SoFi (SOFI) Insider Notice: 30,412 Shares Proposed Sale via J.P. Morgan

Rhea-AI Filing Summary

SoFi Technologies (SOFI) Form 144/A — This notice reports a proposed sale of 30,412 common shares through J.P. Morgan Securities with an aggregate market value of $825,381.68, from a total outstanding share count of 1,197,450,100. The approximate sale date is listed as 09/18/2025. The securities were acquired on 03/03/2023 via RSU vesting and paid as compensation. The filing also discloses prior sales by the same person, totaling 92,476 shares sold in the past three months for gross proceeds of $2,270,276.41. The filer attests to no undisclosed material adverse information.

Positive

• Clear regulatory disclosure of the proposed sale under Rule 144, including broker and timing
• Acquisition method stated (RSU vesting on 03/03/2023) and nature of payment (compensation)
• Detailed prior sales provided for the past three months, enabling transparency

Negative

• Substantial recent insider sales: 92,476 shares sold in the past three months for total gross proceeds of $2,270,276.41
• Concentrated near-term sale: planned sale of 30,412 shares (~$825,382) on 09/18/2025 may further increase insider liquidity

Insights

Financial Analyst

TL;DR: Routine insider liquidity disclosed; recent sales total 92,476 shares for $2.27M, with an additional 30,412 shares planned to be sold.

The Form 144/A is a standard disclosure of a proposed sale by an insider or person covered under Rule 144. Key facts include the method of acquisition (RSU vesting on 03/03/2023), the use of a major broker (J.P. Morgan Securities), and specific timing and size of the planned sale (30,412 shares, $825,381.68 aggregate market value, targeted 09/18/2025). Recent dispositions in June–September 2025 show sizable realized proceeds, which are relevant when assessing insider liquidity but do not, by themselves, indicate operational issues.

Corporate Governance Expert

TL;DR: Filing meets Rule 144 disclosure requirements; recent multiple transactions disclosed transparently.

The disclosure appropriately identifies the relationship to the issuer, acquisition details (RSU vesting), and broker information, fulfilling regulatory notice expectations. The seller's attestation that no material nonpublic information is known is included. The sequence of several sales over the past three months followed by this notice is a governance-relevant liquidity pattern for stakeholders monitoring insider selling, but the filing contains no governance violations or compliance exceptions.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	J.P. Morgan Securities LLC 390 Madison Avenue 6th Floor New York NY 10017	30412	825381.68	1197450100	09/18/2025	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/03/2023	RSU Vesting	Issuer			30412	03/03/2023	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kelli Allen Keough Care of Sofi Technologies Inc 234 1st Street San Francisco CA 94105	Common	06/20/2025	10267	156289
Kelli Allen Keough Care of Sofi Technologies Inc 234 1st Street San Francisco CA 94105	Common	07/18/2025	10267	223774
Kelli Allen Keough Care of Sofi Technologies Inc 234 1st Street San Francisco CA 94105	Common	08/20/2025	10578	234042
Kelli Allen Keough Care of Sofi Technologies Inc 234 1st Street San Francisco CA 94105	Common	09/16/2025	61364	1656171.41

144/A: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the SOFI Form 144/A disclose about the planned sale?

The filing discloses a proposed sale of 30,412 common shares via J.P. Morgan Securities with an aggregate market value of $825,381.68, approximately dated 09/18/2025.

How and when were the shares being sold acquired?

The securities were acquired on 03/03/2023 through RSU vesting from the issuer and payment was recorded as compensation.

Has the filer sold other SOFI shares recently?

Yes. The filing lists four sales on 06/20/2025, 07/18/2025, 08/20/2025, and 09/16/2025 totaling 92,476 shares for gross proceeds of $2,270,276.41.

Which broker is handling the proposed sale in the Form 144/A?

The broker named is J.P. Morgan Securities LLC with an address at 390 Madison Avenue, 6th Floor, New York, NY 10017.

Does the filing include an insider attestation about material nonpublic information?

Yes. The person signing the notice represents that they do not know any material adverse information about the issuer that has not been publicly disclosed.