SoFi Technologies (SOFI) director settles 5,149 RSUs, holds 593,998 shares

Rhea-AI Filing Summary

SoFi Technologies director Steven J. Freiberg exercised restricted stock units that converted into 5,149 shares of common stock on a one-for-one basis. These RSUs were previously granted and have now settled into ordinary shares, bringing his direct common stock holdings to 593,998 shares after the transaction.

Insider Trade Summary

5,149 shares exercised/converted

Mixed 2 txns

Insider Freiberg Steven J

Role null

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit	5,149	$0.00	--
Exercise	Common Stock	5,149	$0.00	--

Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct, null); Common Stock — 593,998 shares (Direct, null)

Footnotes (1)

1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 12, 2025.

Key Figures

RSUs settled: 5,149 shares Shares held after transaction: 593,998 shares RSU conversion ratio: 1:1 +2 more

5 metrics

RSUs settled 5,149 shares Restricted stock units converted to common stock on June 9, 2026

Shares held after transaction 593,998 shares Direct common stock holdings following June 9, 2026 RSU conversion

RSU conversion ratio 1:1 Each restricted stock unit converts into one share of common stock

Exercise/settlement price $0.00 per unit Reported transaction price per RSU in the Form 4

Derivative exercises in filing 5,149 shares transactionSummary exerciseShares for this Form 4

Key Terms

Restricted stock units, RSUs, derivative security, Form 4

4 terms

Restricted stock units financial

"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSUs financial

"Represents the settlement of the RSUs granted to the Reporting Person"

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

derivative security financial

"transaction_code_description: Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

Form 4 regulatory

"disclosed on the Reporting Person's Form 4 filed on June 12, 2025."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Freiberg Steven J

(Last) (First) (Middle)

C/O SOFI TECHNOLOGIES, INC.

234 1ST STREET

(Street)

SAN FRANCISCO CALIFORNIA 94105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/09/2026		M		5,149	A	(1)	593,998	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	06/09/2026		M			5,149	(2)	(2)	Common Stock	5,149	$0	0	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

2. Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 12, 2025.

Remarks:

	/s/ Sara C. Thompson, Attorney-in-Fact	06/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did SoFi (SOFI) director Steven Freiberg report?

Steven J. Freiberg reported the settlement of previously granted restricted stock units into 5,149 shares of SoFi common stock. The RSUs converted on a one-for-one basis, increasing his direct common share ownership as part of equity compensation rather than an open-market purchase.

How many SoFi (SOFI) shares does Steven Freiberg hold after this Form 4?

Following the transaction, Steven J. Freiberg directly holds 593,998 shares of SoFi common stock. This total reflects the addition of 5,149 shares received from the settlement of restricted stock units, as disclosed in the Form 4 insider filing for the June 9, 2026 transaction date.

Was the SoFi (SOFI) insider Form 4 a stock sale or a purchase?

The Form 4 does not report any stock sale or open-market purchase. It shows an exercise or conversion of restricted stock units into 5,149 common shares, a routine equity compensation event where RSUs settle into stock at a stated conversion ratio of one-for-one.

What are the SoFi (SOFI) restricted stock units mentioned in this Form 4?

The restricted stock units are equity awards that convert into SoFi common stock on a one-for-one basis. In this filing, 5,149 RSUs previously granted to Steven J. Freiberg settled into 5,149 common shares, as referenced by footnotes tying back to an earlier Form 4 disclosure.

Does the SoFi (SOFI) Form 4 indicate remaining derivative or RSU holdings?

The filing’s derivative summary shows no remaining derivative positions after this reported RSU settlement. For this specific award, 5,149 restricted stock units were fully converted into 5,149 common shares, and the RSU balance for that grant is now reported as zero following the transaction.