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SoFi Technologies (SOFI) grants 13,993 RSUs to company director

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HUTTON GEORGE THOMPSON reported acquisition or exercise transactions in this Form 4 filing.

SoFi Technologies, Inc. director George Thompson Hutton received a grant of 13,993 restricted stock units (RSUs) on July 14, 2026. Each RSU is a contingent right to receive one share of common stock for no consideration, vesting at the earlier of the next annual shareholder meeting after that date or 12 months after it.

Positive

  • None.

Negative

  • None.
Insider HUTTON GEORGE THOMPSON
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Unit F1, F2 13,993 -- --
Holdings After Transaction: Restricted Stock Unit — 13,993 shares (Direct)
Footnotes (2)
  1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
  2. F2. Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2026 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.
RSUs granted 13,993 units Grant of restricted stock units to director on July 14, 2026
Underlying common shares 13,993 shares Each RSU represents a contingent right to receive one share of common stock
RSU holdings after grant 13,993 units Total restricted stock units held directly by the reporting person after the reported grant
Vesting period reference 12 months Vests at the earlier of the next annual shareholder meeting after July 14, 2026 or the 12-month anniversary
Restricted Stock Unit financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
contingent right financial
"represents a contingent right to receive one share of the Issuer's common stock"
annual shareholder meeting financial
"will vest at the earlier of (i) the next annual shareholder meeting of the Issuer"
A yearly gathering where a company’s owners (shareholders) and its leaders meet to review performance, approve key decisions like electing directors, and vote on issues such as executive pay or major policy changes. Think of it as an annual town hall for people who own part of the business: investors use it to ask questions, influence direction through votes, and gauge management’s plans and transparency, all of which can affect the stock’s outlook.
vesting financial
"which will vest at the earlier of the next annual shareholder meeting or the 12 month anniversary"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

FAQ

What insider transaction did SoFi Technologies (SOFI) report for George Thompson Hutton?
SoFi Technologies reported that director George Thompson Hutton received a grant of 13,993 restricted stock units (RSUs) on July 14, 2026. These RSUs are a form of equity compensation that may settle into common stock under specified vesting conditions.

How many RSUs were granted in the latest Form 4 for SOFI?
The filing shows a grant of 13,993 restricted stock units (RSUs) to a SoFi Technologies director. After this grant, the reported holdings for this award total 13,993 RSUs, all held as a direct ownership interest in the company’s equity-based compensation.

When do the newly granted RSUs for SoFi (SOFI) vest?
The RSUs will vest at the earlier of the next annual shareholder meeting after July 14, 2026 or the 12-month anniversary of that vesting commencement date. Vesting must occur before any shares of common stock can be delivered to the director.

What does each RSU granted by SoFi Technologies (SOFI) represent?
Each RSU represents a contingent right to receive one share of SoFi Technologies common stock upon settlement. The RSUs require no cash consideration from the director when they settle, making them a stock-based form of compensation tied to vesting conditions.

Is the SoFi (SOFI) RSU grant to the director a market purchase or sale?
The transaction is a grant or award acquisition of 13,993 RSUs, not a market purchase or sale. It reflects equity compensation awarded to a director, rather than shares bought or sold in the open market for a stated price per share.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HUTTON GEORGE THOMPSON
(Last)(First)(Middle)
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET
(Street)
SAN FRANCISCO CALIFORNIA 94105
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/14/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)07/14/2026A13,993 (2) (2)Common Stock13,993(1)13,993D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
2. Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2026 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.
Remarks:
/s/ Sara C. Thompson, Attorney-in-Fact07/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR