SoFi Technologies grants director 15,880 stock units

SoFi Technologies, Inc. (SOFI) director John C.R.

Available on EDGAR 11/03/2026 - 08:04 PM EST Accepted by SEC EDGAR 11/03/2026 - 08:03 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

SoFi Technologies, Inc. (SOFI) director John C.R. Hele received a grant of 15,880 restricted stock units on October 19, 2026. Each unit represents a contingent right to receive one share of common stock upon settlement for no consideration; the units vest in equal monthly installments over 12 months beginning November 14, 2026.

Insider Trade Summary

Grant/Award: 15,880 shares

Grant/Award 1 txn

Insider Hele John C.R.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Unit F1, F2	15,880	--	--

Holdings After Transaction: Restricted Stock Unit — 15,880 contracts (Direct)

Footnotes (2)

1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
2. F2. Reflects a grant of RSUs to the Reporting Person, which will vest in equal monthly installments over a period of 12 months beginning on November 14, 2026.

Key Figures

Restricted stock units granted: 15,880 units Resulting RSU position: 15,880 units Underlying common shares: 15,880 shares +1 more

4 metrics

Restricted stock units granted 15,880 units Award dated October 19, 2026

Resulting RSU position 15,880 units Following the reported grant

Underlying common shares 15,880 shares One common share per RSU upon settlement

Vesting period 12 months Equal monthly installments beginning November 14, 2026

Key Terms

restricted stock unit, contingent right, equal monthly installments

3 terms

restricted stock unit financial

"Each restricted stock unit ("RSU") represents a contingent right"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

contingent right financial

"represents a contingent right to receive one share"

equal monthly installments financial

"vest in equal monthly installments over a period of 12 months"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs did SOFI director John C.R. Hele receive?

John C.R. Hele received 15,880 restricted stock units on October 19, 2026. Each RSU represents a contingent right to receive one share of SoFi common stock upon settlement for no consideration.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hele John C.R.

(Last) (First) (Middle)

25 BELMONT HILLS DRIVE

UNIT 6S

(Street)

WARWICK WK06

(City) (State) (Zip)

BERMUDA

(Country)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	10/19/2026		A		15,880		(1)	(2)	Common Stock	15,880	(1)	15,880	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

2. Reflects a grant of RSUs to the Reporting Person, which will vest in equal monthly installments over a period of 12 months beginning on November 14, 2026.

Remarks:

	/s/ Sara C. Thompson, Attorney-in-Fact	11/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)