SoFi Technologies (NASDAQ: SOFI) files Rule 144 to sell 33,194 RSU shares

Rhea-AI Filing Summary

SoFi Technologies submitted a Rule 144 notice reporting proposed sale of Common Stock tied to RSU vesting. The filing lists 33,194 shares from an RSU vesting on 06/14/2026 and discloses prior sales of 9,742 shares on 04/20/2026 and 10,037 shares on 05/20/2026. The filing identifies the broker as J.P. Morgan Securities LLC.

Insights

Equity Transactions Analyst

Rule 144 notice reports an issuer-related RSU vesting and recent small open-market sales.

The filing lists an RSU vesting of 33,194 shares with an intended sale under Rule 144 and shows two prior dispositions of 9,742 and 10,037 shares in April and May 2026. The broker named is J.P. Morgan Securities LLC.

Cash‑flow treatment and any sale schedule are not included in the excerpt; timing and proceeds mechanics are therefore based on the Rule 144 notice itself.

Key Figures

RSU vesting: 33,194 shares Sale on 04/20/2026: 9,742 shares Sale on 05/20/2026: 10,037 shares +1 more

4 metrics

RSU vesting 33,194 shares RSU Vesting on 06/14/2026 listed as securities to be sold

Sale on 04/20/2026 9,742 shares Listed under "Securities Sold During The Past 3 Months"

Sale on 05/20/2026 10,037 shares Listed under "Securities Sold During The Past 3 Months"

Broker J.P. Morgan Securities LLC Named in filer information and securities to be sold section

Key Terms

Rule 144, RSU Vesting, Securities Sold During The Past 3 Months

3 terms

Rule 144 regulatory

""144: Securities To Be Sold" and header lines"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

RSU Vesting financial

""RSU Vesting | Issuer | 33194 | 06/14/2026""

RSU vesting is the process by which restricted stock units — a promise by a company to give shares to an employee — become actual, owned shares over time or when certain goals are met. Investors care because vested shares can dilute existing ownership when issued, and the timing of vesting affects when employees can sell shares, which can influence share supply, insider selling patterns, and company incentives.

Securities Sold During The Past 3 Months regulatory

""Securities Sold During The Past 3 Months" section listing prior dispositions"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	J.P. Morgan Securities LLC 270 Park Avenue, 10th Floor New York NY 10017	33194	594505	1282741200	06/22/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	06/14/2026	RSU Vesting	Issuer			33194	06/14/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kelli Keough C/o SoFi Technologies, Inc. 234 1st Street San Francisco CA 94105	Common Stock	04/20/2026	9742	187551
Kelli Keough C/o SoFi Technologies, Inc. 234 1st Street San Francisco CA 94105	Common Stock	05/20/2026	10037	155921

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SoFi's Form 144 disclose about the RSU vesting?

The filing discloses 33,194 shares tied to an RSU vesting dated 06/14/2026. It lists those shares as securities to be sold under Rule 144 through the broker named in the notice.

How many SoFi shares were sold by the reporting person in the past three months?

The notice shows prior sales of 9,742 shares on 04/20/2026 and 10,037 shares on 05/20/2026. These two transactions are listed in the filing's "Securities Sold During The Past 3 Months" section.

Which broker is listed for the SoFi proposed sale in the Form 144?

The filing names J.P. Morgan Securities LLC at 270 Park Avenue, New York as the broker-dealer associated with the transaction, which appears in the securities-to-be-sold and filer information lines.

Does the Form 144 state how proceeds will be used by SoFi (SOFI)?

The excerpt lists the securities and broker but does not specify any use of proceeds or cash‑flow recipient language. The notice focuses on the shares to be sold and recent dispositions rather than proceeds allocation.