Every Form 4 that SoFi Technologies, Inc. (SOFI) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow SOFI and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SOFI filings page.
SoFi Technologies, Inc. EVP, GBUL, SIPS Kelli Keough sold 10,203 shares of common stock on September 21, 2026, at a weighted average sale price of $16.9862 per share; individual trades ranged from $16.9020 to $17.0766 per share. The sale was completed pursuant to a Rule 10b5-1 Trading Plan adopted on July 30, 2025. She held 408,073 shares directly after the sale.
SoFi Technologies, Inc. Chief Technology Officer Jeremy Rishel sold 18,624 shares of common stock at $17.50 per share on September 21, 2026. The transaction is described as a sale in the open market or a private transaction and was completed pursuant to a Rule 10b5-1 Trading Plan adopted on June 9, 2026. After the sale, Rishel directly held 912,650 shares.
SoFi Technologies, Inc. (SOFI) reported insider equity activity by executive vice president Kelli Keough. On September 14, 2026, previously granted restricted stock units settled into an aggregate 127,867 shares of common stock in multiple tranches. In a related September 15, 2026 transaction, 66,033 shares of common stock were delivered or withheld at $17.279 per share to satisfy tax withholding obligations tied to the vesting of stock-settled RSUs, and these shares were not issued to the reporting person. No Rule 10b5-1 trading plan is reported.
SoFi Technologies, Inc. (SOFI) reported that its Chief Financial Officer and PAO, Christopher Lapointe, settled a total of 104,152 Restricted Stock Units into an equal number of shares of common stock on September 14, 2026. Each RSU represents a contingent right to receive one share of common stock for no consideration. In connection with the vesting of these stock‑settled RSUs, 59,341 shares of common stock were withheld at $17.32 per share to satisfy tax withholding obligations; these withheld shares were not issued to or sold by Lapointe. No Rule 10b5‑1 trading plan is indicated for these transactions.
SoFi Technologies, Inc. (SOFI) reported that General Counsel Robert S. Lavet had a portion of his stock awards vest and settle. On September 14, 2026, 36,057 Restricted Stock Units (RSUs) were settled into 36,057 shares of common stock, with a reported 36,058 RSUs remaining after the transaction. On September 15, 2026, 14,414 shares of common stock were delivered or withheld at $17.279 per share to satisfy the tax withholding obligation related to the vesting of stock-settled RSUs; these tax shares were not issued to Mr. Lavet. No Rule 10b5-1 trading plan is indicated for these transactions.
SoFi Technologies, Inc. reported that Chief Executive Officer Anthony Noto settled previously granted restricted stock units on September 14, 2026, exercising RSUs covering 345,554 shares of common stock. In connection with the vesting, 188,259 shares of common stock were withheld at $17.32 per share to satisfy tax withholding obligations; these withheld shares were not issued to or sold by him. No Rule 10b5-1 trading plan is reported for these transactions.
SoFi Technologies, Inc. (SOFI) reported that Chief Risk Officer Arun Pinto had restricted stock units (RSUs) settle into a total of 21,174 shares of common stock on September 14, 2026, through the exercise or conversion of RSUs. In connection with this vesting, 11,838 shares of common stock were delivered or withheld on September 15, 2026 to satisfy a tax withholding obligation at an indicated value of $17.279 per share; the related footnote states these shares were not issued to the reporting person. The filing does not report any open-market purchases or sales and indicates no Rule 10b5-1 trading plan.
SoFi Technologies, Inc. (SOFI) reported that Chief Technology Officer Jeremy Rishel had restricted stock units vest on September 14, 2026, converting into multiple blocks of common stock. These RSU settlements each delivered one share of common stock per unit. On September 15, 2026, 41,750 shares of common stock were delivered or withheld to pay applicable tax liabilities at $17.279 per share; these shares were not issued to him.
SoFi Technologies, Inc. (SOFI) executive Eric Schuppenhauer reported RSU vesting and related tax withholding transactions in SoFi common stock. On September 14, 2026, 6,493 restricted stock units were settled into 6,493 shares of common stock, and a portion of the RSU grant remains outstanding. On September 15, 2026, 2,757 shares were withheld at $17.279 per share to satisfy tax withholding obligations tied to this vesting; these withheld shares were not issued to him. No Rule 10b5-1 trading plan is reported.
SoFi Technologies, Inc. (SOFI) reported that officer Kelli Keough, EVP, GBUL, SIPS, sold 11,286 shares of common stock on 2026-08-20 in an open-market transaction under a Rule 10b5-1 Trading Plan adopted on July 30, 2025. The weighted average sale price was $18.0032 per share, from trades executed between $17.7392 and $18.9300 per share. Following this sale, Keough directly held 356,442 shares of SoFi common stock.
SoFi Technologies, Inc. (SOFI) reported insider equity activity by executive Eric Schuppenhauer, EVP GBUL Borrow. On August 17, 2026, 55,731 Restricted Stock Units (RSUs) settled into 55,731 shares of common stock for no cash consideration, and his directly held equity increased accordingly. Footnotes state each RSU converts into one share upon settlement. To cover the related tax withholding obligation, 23,720 shares of common stock at $18.002 per share were delivered/withheld on August 18, 2026; these tax shares were not issued to him. Following the RSU settlement, he reported 445,848 RSUs still outstanding.
SoFi Technologies, Inc. (SOFI) reported insider equity activity by Chief Risk Officer Arun Pinto related to vesting restricted stock units (RSUs). On August 17, 2026, RSUs covering 45,389 shares were settled, resulting in the acquisition of an equal number of common shares for no cash consideration, and leaving 272,332 RSUs reported as outstanding. On August 18, 2026, 25,118 common shares at a reference price of $18.002 per share were withheld or delivered to satisfy tax withholding obligations tied to the RSU vesting; per the disclosure, these tax shares were not issued to the reporting person and do not represent an open-market sale.
HUTTON GEORGE THOMPSON reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. director George Thompson Hutton received a grant of 13,993 restricted stock units (RSUs) on July 14, 2026. Each RSU is a contingent right to receive one share of common stock for no consideration, vesting at the earlier of the next annual shareholder meeting after that date or 12 months after it.
Ruzwana Bashir reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. director Ruzwana Bashir received a grant of 13,993 restricted stock units (RSUs) on July 14, 2026. Each RSU represents a contingent right to receive one share of common stock for no consideration, vesting at the earlier of the next annual shareholder meeting after that date or the 12‑month anniversary of the Vesting Commencement Date. Following this award, Bashir directly holds 13,993 RSUs.
Borden William A. reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. reported that director William A. Borden received a grant of 13,993 restricted stock units (RSUs) on July 14, 2026. Each RSU is a contingent right to receive one share of common stock for no consideration and will vest at the earlier of the next annual shareholder meeting after July 14, 2026 or the 12 month anniversary of the Vesting Commencement Date. Following this award, Borden directly holds 13,993 RSUs representing the same number of underlying common shares.
Hele John C.R. reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. director John C.R. Hele received a grant of 13,993 restricted stock units (RSUs) on July 14, 2026. Each RSU represents a contingent right to receive one share of common stock upon settlement for no consideration. Following this grant, he holds 13,993 RSUs that will vest at the earlier of the next annual shareholder meeting after July 14, 2026 or the 12 month anniversary of that vesting commencement date.
Meltzer Gary reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. director Gary Meltzer reported two equity awards. On July 14 and July 17, 2026, he received grants of 13,993 restricted stock units (RSUs) each, for an aggregate of 27,986 units. Each RSU represents a contingent right to receive one share of common stock for no consideration and will vest at the earlier of the next annual shareholder meeting after July 14, 2026 or 12 months after the vesting commencement date.
Green Dana R. reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. reported that director Dana R. Green received a grant of 13,993 Deferred Stock Units on 2026-07-14. Each DSU is the economic equivalent of one share of common stock under the Director Deferred Compensation Plan and becomes payable according to that plan’s terms. Following the award, Green directly holds 13,993 DSUs.
SoFi Technologies, Inc. director Steven J. Freiberg reported two compensation-related acquisitions of derivative securities. He received 13,993 deferred stock units on July 14, 2026 and another 13,993 units on July 17, 2026. Each unit is the economic equivalent of one share of common stock and becomes payable under the company’s Director Deferred Compensation Plan.
Liang Clara reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. director Clara Liang received a grant of 13,993 Deferred Stock Units (DSUs) on July 14, 2026. Each DSU is the economic equivalent of one share of common stock under the company’s Director Deferred Compensation Plan and becomes payable under that plan’s terms. Following this award, she holds 13,993 DSUs directly.
YESIL MAGDALENA reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. director Magdalena Yesil received a grant of 13,993 Deferred Stock Units (DSUs) on 2026-07-14 under the SoFi Technologies, Inc. Director Deferred Compensation Plan. Each DSU is the economic equivalent of one share of common stock and becomes payable under the plan terms, resulting in 13,993 DSUs directly held after this award.
