SOFI (NASDAQ: SOFI) files Form 144 showing 1,188-share resale; Lavet sales noted

Rhea-AI Filing Summary

SOFI submitted a Form 144 notice reporting proposed sales and recent dispositions of Common Stock tied to compensation vesting. The filing lists a proposed sale quantity of 1,188 shares under a "Restricted Stock Vesting" entry dated 06/17/2026. It also records two recent dispositions by Robert S. Lavet on 06/10/2026 (1,020 shares, 16380.59) and 06/16/2026 (14,914 shares, 262568.43).

Insights

Securities Compliance Analyst

Form 144 lists a small planned resale tied to restricted stock vesting and two recent dispositions by a named holder.

The filing's core entries include a proposed sale of 1,188 shares dated 06/17/2026 under "Restricted Stock Vesting," plus recorded sales by Robert S. Lavet of 1,020 shares on 06/10/2026 and 14,914 shares on 06/16/2026. The amounts shown (16380.59 and 262568.43) appear as dollar figures associated with those dispositions.

Timing and cash‑flow treatment beyond the listed dates are not included in the excerpt. Subsequent transfer or sale confirmations would appear in follow-on filings if transactions close.

Key Figures

Proposed sale quantity: 1,188 shares Disposition on 06/10/2026: 1,020 shares Dollar amount for 06/10/2026 disposition: 16380.59 +3 more

6 metrics

Proposed sale quantity 1,188 shares Restricted Stock Vesting dated 06/17/2026

Disposition on 06/10/2026 1,020 shares Robert S. Lavet disposition on 06/10/2026

Dollar amount for 06/10/2026 disposition 16380.59 Amount shown alongside 1,020-share disposal on 06/10/2026

Disposition on 06/16/2026 14,914 shares Robert S. Lavet disposition on 06/16/2026

Dollar amount for 06/16/2026 disposition 262568.43 Amount shown alongside 14,914-share disposal on 06/16/2026

Filing form Form 144 Rule 144 notice of proposed sale

Key Terms

Restricted Stock Vesting, Securities To Be Sold, Securities Sold During The Past 3 Months

3 terms

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 06/17/2026"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Securities To Be Sold regulatory

"144: Securities To Be Sold | Common | 06/17/2026"

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months | Common | 06/10/2026"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	1188	20844.89	1282741200	06/18/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/17/2026	Restricted Stock Vesting	Issuer			1188	06/17/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Robert S. Lavet 234 1st Street San Francisco CA 94105	Common	06/10/2026	1020	16380.59
Robert S. Lavet 234 1st Street San Francisco CA 94105	Common	06/16/2026	14914	262568.43

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SOFI's Form 144 show about shares being sold?

The Form 144 shows a proposed sale of 1,188 shares dated 06/17/2026 described as "Restricted Stock Vesting." It also records two recent dispositions by Robert S. Lavet on 06/10/2026 and 06/16/2026.

Who is named as having sold shares in the SOFI Form 144?

The filing names Robert S. Lavet and a proposed sale by an issuer-related vesting event. Lavet's recorded dispositions: 1,020 shares on 06/10/2026 and 14,914 shares on 06/16/2026.

Are the dollar figures in the Form 144 the sale proceeds?

The excerpt lists dollar amounts (16380.59 and 262568.43) alongside the reported dispositions. The filing shows those figures with each disposal entry but does not further describe proceeds allocation in the provided text.

Is the proposed sale under "Restricted Stock Vesting" an issuer action?

The entry labels the 06/17/2026 item as "Restricted Stock Vesting" with "Issuer" indicated, showing the shares relate to compensation vesting. The excerpt does not state whether a subsequent open‑market sale has occurred.