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SoFi Technologies (NASDAQ: SOFI) awards director 13,993 deferred stock units

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Green Dana R. reported acquisition or exercise transactions in this Form 4 filing.

SoFi Technologies, Inc. reported that director Dana R. Green received a grant of 13,993 Deferred Stock Units on 2026-07-14. Each DSU is the economic equivalent of one share of common stock under the Director Deferred Compensation Plan and becomes payable according to that plan’s terms. Following the award, Green directly holds 13,993 DSUs.

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Insider Green Dana R.
Role Director
Type Security Shares Price Value
Grant/Award Deferred Stock Unit F1 13,993 $0.00 $0.00
Holdings After Transaction: Deferred Stock Unit — 13,993 shares (Direct)
Footnotes (1)
  1. F1. Represents Deferred Stock Units ("DSUs") under the SoFi Technologies, Inc. Director Deferred Compensation Plan (the "Plan"). Each DSU is the economic equivalent of one share of the Issuer's common stock. The DSUs become payable upon the terms set forth in the Plan.
Deferred Stock Units granted 13,993 units Grant to director Dana R. Green on 2026-07-14
Transaction price per DSU $0.0000 Reported price per Deferred Stock Unit for this award
Deferred Stock Units after transaction 13,993 units Dana R. Green’s direct DSU holdings following the grant
Common stock equivalence 1 share per DSU Each DSU is the economic equivalent of one share of common stock
Deferred Stock Unit financial
"Represents Deferred Stock Units ("DSUs") under the SoFi Technologies, Inc. Director..."
A deferred stock unit (DSU) is a promise from a company to give an employee or director the value of a share at a future date, paid in actual shares or cash when certain conditions are met (such as retirement or a set date). Think of it like a gift card that converts to company stock later; it aligns pay with long‑term performance and can affect future share count, compensation expense and potential cash needs, so investors watch DSUs for their impact on dilution and company finances.
Director Deferred Compensation Plan financial
"...under the SoFi Technologies, Inc. Director Deferred Compensation Plan (the "Plan")."
economic equivalent financial
"Each DSU is the economic equivalent of one share of the Issuer's common stock."

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FAQ

What did SoFi (SOFI) director Dana R. Green report in this Form 4?

Dana R. Green reported receiving a grant of 13,993 Deferred Stock Units from SoFi Technologies on 2026-07-14. These units were issued as director compensation and increase her direct holdings of deferred stock units in the company.

How many deferred stock units did SoFi (SOFI) grant to director Dana R. Green?

SoFi granted Dana R. Green 13,993 Deferred Stock Units. The transaction shows a reported price of $0.0000 per unit, indicating a compensation award rather than an open-market purchase, and results in total direct holdings of 13,993 DSUs.

What are Deferred Stock Units under SoFi (SOFI)’s Director Deferred Compensation Plan?

The reported award consists of Deferred Stock Units (DSUs) under SoFi’s Director Deferred Compensation Plan. Each DSU is the economic equivalent of one share of SoFi common stock, providing stock-based compensation that settles in the future per plan terms.

When do the SoFi (SOFI) Deferred Stock Units granted to Dana R. Green become payable?

The DSUs become payable upon the terms set forth in the Director Deferred Compensation Plan. The filing states they are delivered according to that plan’s provisions, meaning payout timing follows the established director compensation and deferral rules.

Does this SoFi (SOFI) Form 4 show any sale of shares by Dana R. Green?

No. The Form 4 reports only a grant/award acquisition of 13,993 Deferred Stock Units and no sales of SoFi securities. The transaction code is “A” for an award, with a reported price of $0.0000 per DSU and increased deferred holdings.

How many SoFi (SOFI) Deferred Stock Units does Dana R. Green hold after this transaction?

After the reported award, Dana R. Green directly holds 13,993 Deferred Stock Units. The post-transaction figure matches the grant size, indicating this filing reflects her current reported DSU balance tied to SoFi common stock under the director plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Green Dana R.

(Last)(First)(Middle)
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET

(Street)
SAN FRANCISCO CALIFORNIA 94105

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Deferred Stock Unit(1)07/14/2026A13,993 (1) (1)Common Stock13,993$013,993D
Explanation of Responses:
1. Represents Deferred Stock Units ("DSUs") under the SoFi Technologies, Inc. Director Deferred Compensation Plan (the "Plan"). Each DSU is the economic equivalent of one share of the Issuer's common stock. The DSUs become payable upon the terms set forth in the Plan.
Remarks:
/s/ Sara C. Thompson, Attorney-in-Fact07/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)