SoFi Technologies, Inc. executive Kelli Keough sold 10,954 shares of Common Stock on July 20, 2026 at a weighted average price of $17.1892 per share in open-market trades within a $16.99–$17.42 range, under a pre-arranged Rule 10b5-1 Trading Plan adopted July 30, 2025. Keough continues to hold 367,728 shares directly after this transaction.
Borden William A. reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies director William A. Borden elected to take part of his second-quarter 2026 director cash compensation in the form of equity. He was credited with 1,016 deferred stock units (DSUs), each economically equal to one share of SoFi common stock, based on the closing price of $17.85 on June 26, 2026.
The DSUs were granted at no cash cost to Borden as part of the company’s Director Deferred Compensation Plan and will be paid out in accordance with that plan’s terms. Following this grant, Borden holds 1,016 DSUs directly.
SoFi Technologies, Inc. executive Kelli Keough sold 10,954 shares of Common Stock in an open-market transaction at a weighted average price of $17.3506 per share. The sale was made under a pre-arranged Rule 10b5-1 Trading Plan. Following this sale, Keough directly holds 378,682 shares.
SoFi Technologies director Gary Meltzer exercised restricted stock units that convert into common stock on a one-for-one basis, acquiring 2,823 shares on June 17, 2026. This settlement relates to previously granted RSUs and brings his directly held common stock position to 71,281 shares.
SoFi Technologies General Counsel Robert S. Lavet reported routine equity compensation activity involving restricted stock units (RSUs) and related tax withholding. On June 17, 2026, RSUs covering 2,823 shares of common stock were settled, converting into common stock on a one-for-one basis.
In connection with this vesting, 1,188 common shares were sold at $17.546 per share to satisfy the tax withholding obligation for the stock-settled RSUs, and these shares were not issued to Lavet. Following these transactions, he held 88,200 common shares directly.
SoFi Technologies director Magdalena Yesil reported two bona fide gifts totaling 866,208 shares of Common Stock. Each transaction involved 433,104 shares at an indicated price of $0.00 per share, reflecting that these were gifts rather than market trades.
Following the transactions, 433,104 shares are reported as indirectly owned through The Magdalena Yesil Living Trust, where she is the sole beneficiary and trustee, and her direct holdings are reported as zero. The filing shows no option exercises or open-market purchases or sales, so the activity reflects estate or personal planning rather than trading.
SoFi Technologies CFO Christopher Lapointe reported routine equity compensation activity involving restricted stock units (RSUs). On this date, RSUs converted into 104,152 shares of common stock for no cash consideration, reflecting previously granted awards that vested.
To cover tax withholding obligations on these stock-settled RSUs, 55,219 shares of common stock were withheld at a price of $16.58 per share. According to the footnotes, these withheld shares were not issued to or sold by Lapointe, so the filings do not show any open-market purchases or sales.
SoFi Technologies CEO Anthony Noto reported RSU settlements and related tax withholding in stock. On June 15, 2026, he exercised restricted stock units into a total of 345,553 shares of common stock in several transactions coded “M.”
In a separate “F” transaction, 187,018 shares of common stock were withheld to cover tax obligations tied to the vesting of stock‑settled RSUs; these shares were not issued to or sold by him. After these transactions, he directly holds 12,119,042 shares of common stock and 953,158 RSUs, reflecting a routine compensation and tax‑settlement pattern rather than open‑market trading.
SoFi Technologies EVP Kelli Keough reported routine equity compensation activity involving restricted stock units that converted into common shares and related tax withholding.
On June 15, multiple batches of RSUs vested and were settled into a total of 127,868 shares of common stock at a stated price of $0.00 per share, reflecting stock-settled awards with no cash exercise cost. In a related transaction on June 16, 61,479 shares of common stock, valued at $17.606 per share, were disposed of to cover tax withholding obligations tied to these vestings, and were not issued to Keough personally.
After these transactions, Keough directly holds 389,636 shares of SoFi common stock. The filing shows compensation-related vesting and tax withholding rather than open-market buying or selling, so it primarily reflects ongoing equity compensation rather than a change in investment view.
SoFi Technologies General Counsel Robert S. Lavet reported routine equity compensation activity. On June 15, 2026, he exercised 36,057 restricted stock units, receiving an equivalent number of SoFi common shares for no cash consideration. This reflects the settlement of previously granted RSUs.
In connection with this vesting, 14,914 common shares were withheld on June 16, 2026 at $17.606 per share to cover tax obligations, and these withheld shares were not issued to him. After these transactions, he directly holds 86,565 shares of common stock and 72,115 RSUs, indicating a routine compensation-related adjustment rather than an open-market trade.
