SoFi (SOFI) director settles 2,823 RSUs into 71,281-share stake

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

SoFi Technologies director Gary Meltzer exercised restricted stock units that convert into common stock on a one-for-one basis, acquiring 2,823 shares on June 17, 2026. This settlement relates to previously granted RSUs and brings his directly held common stock position to 71,281 shares.

Insider Trade Summary

2,823 shares exercised/converted

Mixed 2 txns

Insider Meltzer Gary

Role null

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit	2,823	$0.00	--
Exercise	Common Stock	2,823	$0.00	--

Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct, null); Common Stock — 71,281 shares (Direct, null)

Footnotes (1)

Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 1, 2025.

Key Figures

RSUs converted: 2,823 shares Post-transaction holdings: 71,281 shares Exercise price: $0.00 per share +1 more

4 metrics

RSUs converted 2,823 shares Restricted stock units converting to common stock on June 17, 2026

Post-transaction holdings 71,281 shares Common stock held directly by Gary Meltzer after RSU settlement

Exercise price $0.00 per share RSUs convert to common stock with no cash exercise price

RSU-to-share ratio 1 RSU : 1 share Footnote states RSUs convert into common stock on a one-for-one basis

Key Terms

Restricted Stock Unit, Form 4, Exercise or conversion of derivative security, Common Stock

4 terms

Restricted Stock Unit financial

"Represents the settlement of the RSUs granted to the Reporting Person"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Form 4 regulatory

"as disclosed on the Reporting Person's Form 4 filed on August 1, 2025"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Exercise or conversion of derivative security financial

"transaction_code_description: Exercise or conversion of derivative security"

Common Stock financial

"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/22/2026 - 06:44 PM Accepted by SEC EDGAR 06/22/2026 - 06:44 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Meltzer Gary

(Last)

(First)

(Middle)

234 1ST STREET

C/O SOFI TECHNOLOGIES, INC.

(Street)

SAN FRANCISCO

CALIFORNIA

94105

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/17/2026		M		2,823	A	⁽¹⁾	71,281	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit	⁽¹⁾	06/17/2026		M			2,823	⁽²⁾	⁽²⁾	Common Stock	2,823	$0	0	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

2. Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 1, 2025.

Remarks:

	/s/ Sara C. Thompson, Attorney-in-Fact	06/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did SoFi (SOFI) director Gary Meltzer report?

Director Gary Meltzer exercised restricted stock units, acquiring 2,823 shares of SoFi common stock. The RSUs converted into common stock on a one-for-one basis, increasing his directly held position to 71,281 shares as part of previously disclosed equity compensation.

Was Gary Meltzer’s SoFi (SOFI) Form 4 transaction an open-market buy or sale?

The Form 4 shows no open-market buy or sale by Gary Meltzer. It reflects the exercise and settlement of 2,823 restricted stock units into common shares, a compensation-related event rather than a discretionary market purchase or sale of SoFi stock.

How many SoFi (SOFI) shares does Gary Meltzer hold after this Form 4?

Following the RSU settlement, Gary Meltzer holds 71,281 shares of SoFi common stock directly. This total incorporates the 2,823 shares received upon conversion of restricted stock units, as disclosed in the Form 4 insider trading report filed for the June 17, 2026 transaction.

What are restricted stock units (RSUs) in the context of SoFi (SOFI)?

For this SoFi filing, restricted stock units are equity awards that convert into common stock on a one-for-one basis. Meltzer’s 2,823 RSUs settled into 2,823 common shares, representing the delivery of previously granted compensation rather than a new open-market stock purchase.

Is Gary Meltzer’s June 17, 2026 SoFi (SOFI) transaction part of prior grants?

Yes. The footnotes state the 2,823-share settlement represents RSUs granted to Gary Meltzer previously, referenced in an earlier Form 4 filed on August 1, 2025. This links the current share delivery directly to earlier approved equity compensation awards.