SoFi officer plans $326K stock sale under Rule 144

Officer Jeremy D. Rishel filed a Rule 144 notice to sell 18,624 SOFI shares following recent restricted stock vesting.

Rhea-AI Filing Summary

SoFi Technologies, Inc. (SOFI) is the issuer for a notice under Rule 144 filed for sales by officer Jeremy D. Rishel. The notice covers a planned sale of 18,624 shares of common stock, with an aggregate market value of $325,920.00, to be effected through Fidelity Brokerage Services LLC on NASDAQ. These shares arose from restricted stock vesting on September 14, 2026, and follow a prior sale of 41,750 shares for $721,398.25 during the past three months.

Key Figures

Planned shares to be sold: 18,624 shares Aggregate market value of planned sale: $325,920.00 Shares sold in past three months: 41,750 shares +2 more

5 metrics

Planned shares to be sold 18,624 shares Common stock covered by the Rule 144 notice

Aggregate market value of planned sale $325,920.00 Market value of 18,624 shares of common stock to be sold

Shares sold in past three months 41,750 shares Common stock sold on September 15, 2026

Aggregate value of past three-month sale $721,398.25 Proceeds from 41,750 shares sold on September 15, 2026

Acquisition date of shares to be sold September 14, 2026 Date of restricted stock vesting for 18,624 shares

Key Terms

Rule 144, Restricted Stock Vesting, attorney-in-fact

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting financial

"Common | 09/14/2026 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

attorney-in-fact regulatory

"as attorney-in-fact for Jeremy D. Rishel"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for SoFi Technologies, Inc. (SOFI)?

The filing discloses that officer Jeremy D. Rishel has filed a Rule 144 notice for the planned sale of 18,624 shares of SoFi Technologies, Inc. common stock, with an aggregate market value of $325,920.00, to be sold through Fidelity Brokerage Services LLC on NASDAQ.

How many SOFI shares is Jeremy D. Rishel planning to sell under this Form 144?

Jeremy D. Rishel is planning to sell 18,624 shares of SoFi Technologies, Inc. common stock under this Rule 144 notice, with an aggregate market value reported as $325,920.00.

What is the source of the SOFI shares being sold by Jeremy D. Rishel?

The 18,624 shares of SoFi Technologies, Inc. common stock covered by the Form 144 arose from Restricted Stock Vesting on September 14, 2026, with the consideration characterized as Compensation from the issuer.

On which market and through which broker are the SOFI shares expected to be sold?

The notice states that the 18,624 shares of SoFi Technologies, Inc. common stock are expected to be sold on NASDAQ through Fidelity Brokerage Services LLC as the broker.

What prior SOFI share sales by Jeremy D. Rishel are reported in the last three months?

The filing reports that on September 15, 2026, Jeremy D. Rishel sold 41,750 shares of SoFi Technologies, Inc. common stock for an aggregate amount of $721,398.25 during the past three months.

Who signed the Form 144 related to SoFi Technologies, Inc. for Jeremy D. Rishel?

The Form 144 was signed “/s/ Wade Moss, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Jeremy D. Rishel”, indicating execution by an attorney-in-fact on behalf of Jeremy D. Rishel.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/21/2026 - 11:58 AM Accepted by SEC EDGAR 09/21/2026 - 11:58 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001934200
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SoFi Technologies, Inc.
SEC File Number	001-39606
Address of Issuer	234 1ST STREET SAN FRANCISCO CALIFORNIA 94105
Phone	(855) 456-7634
Name of Person for Whose Account the Securities are To Be Sold	Rishel Jeremy
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	18624	325920.00	1291570324	09/21/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/14/2026	Restricted Stock Vesting	Issuer			18624	09/14/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Jeremy Rishel 234 1st Street San Francisco CA 94105	Common	09/15/2026	41750	721398.25

144: Remarks and Signature

Remarks
Date of Notice	09/21/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	06/08/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Wade Moss, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Jeremy D. Rishel
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)