SoFi Executive Kelli Keough Sells 10,203 Shares

The executive vice president's sale was completed pursuant to a Rule 10b5-1 Trading Plan adopted on July 30, 2025.

Available on EDGAR 09/23/2026 - 08:12 PM EDT Accepted by SEC EDGAR 09/23/2026 - 08:12 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

SoFi Technologies, Inc. EVP, GBUL, SIPS Kelli Keough sold 10,203 shares of common stock on September 21, 2026, at a weighted average sale price of $16.9862 per share; individual trades ranged from $16.9020 to $17.0766 per share. The sale was completed pursuant to a Rule 10b5-1 Trading Plan adopted on July 30, 2025. She held 408,073 shares directly after the sale.

Insider Trade Summary 10b5-1

Net Seller: 10,203 shares

Net Sell 1 txn

Insider Keough Kelli

Role EVP, GBUL, SIPS

Sold 10,203 shs ($173K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F2	10,203	$16.9862	$173K

Holdings After Transaction: Common Stock — 408,073 shares (Direct)

Footnotes (2)

1. F1. The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on July 30, 2025.
2. F2. The reported transactions were executed in multiple trades. The sale price of $16.9862 reported in Column 4 is the weighted average sale price for the 10,203 shares sold by the Reporting Person within a range of $16.9020 to $17.0766 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.

Key Figures

Common shares sold: 10,203 shares Weighted average sale price: $16.9862 per share Low end of sale price range: $16.9020 per share +2 more

5 metrics

Common shares sold 10,203 shares September 21, 2026

Weighted average sale price $16.9862 per share Sale on September 21, 2026

Low end of sale price range $16.9020 per share Range for the reported trades

High end of sale price range $17.0766 per share Range for the reported trades

Direct shares held after sale 408,073 shares After the September 21, 2026 sale

Key Terms

Rule 10b5-1 Trading Plan, weighted average sale price

2 terms

Rule 10b5-1 Trading Plan regulatory

"completed pursuant to a Rule 10b5-1 Trading Plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average sale price financial

"weighted average sale price for the 10,203 shares sold"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SOFI shares did Kelli Keough sell, and at what price?

Kelli Keough sold 10,203 shares on September 21, 2026, at a weighted average sale price of $16.9862 per share. The individual trades were within a range of $16.9020 to $17.0766 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Keough Kelli

(Last) (First) (Middle)

234 1ST STREET

(Street)

SAN FRANCISCO CALIFORNIA 94105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, GBUL, SIPS

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/21/2026		S		10,203(1)	D	$16.9862(2)	408,073	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on July 30, 2025.

2. The reported transactions were executed in multiple trades. The sale price of $16.9862 reported in Column 4 is the weighted average sale price for the 10,203 shares sold by the Reporting Person within a range of $16.9020 to $17.0766 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.

Remarks:

	/s/ Sara C. Thompson, Attorney-in-Fact	09/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)