STOCK TITAN

SoFi Technologies (SOFI) awards 13,993 restricted stock units to director

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Form Type
4

Rhea-AI Filing Summary

Ruzwana Bashir reported acquisition or exercise transactions in this Form 4 filing.

SoFi Technologies, Inc. director Ruzwana Bashir received a grant of 13,993 restricted stock units (RSUs) on July 14, 2026. Each RSU represents a contingent right to receive one share of common stock for no consideration, vesting at the earlier of the next annual shareholder meeting after that date or the 12‑month anniversary of the Vesting Commencement Date. Following this award, Bashir directly holds 13,993 RSUs.

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Insider Ruzwana Bashir
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Unit F1, F2 13,993 -- --
Holdings After Transaction: Restricted Stock Unit — 13,993 shares (Direct)
Footnotes (2)
  1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
  2. F2. Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2026 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.
RSUs granted 13,993 units Restricted stock units granted to director Ruzwana Bashir on July 14, 2026
Underlying common shares 13,993 shares Each RSU represents a contingent right to receive one share of common stock
Holdings after grant 13,993 RSUs Total restricted stock units directly held by Ruzwana Bashir following the reported award
Vesting reference date July 14, 2026 Next annual shareholder meeting after this Vesting Commencement Date or its 12‑month anniversary determines vesting
Restricted Stock Unit financial
"Each restricted stock unit represents a contingent right to receive one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
contingent right financial
"represents a contingent right to receive one share of the Issuer's common stock"
Vesting Commencement Date financial
"after July 14, 2026 (the Vesting Commencement Date) or the 12 month anniversary"
The vesting commencement date is the starting point when an employee begins earning ownership rights to their promised benefits, such as stock options or retirement contributions. Think of it like the day a savings account is opened—only after this date do the benefits start to grow and become fully available over time. It matters to investors because it marks when the clock begins ticking toward full ownership, affecting the timing and value of these benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did SoFi (SOFI) report for Ruzwana Bashir?

SoFi reported that director Ruzwana Bashir received a grant of 13,993 restricted stock units on July 14, 2026. These RSUs are tied to SoFi common stock and are held directly, representing an equity-based component of her compensation as a board member.

How many SoFi (SOFI) restricted stock units were granted to Ruzwana Bashir?

Ruzwana Bashir was granted 13,993 restricted stock units (RSUs). Each RSU corresponds to a contingent right to receive one share of SoFi common stock upon settlement for no consideration, giving her potential future ownership in the company if the vesting conditions are satisfied.

What is the vesting schedule for Ruzwana Bashir's SoFi (SOFI) RSUs?

The 13,993 RSUs vest at the earlier of the next annual shareholder meeting of SoFi after July 14, 2026, or the 12‑month anniversary of the Vesting Commencement Date. This time‑based schedule governs when the units can settle into common shares.

What does each SoFi (SOFI) RSU granted to Ruzwana Bashir represent?

Each RSU granted to Ruzwana Bashir represents a contingent right to receive one share of SoFi common stock upon settlement for no consideration. This means she does not pay an exercise price; shares may be delivered if and when the RSUs vest.

Is Ruzwana Bashir’s SoFi (SOFI) RSU holding reported as direct or indirect ownership?

The filing reports her ownership as direct. After the grant of 13,993 restricted stock units, Bashir directly holds all 13,993 RSUs in her own name, rather than through a trust, fund, or other indirect ownership entity associated with her.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ruzwana Bashir

(Last)(First)(Middle)
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET

(Street)
SAN FRANCISCO CALIFORNIA 94105

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)07/14/2026A13,993 (2) (2)Common Stock13,993(1)13,993D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
2. Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2026 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.
Remarks:
/s/ Sara C. Thompson, Attorney-in-Fact07/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)