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SoFi Technologies (SOFI) vests RSUs, withholds 25K shares for taxes

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SoFi Technologies, Inc. (SOFI) reported insider equity activity by Chief Risk Officer Arun Pinto related to vesting restricted stock units (RSUs). On August 17, 2026, RSUs covering 45,389 shares were settled, resulting in the acquisition of an equal number of common shares for no cash consideration, and leaving 272,332 RSUs reported as outstanding. On August 18, 2026, 25,118 common shares at a reference price of $18.002 per share were withheld or delivered to satisfy tax withholding obligations tied to the RSU vesting; per the disclosure, these tax shares were not issued to the reporting person and do not represent an open-market sale.

Positive

  • None.

Negative

  • None.
Insider Pinto Arun
Role Chief Risk Officer
Type Security Shares Price Value
Tax Withholding Common Stock F2 25,118 $18.002 $452K
Exercise Restricted Stock Unit F1, F3 45,389 $0.00 $0.00
Exercise Common Stock F1 45,389 -- --
Holdings After Transaction: Restricted Stock Unit — 272,332 shares (Direct); Common Stock — 219,287 shares (Direct)
Footnotes (3)
  1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
  2. F2. Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
  3. F3. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2024.
RSUs settled 45,389 shares RSUs settled into common stock on August 17, 2026
Tax-withholding shares 25,118 shares Common shares withheld or delivered for tax obligations on August 18, 2026
Tax-withholding reference price $18.002 per share Price used for tax-withholding disposition of 25,118 shares
RSUs remaining 272,332 units Restricted Stock Units reported as outstanding after the settlement
RSU-to-share ratio 1 RSU : 1 share Each RSU is a contingent right to receive one common share upon settlement
Restricted Stock Unit financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
contingent right financial
"represents a contingent right to receive one share of the Issuer's common stock"
tax withholding obligation financial
"Shares sold to satisfy tax withholding obligation applicable to the vesting"

FAQ

What insider transactions did SoFi (SOFI) report for Arun Pinto in this Form 4?
SoFi reported that Chief Risk Officer Arun Pinto had 45,389 RSUs settle into common stock and 25,118 shares withheld or delivered solely to cover tax obligations related to that vesting, not as open-market sales.

How many SoFi (SOFI) restricted stock units vested for Arun Pinto?
The filing states that 45,389 restricted stock units settled into an equal number of SoFi common shares. Each RSU represents a contingent right to one share of common stock upon settlement for no cash consideration.

Were Arun Pinto’s recent SoFi (SOFI) share transactions market sales?
No. The Form 4 explains that 25,118 shares were withheld or delivered to satisfy tax withholding obligations on RSU vesting, and that these shares were not issued to the reporting person, so they do not reflect open-market selling.

What price is associated with the tax-withholding shares in the SoFi (SOFI) Form 4?
The transaction references a price of $18.002 per share for the 25,118 common shares used to satisfy tax withholding obligations linked to the RSU vesting, serving as the basis for calculating the tax-related share amount.

How many SoFi (SOFI) RSUs remain reported for Arun Pinto after this transaction?
After the reported RSU settlement, the derivative holdings line shows 272,332 RSUs following the transaction. These RSUs represent additional contingent rights to receive SoFi common stock in the future upon settlement.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pinto Arun
(Last)(First)(Middle)
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET
(Street)
SAN FRANCISCO CALIFORNIA 94105
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Risk Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/17/2026M45,389A(1)244,405D
Common Stock08/18/2026F25,118D$18.002(2)219,287D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)08/17/2026M45,389 (3) (3)Common Stock45,389$0272,332D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
2. Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
3. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2024.
Remarks:
/s/ Deanna M. Smith, Attorney-in-Fact08/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR