[144] SoFi Technologies, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for SoFi Technologies, Inc. (SOFI): An insider, Kelli Allen Keough, proposes to sell 60,824 common shares on 09/18/2025 through J.P. Morgan Securities LLC on Nasdaq. Those shares were acquired by RSU vesting on 03/03/2023 and the filing lists the securities as part of outstanding common shares of 1,197,450,100. The form also reports four prior insider sales in the past three months: 10,267 shares on 06/20/2025 (gross proceeds $156,289), 10,267 on 07/18/2025 ($223,774), 10,578 on 08/20/2025 ($234,042), and 61,634 on 09/26/2025 ($1,656,171.14). The filing contains a standard representation that the seller is not aware of undisclosed material information.

Insights

Securities Analyst

TL;DR: Insider proposes routine sale of vested RSUs; recent related sales reported but amounts are small relative to total shares outstanding.

The filing documents a planned sale of 60,824 shares acquired via RSU vesting on 03/03/2023 to be executed on 09/18/2025 through J.P. Morgan. The schedule of recent sales shows multiple dispositions in the preceding months totaling 92,746 shares with aggregated gross proceeds disclosed per trade. Given the issuer's stated outstanding common shares of 1,197,450,100, these transactions represent a de minimis fraction of the share base and are consistent with typical executive/insider liquidity events.

Corporate Governance Expert

TL;DR: The notice appears procedural and includes the seller's certification against undisclosed material information.

The form includes the customary attestation about absence of undisclosed material adverse information and notes the securities were received as compensation (RSU vesting). The use of a broker and multiple recent sales suggest scheduled liquidity rather than an event-driven exit. No disclosures in this filing indicate governance concerns, pending investigations, or irregular trading arrangements.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	J.P. Morgan Securities LLC 390 Madison Avenue 6th Floor New York NY 10017	60824	1650763	1197450100	09/18/2025	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/03/2023	RSU Vesting	Issuer			60824	03/03/2023	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kelli Allen Keough Care of Sofi Technologies Inc 234 1st Street San Francisco CA 94105	Common	06/20/2025	10267	156289
Kelli Allen Keough Care of Sofi Technologies Inc 234 1st Street San Francisco CA 94105	Common	07/18/2025	10267	223774
Kelli Allen Keough Care of Sofi Technologies Inc 234 1st Street San Francisco CA 94105	Common	08/20/2025	10578	234042
Kelli Allen Keough Care of Sofi Technologies Inc 234 1st Street San Francisco CA 94105	Common	09/26/2025	61634	1656171.14

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

Who is selling shares in the Form 144 for SOFI?

The seller is Kelli Allen Keough, filing a proposed sale of securities of SoFi Technologies, Inc.

How many shares does the Form 144 propose to sell and when?

The notice proposes to sell 60,824 common shares with an approximate sale date of 09/18/2025.

How were the shares to be sold acquired according to the filing?

The shares were acquired via RSU vesting on 03/03/2023 and the payment nature is listed as compensation.

What insider sales in the past three months does the filing disclose?

The filing lists four sales: 10,267 shares on 06/20/2025 (gross $156,289), 10,267 on 07/18/2025 ($223,774), 10,578 on 08/20/2025 ($234,042), and 61,634 on 09/26/2025 ($1,656,171.14).

What is the number of outstanding shares and where will the sale occur?

The filing states 1,197,450,100 shares outstanding and lists Nasdaq as the exchange for the proposed sale.