SoFi director granted 1,016 deferred stock units

Borden William A. reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Borden William A. reported acquisition or exercise transactions in this Form 4 filing.

SoFi Technologies director William A. Borden elected to take part of his second-quarter 2026 director cash compensation in the form of equity. He was credited with 1,016 deferred stock units (DSUs), each economically equal to one share of SoFi common stock, based on the closing price of $17.85 on June 26, 2026.

The DSUs were granted at no cash cost to Borden as part of the company’s Director Deferred Compensation Plan and will be paid out in accordance with that plan’s terms. Following this grant, Borden holds 1,016 DSUs directly.

Insider Trade Summary

Grant/Award: 1,016 shares

Grant/Award 1 txn

Insider Borden William A.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Deferred Stock Unit	1,016	$0.00	$0.00

Holdings After Transaction: Deferred Stock Unit — 1,016 contracts (Direct)

Footnotes (2)

1. F1. The reporting person has elected to defer compensation in the form of deferred stock units ("DSUs") under the SoFi Technologies, Inc. Director Deferred Compensation Plan (the "Plan"). Pursuant to the terms of the Plan, the reporting person was credited with 1,016 DSUs, based on the amount of cash compensation deferred by the reporting person under the Plan during the second quarter of 2026 divided by the Common Stock closing price of $17.85 on June 26, 2026. Each DSU is the economic equivalent of one share of the Issuer's Common Stock. The DSUs become payable upon the terms set forth in the Plan.
2. F2. Not Applicable.

Key Figures

Deferred stock units granted: 1,016 units Reference share price: $17.85 Underlying common shares: 1,016 shares +1 more

4 metrics

Deferred stock units granted 1,016 units Director William A. Borden, Q2 2026 deferred compensation

Reference share price $17.85 Common Stock closing price on June 26, 2026 used to calculate DSUs

Underlying common shares 1,016 shares Each DSU economically equivalent to one share of common stock

Post-transaction DSU holdings 1,016 units Total deferred stock units held directly after grant

Key Terms

Deferred Stock Unit, Director Deferred Compensation Plan, economic equivalent, Common Stock closing price

4 terms

Deferred Stock Unit financial

"The reporting person has elected to defer compensation in the form of deferred stock units ("DSUs")"

A deferred stock unit (DSU) is a promise from a company to give an employee or director the value of a share at a future date, paid in actual shares or cash when certain conditions are met (such as retirement or a set date). Think of it like a gift card that converts to company stock later; it aligns pay with long‑term performance and can affect future share count, compensation expense and potential cash needs, so investors watch DSUs for their impact on dilution and company finances.

Director Deferred Compensation Plan financial

"under the SoFi Technologies, Inc. Director Deferred Compensation Plan (the "Plan")"

economic equivalent financial

"Each DSU is the economic equivalent of one share of the Issuer's Common Stock."

Common Stock closing price financial

"divided by the Common Stock closing price of $17.85 on June 26, 2026."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SoFi (SOFI) report for William A. Borden?

SoFi reported that director William A. Borden received 1,016 deferred stock units as compensation. These DSUs were credited in lieu of cash fees under the Director Deferred Compensation Plan for second-quarter 2026 service.

How were William A. Borden’s 1,016 SoFi deferred stock units calculated?

The 1,016 DSUs were calculated by dividing Borden’s deferred cash compensation for second-quarter 2026 by SoFi’s $17.85 common stock closing price on June 26, 2026, as specified in the company’s Director Deferred Compensation Plan.

What do SoFi deferred stock units represent for director Borden?

Each SoFi deferred stock unit is described as the economic equivalent of one share of common stock. They track the value of SoFi shares and will be paid according to the terms of the Director Deferred Compensation Plan.

Did William A. Borden buy or sell SoFi shares in this Form 4?

The Form 4 shows an acquisition of 1,016 deferred stock units as a compensation grant, not an open-market buy or sale. The transaction code "A" reflects a grant or award under SoFi’s director compensation program.

What is William A. Borden’s SoFi position after this deferred stock unit grant?

After the reported transaction, Borden directly holds 1,016 deferred stock units. These units are tied to SoFi common stock value and will become payable under the schedule and conditions set out in the Director Deferred Compensation Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/29/2026 - 08:28 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Borden William A.

(Last) (First) (Middle)

234 1ST STREET

C/O SOFI TECHNOLOGIES, INC.

(Street)

SAN FRANCISCO CALIFORNIA 94105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Deferred Stock Unit	(1)	06/26/2026		A		1,016		(1)	(2)	Common Stock	1,016	$0	1,016	D

Explanation of Responses:

1. The reporting person has elected to defer compensation in the form of deferred stock units ("DSUs") under the SoFi Technologies, Inc. Director Deferred Compensation Plan (the "Plan"). Pursuant to the terms of the Plan, the reporting person was credited with 1,016 DSUs, based on the amount of cash compensation deferred by the reporting person under the Plan during the second quarter of 2026 divided by the Common Stock closing price of $17.85 on June 26, 2026. Each DSU is the economic equivalent of one share of the Issuer's Common Stock. The DSUs become payable upon the terms set forth in the Plan.

2. Not Applicable.

Remarks:

	/s/ Sara C. Thompson, Attorney-in-Fact	06/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)