Welcome to our dedicated page for Sofi Technologies SEC filings (Ticker: SOFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SoFi Technologies, Inc. filings document a public digital financial-services company with consumer lending, banking, investing, home lending and technology-platform operations. Form 8-K reports quarterly and annual results, loan originations, member and product metrics, adjusted revenue measures and operating data furnished with earnings releases.
Proxy materials cover board matters, executive compensation, equity awards and annual stockholder voting. Other filings disclose leadership transition arrangements, Regulation FD information about officer prepaid variable forward contracts and share pledges, common-stock capital actions, underwriting agreements, registration-statement references, use of proceeds and governance matters tied to SoFi's financial-services and payments platform.
SoFi Technologies (SOFI) CFO and PAO Christopher Lapointe reported multiple transactions on June 16, 2025, involving the vesting and settlement of Restricted Stock Units (RSUs):
- Acquired 135,247 shares through RSU settlement from grants disclosed in 2022-2024
- Acquired additional 6,098 shares from RSU grant disclosed in March 2025
- Disposed of 74,703 shares at $14.09 per share to satisfy tax withholding obligations
Following these transactions, Lapointe directly owns 1,439,218 shares of common stock. Additionally, he maintains 813,437 and 359,794 unvested RSUs from previous grants. These transactions were executed under standard RSU vesting terms, with shares withheld for tax purposes rather than being sold on the open market.
SoFi Technologies Chief Risk Officer Arun Pinto reported multiple transactions on Form 4 involving company stock and restricted stock units (RSUs):
- On June 16, 2025, Pinto acquired 11,434 shares of common stock through the settlement of RSUs
- On June 17, 2025, disposed of 5,611 shares at $14.658 per share to satisfy tax withholding obligations
- Following these transactions, Pinto directly owns 138,015 shares of common stock
- Additionally holds 171,512 RSUs that will convert to common stock upon vesting
These transactions were executed under a previously disclosed RSU grant from March 2025. The share disposal was specifically for tax withholding purposes and these shares were not issued to Pinto. All transactions appear to be routine equity compensation activities for the executive.
SoFi Technologies CEO and Director Anthony Noto reported significant insider transactions on June 16, 2025. The transactions involved the following key activities:
- Settlement of 576,851 Restricted Stock Units (RSUs) (559,717 + 17,134 shares)
- 304,867 shares were withheld at $14.09 per share for tax obligations
- Following these transactions, Noto directly owns 10,063,743 shares
- Maintains additional 3,525,253 RSUs (2,514,404 + 1,010,849) that will vest in the future
These transactions were part of previously disclosed RSU grants from 2022-2025. The share withholding for tax purposes indicates a standard practice for executive compensation rather than an open market sale. This level of ownership demonstrates significant alignment between the CEO and shareholder interests.