[144] SoFi Technologies, Inc. SEC Filing

Rhea-AI Filing Summary

SoFi Technologies insider filings show a proposed sale under Rule 144 and several recent dispositions by an insider identified as Kelli Allen Keough. The proposed sale lists 30,412 common shares to be sold through J.P. Morgan Securities with an aggregate market value of $825,381.68 and reports 1,197,450,100 shares outstanding. The securities to be sold were acquired via RSU vesting on 03/03/2023 and paid as compensation. The filing also discloses four prior sales in the past three months totaling 92,746 shares with gross proceeds reported for each transaction.

Insights

Financial Analyst

TL;DR: Insider has been selling vested RSUs over recent months; proposed sale is modest relative to total outstanding shares and appears procedural.

The filing documents transfers from RSU vesting and multiple market sales over the past three months, totaling 92,746 shares sold and a proposed additional sale of 30,412 shares valued at $825,381.68. Relative to the reported 1.197 billion shares outstanding, these transactions are immaterial to supply and are consistent with routine liquidity events by insiders following vesting. No payment financing or non-cash consideration is disclosed beyond compensation-originated RSUs.

Corporate Governance Expert

TL;DR: Disclosures meet Rule 144 requirements and include the customary representation about material non-public information.

The notice identifies the broker, sale dates, and the origin of the securities as RSU vesting, and includes the insider's representation regarding material non-public information and any 10b5-1 plan date fields left blank. Record of repeated sales is documented. From a governance and compliance perspective, the filing appears complete for Rule 144 reporting; it does not indicate any unusual trading restrictions or conflicting disclosures within the form itself.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	J.P. Morgan Securities LLC 390 Madison Avenue 6th Floor New York NY 10017	30412	825381.68	1197450100	09/18/2025	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/03/2023	RSU Vesting	Issuer			30412	03/03/2023	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kelli Allen Keough Care of Sofi Technologies Inc 234 1st Street San Francisco CA 94105	Common	06/20/2025	10267	156289
Kelli Allen Keough Care of Sofi Technologies Inc 234 1st Street San Francisco CA 94105	Common	07/18/2025	10267	223774
Kelli Allen Keough Care of Sofi Technologies Inc 234 1st Street San Francisco CA 94105	Common	08/20/2025	10578	234042
Kelli Allen Keough Care of Sofi Technologies Inc 234 1st Street San Francisco CA 94105	Common	09/26/2025	61634	1656171.14

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)