SoFi Technologies Chief Risk Officer Arun Pinto reported routine stock-based compensation activity and related tax withholding. On June 15, 2026, Pinto exercised restricted stock units into 9,739 and 11,434 shares of common stock for no cash consideration as part of RSU settlements. A total of 21,173 RSUs converted into the same number of common shares.
On June 16, 2026, 11,029 shares of common stock valued at $17.606 per share were disposed of to satisfy tax withholding obligations tied to the vesting of stock-settled RSUs; these shares were not issued to Pinto as personal holdings. After these transactions, Pinto directly held 199,016 shares of SoFi common stock, while 125,776 RSUs remained outstanding.
SoFi Technologies EVP Eric Schuppenhauer reported routine equity compensation activity involving restricted stock units (RSUs) and related tax withholding. On 2026-06-15, he exercised RSUs covering 6,493 shares of common stock at an exercise price of $0.00 per share, converting them into common stock.
On 2026-06-16, 2,509 common shares were disposed of at $17.6060 per share to satisfy the tax withholding obligation tied to the RSU vesting; the footnotes state these shares were not issued to him. After these transactions, he directly holds about 298,588.81 shares of common stock and 97,396 RSUs, indicating he retains a substantial equity position. The filing does not show any open-market purchases or sales.
SoFi Technologies Chief Technology Officer Jeremy Rishel reported a series of equity transactions involving company common stock and restricted stock units. On June 17, 2026, he completed an open-market sale of 102,123 shares at $17.78 per share under a pre-arranged Rule 10b5-1 trading plan, and continued to hold 895,089.443 shares directly afterward.
On June 15, 2026, multiple restricted stock unit awards vested and were settled into a total of 311,862 shares of common stock, and 155,605 shares were disposed of on June 16, 2026 to satisfy tax withholding obligations related to stock-settled RSUs, which were not issued to him. Earlier, on June 8, 2026, he acquired 1,315.471 shares through the SoFi Technologies, Inc. 2024 Employee Stock Purchase Plan in an exempt transaction funded by prior contributions.
SoFi Technologies, Inc. CEO Anthony Noto reported an open-market purchase of common stock. He bought 13,888 shares on 2026-06-16 at a weighted average price of $18.0578 per share across multiple trades. After this transaction, he directly owns 11,960,507 shares.
SoFi Technologies director Magdalena Yesil exercised restricted stock units into common stock. On 2026-06-09, 18,388 RSUs converted into 18,388 shares of common stock at a stated price of $0.00 per share, reflecting routine equity compensation settlement rather than an open-market purchase.
After this RSU conversion, Yesil directly owned 433,104 shares of SoFi common stock. The derivative RSU position tied to these shares was fully settled, with no remaining RSUs from this grant. The filing reports no share sales, gifts, or tax-withholding dispositions in connection with this transaction.
SoFi Technologies director Ruzwana Bashir exercised previously granted restricted stock units into common shares. On June 9, 2026, RSUs covering 18,388 shares converted into 18,388 shares of common stock at a stated price of $0.00 per share.
After this non-cash settlement, Bashir directly holds 79,359 shares of SoFi common stock. The RSU award referenced in the footnotes now has a remaining balance of zero, reflecting full settlement of that grant on a one-for-one basis into common stock.
SoFi Technologies director Steven J. Freiberg exercised restricted stock units that converted into 5,149 shares of common stock on a one-for-one basis. These RSUs were previously granted and have now settled into ordinary shares, bringing his direct common stock holdings to 593,998 shares after the transaction.
SoFi Technologies director George Thompson Hutton acquired 18,388 shares of common stock through restricted stock unit settlement. On June 9, 2026, 18,388 restricted stock units converted into 18,388 common shares on a one-for-one basis, leaving him with 18,388 directly held shares and no remaining RSUs from this grant.
SoFi Technologies director Clara Liang exercised restricted stock units into common stock. On June 9, 2026, 18,388 RSUs converted into 18,388 shares of common stock at a stated price of $0.00 per share, reflecting non-cash settlement of equity awards. Following this transaction, Liang directly holds 115,645 shares of SoFi common stock. The footnotes explain that RSUs convert into common stock on a one-for-one basis and that this transaction represents settlement of RSUs previously disclosed on an earlier Form 4.
SoFi Technologies director Gary Meltzer reported the conversion of restricted stock units into common shares as part of his equity compensation. On June 9, 2026, he exercised RSU awards covering a total of 23,537 shares of SoFi common stock at a stated conversion price of $0.00 per share. The RSUs convert into common stock on a one-for-one basis, and this filing reflects the settlement of RSUs previously granted and disclosed in a prior Form 4, with no open-market purchases or sales reported.
