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SoFi (NASDAQ: SOFI) General Counsel details RSU vesting and tax share sale

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

SoFi Technologies General Counsel Robert S. Lavet reported routine equity compensation activity involving restricted stock units (RSUs) and related tax withholding. On June 17, 2026, RSUs covering 2,823 shares of common stock were settled, converting into common stock on a one-for-one basis.

In connection with this vesting, 1,188 common shares were sold at $17.546 per share to satisfy the tax withholding obligation for the stock-settled RSUs, and these shares were not issued to Lavet. Following these transactions, he held 88,200 common shares directly.

Positive

  • None.

Negative

  • None.
Insider Lavet Robert S
Role General Counsel
Sold 1,188 shs ($21K)
Type Security Shares Price Value
Sale Common Stock 1,188 $17.546 $21K
Exercise Restricted Stock Unit 2,823 $0.00 --
Exercise Common Stock 2,823 $0.00 --
Holdings After Transaction: Common Stock — 88,200 shares (Direct, null); Restricted Stock Unit — 0 shares (Direct, null)
Footnotes (1)
  1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on January 16, 2026.
Shares sold for tax withholding 1,188 shares Common stock sold at $17.546 per share to satisfy RSU tax obligation
Sale price per share $17.546 per share Price for 1,188 common shares sold in connection with RSU vesting
RSUs settled 2,823 units Restricted stock units converting one-for-one into common stock
Shares held after transactions 88,200 shares Direct ownership of SoFi common stock following RSU settlement and sale
Restricted stock units ("RSUs") financial
"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
tax withholding obligation financial
"Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs."
stock-settled RSUs financial
"Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs."
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lavet Robert S
(Last)(First)(Middle)
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET
(Street)
SAN FRANCISCO CALIFORNIA 94105
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/17/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/17/2026M2,823A(1)89,388D
Common Stock06/18/2026S1,188D$17.546(2)88,200D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)06/17/2026M2,823 (3) (3)Common Stock2,823$00D
Explanation of Responses:
1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
3. Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on January 16, 2026.
Remarks:
/s/ Sara C. Thompson, Attorney-in-Fact06/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did SoFi (SOFI) General Counsel Robert S. Lavet report in this Form 4?

He reported settlement of RSUs into 2,823 SoFi common shares and a related sale of 1,188 shares to cover tax withholding. After these routine compensation-related transactions, he directly held 88,200 common shares.

How many SoFi (SOFI) shares did Robert S. Lavet sell and at what price?

He sold 1,188 SoFi common shares at $17.546 per share. According to the disclosure, these shares were sold specifically to satisfy tax withholding obligations tied to vested stock-settled RSUs, rather than as a discretionary market sale.

What RSU activity did Robert S. Lavet report for SoFi (SOFI)?

He reported the settlement of 2,823 restricted stock units (RSUs), which converted into SoFi common stock on a one-for-one basis. This settlement reflects previously granted equity compensation vesting into actual shares of common stock.

How many SoFi (SOFI) shares does Robert S. Lavet hold after these transactions?

Following the RSU settlement and tax-related share sale, Robert S. Lavet directly holds 88,200 shares of SoFi common stock. This figure reflects his post-transaction ownership as disclosed in the Form 4 filing.

Were the SoFi (SOFI) shares sold by Robert S. Lavet part of an open-market trade?

The filing notes 1,188 shares were sold to satisfy the tax withholding obligation from vesting stock-settled RSUs. It also states these shares were not issued to him, indicating the disposition functioned as a tax payment mechanism.

What does it mean that SoFi (SOFI) RSUs convert one-for-one into common stock?

The filing explains that each restricted stock unit (RSU) converts into one share of common stock. For Robert S. Lavet, 2,823 RSUs therefore became 2,823 SoFi common shares upon settlement on the stated transaction date.