STOCK TITAN

SoFi (SOFI) CEO Anthony Noto adds 13,888 shares in open-market buy

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

SoFi Technologies, Inc. CEO Anthony Noto reported an open-market purchase of common stock. He bought 13,888 shares on 2026-06-16 at a weighted average price of $18.0578 per share across multiple trades. After this transaction, he directly owns 11,960,507 shares.

Positive

  • None.

Negative

  • None.
Insider Noto Anthony
Role Chief Executive Officer
Bought 13,888 shs ($251K)
Type Security Shares Price Value
Purchase Common Stock 13,888 $18.0578 $251K
Holdings After Transaction: Common Stock — 11,960,507 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares purchased 13,888 shares Open-market purchase on June 16, 2026
Purchase price $18.0578 per share Weighted average across multiple trades
Price range $18.025–$18.070 per share Range of execution prices for this transaction
Shares after transaction 11,960,507 shares Direct holdings following the purchase
Net buy shares 13,888 shares Net effect of reported Form 4 transactions
open-market purchase financial
"The transaction is described as an open-market purchase of common stock."
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
weighted average purchase price financial
"The purchase price of $18.0578 reported is the weighted average purchase price."
The weighted average purchase price is the average cost per share you paid across multiple buys, calculated so larger purchases count more than smaller ones. Imagine buying apples at different prices: the overall price you effectively paid depends on how many apples you bought at each price. Investors use it to measure true cost basis, calculate gains or losses, decide when to sell, and manage taxes and portfolio performance.
transaction code P regulatory
"The filing classifies it with transaction code P, meaning a purchase."
Form 4 regulatory
"According to the latest Form 4 insider transaction disclosure."
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Noto Anthony

(Last)(First)(Middle)
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET

(Street)
SAN FRANCISCO CALIFORNIA 94105

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/16/2026P13,888A$18.0578(1)11,960,507D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported transactions were executed in multiple trades. The purchase price of $18.0578 reported in Column 4 is the weighted average purchase price for the 13,888 shares acquired by the Reporting Person within a range of $18.025 to $18.070 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
Remarks:
/s/ Deanna M. Smith, Attorney-in-Fact06/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did SoFi (SOFI) CEO Anthony Noto report?

Anthony Noto reported an open-market purchase of 13,888 SoFi common shares. The transaction occurred on June 16, 2026 at a weighted average price of $18.0578 per share, indicating a small incremental increase in his direct equity stake.

At what price did Anthony Noto buy SoFi (SOFI) shares in this Form 4?

He bought the shares at a weighted average price of $18.0578 per share. Individual trades were executed in a range from $18.025 to $18.070 per share, according to the footnote accompanying the Form 4 insider transaction disclosure.

How many SoFi (SOFI) shares does Anthony Noto hold after this purchase?

Following this reported transaction, Anthony Noto directly holds 11,960,507 shares of SoFi common stock. This figure reflects his position after adding the 13,888 shares acquired in the June 16, 2026 open-market purchase disclosed in the Form 4.

Was the Anthony Noto SoFi (SOFI) share transaction an open-market purchase?

Yes, the Form 4 describes the transaction as an open-market purchase of common stock. The filing classifies it with transaction code P, meaning a purchase in the open market or a private transaction, at prices between $18.025 and $18.070 per share.

How many shares did Anthony Noto buy in this SoFi (SOFI) Form 4 filing?

He acquired 13,888 shares of SoFi common stock in the reported transaction. These shares were purchased on June 16, 2026 in multiple trades, all within a narrow price range around the weighted average of $18.0578 per share disclosed in the filing.