SoFi Technologies' General Counsel Robert S. Lavet reported routine equity compensation activity. On June 9, 2026, restricted stock units converted into 5,149 shares of Common Stock at $0.00 per share as part of a derivative exercise. The RSUs convert into common stock on a one-for-one basis.
On June 10, 2026, 1,020 shares of Common Stock were disposed of at $16.0590 per share to satisfy tax withholding obligations related to the RSU vesting, and these withheld shares were not issued to the reporting person. Following these transactions, Lavet directly holds 65,422 shares of Common Stock.
SoFi Technologies, Inc. executive vice president Kelli Keough reported an open-market sale of common stock. Keough sold 10,037 shares of SoFi common stock at a weighted average price of $15.5346 per share. After this transaction, Keough directly holds 323,247 shares of SoFi common stock.
The sale was completed under a pre-arranged Rule 10b5-1 Trading Plan adopted by the reporting person on July 30, 2025. The transaction was executed in multiple trades within a price range of $15.0700 to $15.7100 per share, with the reported price representing the weighted average for the shares sold.
SoFi Technologies, Inc. executive Eric Schuppenhauer reported routine equity compensation activity tied to restricted stock units (RSUs). On May 14, 2026, RSUs covering 55,731 shares were settled into the same number of common shares at $0.00 per share, reflecting a vesting event.
On May 15, 2026, 22,542 shares of common stock at a price of $15.493 per share were used to satisfy tax withholding obligations related to these stock-settled RSUs, and the filing notes these shares were not issued to the reporting person. Following the transactions, he directly holds 294,604.81 shares of SoFi common stock, and 501,579 RSUs remain outstanding.
SoFi Technologies Chief Risk Officer Arun Pinto reported routine equity compensation activity. He acquired 45,388 shares of common stock on settlement of restricted stock units, each RSU converting into one share of common stock for no cash consideration.
To cover related tax obligations, 24,805 shares of common stock valued at $15.493 per share were withheld and not issued to him. After these transactions, Pinto directly holds 188,872 shares of SoFi common stock, and the filing shows no remaining derivative equity awards tied to this RSU grant.
SoFi Technologies, Inc. Chief Executive Officer Anthony Noto reported an open-market purchase of 15,545 shares of common stock. The shares were bought on May 11, 2026 at a weighted average price of $16.0039 per share. According to the filing, the trades were executed in multiple transactions within a price range of $15.99 to $16.05 per share. Following this purchase, Noto directly holds 11,946,619 SoFi common shares.
SoFi Technologies, Inc. Chief Executive Officer Anthony Noto bought 15,878 shares of common stock in an open-market purchase. The shares were acquired at a weighted average price of $15.7305 per share, within a range of $15.68 to $15.75.
Following this transaction, Noto directly owns 11,931,074 shares of SoFi common stock. The trade was executed through multiple transactions on the same date, with full price-by-lot details available upon request as noted in the filing footnote.
SoFi Technologies EVP Kelli Keough sold common stock in a pre-planned transaction. On this Form 4, Keough is reported to have sold 9,742 shares of SoFi Technologies, Inc. common stock in an open-market transaction at a weighted average price of $19.2518 per share.
The filing states this sale was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on July 30, 2025. The transaction was executed in multiple trades within a price range of $18.7050 to $19.7600 per share. Following the sale, Keough directly owns 333,284 shares of SoFi common stock.
Borden William A. reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies director William A. Borden elected to receive part of his board compensation as Deferred Stock Units (DSUs) rather than cash under the company’s Director Deferred Compensation Plan. On March 31, 2026, he was credited with 1,191 DSUs, each economically equivalent to one share of SoFi common stock.
The first‑quarter 2026 DSU amount was based on the cash compensation he deferred, divided by SoFi’s common stock closing price of $15.23 on March 27, 2026, as described in the plan. Earlier quarters show similar DSU credits tied to then‑current closing prices. The DSUs will be paid out according to the plan’s terms.
SoFi Technologies executive Kelli Keough sold 9,742 shares of common stock in an open-market transaction. The sale occurred on March 20, 2026 at a weighted average price of $16.9438 per share, with individual trade prices ranging from $16.7000 to $17.3600 per share.
After this transaction, Keough directly holds 343,026 shares of SoFi Technologies common stock. The sale was completed under a pre-arranged Rule 10b5-1 trading plan adopted by Keough on July 30, 2025, indicating it was scheduled in advance rather than timed discretionarily.