The trade was executed through multiple transactions on the same date, with full price-by-lot details available upon request as noted in the filing footnote.
SoFi Technologies reported strong growth for the quarter ended March 31, 2026. Total net revenue reached $1,100,368 thousand, up from $771,759 thousand a year earlier, driven mainly by higher interest income from loans and securitizations and larger loan platform fees.
Net income rose to $166,731 thousand from $71,116 thousand, with diluted earnings per share improving to $0.12 from $0.06. Loans totaled $42,172,790 thousand, reflecting expansion in personal, home, and student lending, while deposits grew to $40,242,697 thousand, showing continued traction of SoFi Bank.
Operating cash flow was a use of $2,314,994 thousand, largely due to significant growth in loans held for sale. Cash and cash equivalents declined to $3,401,020 thousand from $4,929,452 thousand at year-end 2025 as the company funded loan and securities growth.
SoFi Technologies, Inc. has called its 2026 annual meeting of stockholders as a fully virtual event on June 17, 2026 at 7:00 a.m. Pacific Time. Stockholders of record at the close of business on April 20, 2026 may participate and vote online using a 16-digit control number.
Stockholders will vote on three main items: electing ten directors to one-year terms, approving on an advisory basis the 2025 compensation of named executive officers, and ratifying Deloitte & Touche LLP as independent registered public accounting firm for the year ending December 31, 2026. Deloitte has served in this role since 2017.
The proxy describes SoFi’s governance framework, including an independent board chair, fully independent key committees (Audit, Risk, Compensation, and Nominating and Corporate Governance), and an enterprise-wide risk oversight structure. Non-employee directors receive cash retainers, additional committee fees, and annual RSU grants; in 2025 most received RSUs valued at $264,603, with the board-level annual cash retainer set at $50,000.