SoFi Technologies: Kelli Keough sells 10,203 shares

The weighted-average sale price covered trades ranging from $14.2300 to $14.9750 per share under a plan adopted July 30, 2025.

Rhea-AI Filing Summary

SoFi Technologies, Inc. executive Kelli Keough, EVP, GBUL, SIPS, sold 10,203 shares of common stock on October 20, 2026, at a weighted average price of $14.7226 per share. The sale comprised multiple trades within a range of $14.2300 to $14.9750 per share. Keough directly held 397,870 shares after the sale. The sale was completed under a Rule 10b5-1 Trading Plan adopted July 30, 2025.

Insider Trade Summary 10b5-1

Net Seller: 10,203 shares

Net Sell 1 txn

Insider Keough Kelli

Role EVP, GBUL, SIPS

Sold 10,203 shs ($150K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F2	10,203	$14.7226	$150K

Holdings After Transaction: Common Stock — 397,870 shares (Direct)

Footnotes (2)

1. F1. The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on July 30, 2025.
2. F2. The reported transactions were executed in multiple trades. The sale price of $14.7226 reported in Column 4 is the weighted average sale price for the 10,203 shares sold by the Reporting Person within a range of $14.2300 to $14.9750 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.

Key Figures

Shares sold: 10,203 shares Weighted average sale price: $14.7226 per share Sale price range low: $14.2300 per share +2 more

5 metrics

Shares sold 10,203 shares Common stock sale on October 20, 2026

Weighted average sale price $14.7226 per share Sale on October 20, 2026

Sale price range low $14.2300 per share Range for the multiple trades

Sale price range high $14.9750 per share Range for the multiple trades

Shares held after sale 397,870 shares Directly held after the October 20, 2026 sale

Key Terms

Rule 10b5-1 Trading Plan, weighted average sale price, Reporting Person

3 terms

Rule 10b5-1 Trading Plan regulatory

"completed pursuant to a Rule 10b5-1 Trading Plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average sale price financial

"sale price of $14.7226 reported in Column 4 is the weighted average sale price"

Reporting Person regulatory

"plan adopted by the Reporting Person on July 30, 2025"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SOFI shares did Kelli Keough sell, and at what price?

Kelli Keough, SoFi Technologies, Inc.'s EVP, GBUL, SIPS, sold 10,203 shares of common stock on October 20, 2026, at a weighted average of $14.7226 per share. The trades ranged from $14.2300 to $14.9750 per share. She directly held 397,870 shares after the sale, which was completed under a Rule 10b5-1 Trading Plan adopted July 30, 2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/22/2026 - 07:51 PM EDT Accepted by SEC EDGAR 10/22/2026 - 07:50 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Keough Kelli

(Last) (First) (Middle)

234 1ST STREET

(Street)

SAN FRANCISCO CALIFORNIA 94105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, GBUL, SIPS

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/20/2026		S		10,203(1)	D	$14.7226(2)	397,870	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on July 30, 2025.

2. The reported transactions were executed in multiple trades. The sale price of $14.7226 reported in Column 4 is the weighted average sale price for the 10,203 shares sold by the Reporting Person within a range of $14.2300 to $14.9750 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.

Remarks:

	/s/ Sara C. Thompson, Attorney-in-Fact	10/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)