Every Form 4 that SoFi Technologies, Inc. (SOFI) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow SOFI and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SOFI filings page.
SoFi Technologies, Inc. Chief Executive Officer Anthony Noto reported the settlement of restricted stock units into common stock and related tax withholding transactions. He acquired a total of 459,848 shares of common stock on March 16, 2026 through the settlement of previously granted stock-settled RSUs for no cash consideration.
To cover tax obligations on these vesting events, 249,004 shares of common stock were withheld at a price of $17.76 per share, and were not issued to or sold by him. After these routine compensation-related transactions, he directly held 11,915,196 shares of SoFi common stock.
SoFi Technologies General Counsel Robert S. Lavet reported routine equity compensation activity. On March 16, 2026, 36,057 restricted stock units were settled into common stock at no cash cost to him, increasing his direct common share holdings. On March 17, 2026, 16,669 common shares were withheld to cover tax obligations related to the RSU vesting, and these withheld shares were not issued to him. Following these events, he directly holds 61,293 shares of SoFi common stock. The transactions reflect RSU vesting and associated tax withholding rather than open-market buying or selling.
SoFi Technologies, Inc. Chief Technology Officer Jeremy Rishel reported a combination of RSU vesting, tax withholding, and a planned share sale. On March 16, 2026, restricted stock units representing 300,500 shares of common stock settled at $0.0000 per share, delivering the same number of common shares.
On March 17, 2026, 160,500 shares of common stock were disposed of at $17.6170 per share to satisfy tax withholding obligations related to the vesting of stock-settled RSUs, and these shares were not issued to him. On March 18, 2026, he completed an open-market sale of 94,958 shares of common stock at an average price of $17.4300 per share pursuant to a Rule 10b5-1 trading plan adopted on June 2, 2025. Following these transactions, he directly holds 839,639.972 shares of SoFi common stock.
SoFi Technologies CFO Christopher Lapointe reported routine equity compensation activity. On March 16, 2026, he settled a total of 155,907 restricted stock units, receiving the same number of SoFi common shares for no cash cost, as each RSU converts into one share upon vesting.
To cover tax obligations on these stock-settled RSUs, 82,913 shares of common stock were withheld at a reference price of $17.76 per share, and were not issued to or sold by him. After these transactions, Lapointe directly holds 1,776,546 shares of SoFi common stock.
SoFi Technologies EVP Kelli Keough reported stock-settled RSU vesting and related tax withholding. On March 16, 2026, she exercised restricted stock units that converted into a total of 122,188 shares of SoFi common stock for no cash consideration, as part of previously granted equity awards.
Following these derivative exercises, a Form 4 entry on March 17, 2026 shows 63,145 common shares were sold at $17.617 per share to cover tax withholding obligations tied to the RSU vesting, and the footnotes state these shares were not issued to her. After these transactions, she directly owns 352,768 shares of common stock.
SoFi Technologies Chief Risk Officer Arun Pinto reported routine equity compensation activity involving restricted stock units (RSUs). On March 16, 2026, 11,434 RSUs vested and were settled into an equal number of shares of SoFi common stock at no cash cost to him.
To cover tax withholding obligations tied to this vesting, 6,375 shares were withheld on March 17, 2026 and, as disclosed, these shares were not issued to Pinto. After these transactions, he directly holds 168,289 shares of SoFi common stock, reflecting a routine compensation-related adjustment rather than an open-market trade.
SoFi Technologies CEO Anthony Noto reported an open-market purchase of 28,900 shares of common stock. The transaction took place on March 17, 2026 at a weighted average price of $17.3189 per share, within a trade range of $17.255 to $17.340.
Following this purchase, Noto directly holds 11,704,352 SoFi shares. The filing notes that the transaction was executed in multiple trades and that full trade-by-trade price details are available upon request.
Rishel Jeremy reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies granted Chief Technology Officer Jeremy Rishel 181,805 restricted stock units (RSUs), each representing the right to receive one share of common stock for no cash payment. The RSUs vest over four years: 6.25% vests three months after March 14, 2026, with 6.25% vesting each quarter for the following fifteen quarters, as long as he remains employed. After this grant, Rishel is reported as holding 181,805 RSUs directly.
Pinto Arun reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. reported that Chief Risk Officer Arun Pinto received a grant of 155,833 restricted stock units (RSUs). Each RSU represents the right to receive one share of SoFi common stock for no cash payment when it vests.
The award vests over four years: 6.25% of the RSUs will vest three months after March 14, 2026, and 6.25% will vest each quarter for the following fifteen quarters, as long as Pinto continues to serve at the company. After this grant, Pinto is shown as directly holding 155,833 RSUs, reflecting a compensation-related equity award rather than an open-market share purchase.
Lapointe Christopher reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. reported that CFO and PAO Christopher Lapointe received a grant of 233,749 restricted stock units. Each RSU represents the right to receive one share of SoFi common stock for no cash payment when it settles.
The award vests over four years: 6.25% of the RSUs will vest three months after March 14, 2026, and 6.25% will vest each quarter for the following fifteen quarters. Vesting is conditioned on Lapointe’s continued service with the company through each vesting date.
Schuppenhauer Eric reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. executive Eric Schuppenhauer, EVP GBUL Borrow, received a grant of 103,889 restricted stock units (RSUs). Each RSU represents the right to receive one share of SoFi common stock for no cash payment when it settles.
The award vests over four years: 6.25% of the RSUs vest three months after March 14, 2026, and another 6.25% vest each following quarter for fifteen additional quarters, as long as he remains with the company. This filing reflects a compensation-related equity grant rather than an open-market share purchase or sale.
Keough Kelli reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. executive Kelli Keough received a grant of 90,903 restricted stock units. Each RSU represents a right to receive one share of SoFi common stock for no cash payment when it settles.
The award will vest over four years: 6.25% of the RSUs vest three months after March 14, 2026, and 6.25% vest each quarter for the following fifteen quarters, as long as Keough remains in service with the company. Following this grant, Keough holds 90,903 RSUs directly.
Noto Anthony reported acquisition or exercise transactions in this Form 4 filing.
SoFi Technologies, Inc. reported that Chief Executive Officer Anthony Noto received a grant of 883,049 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of SoFi common stock upon settlement for no cash consideration. The award will vest over four years: 6.25% of the RSUs vest three months after March 14, 2026, and 6.25% vest each quarter for the following fifteen quarters, in each case conditioned on his continued service with the company.
SoFi Technologies Chief Executive Officer Anthony Noto bought additional company stock in the open market. He acquired 56,000 shares of SoFi common stock in an open-market purchase at a weighted average price of $17.8842 per share, within a trade price range of $17.500 to $18.205 per share.
Following this transaction, Noto directly owns 11,675,452 shares of SoFi common stock. The filing notes that the 56,000 shares were executed in multiple trades and that detailed trade-by-trade pricing information is available upon request from the company, the SEC staff, or any SoFi security holder.
SoFi Technologies executive Kelli Keough reported an open-market sale of company stock under a pre-set trading plan. Keough sold 9,755 shares of SoFi Technologies common stock at a weighted average price of $18.8742 per share, executed in multiple trades within a price range of $18.57 to $19.12 per share.
After this planned sale, Keough directly holds 293,725 shares of SoFi Technologies common stock. The transaction was completed pursuant to a Rule 10b5-1 trading plan adopted on July 30, 2025, which is designed to systematically sell shares according to pre-arranged instructions.
SoFi Technologies EVP Eric Schuppenhauer reported equity award activity involving restricted stock units (RSUs) and related tax withholding. On February 17, 2026, 55,731 RSUs were settled into 55,731 shares of common stock at a stated price of $0.0000 per share, reflecting a non-cash derivative conversion. Following this, a tax-withholding disposition of 23,083 common shares occurred on February 18, 2026 at an average price of $19.6220 per share to satisfy tax obligations tied to vesting RSUs; the footnotes state these shares were not issued to the reporting person. After these transactions, Schuppenhauer directly held 284,498.81 shares of common stock and 557,310 RSUs, each RSU representing a contingent right to receive one share upon settlement.
SoFi Technologies’ Chief Risk Officer Arun Pinto reported equity compensation activity involving restricted stock units and common shares. On February 17, Pinto exercised 45,389 RSUs, converting them into an equal number of common shares at no cost. On February 18, 25,420 common shares were disposed of to satisfy tax withholding obligations tied to the vesting of stock-settled RSUs, consistent with the footnote that these shares were not issued to him. After these transactions, Pinto directly holds 163,230 shares of common stock.
SoFi Technologies’ General Counsel Robert S. Lavet reported an equity award in the form of restricted stock units. On February 9, 2026, he acquired 144,229 RSUs at a price of $0 per unit, held as a direct beneficial owner.
Each RSU represents a contingent right to receive one share of SoFi Technologies common stock upon settlement for no consideration. The award will vest in four equal installments of 25% each on March 14, 2026, June 14, 2026, September 14, 2026, and December 14, 2026, conditioned on his continued service through each vesting date.
SoFi Technologies director Steven J. Freiberg exercised stock options for 250,000 shares of common stock at an exercise price of $7.33 per share on February 6, 2026. He then sold 94,225 shares of common stock at $20.31 per share to cover the cost of the option exercise, withholding taxes, and related broker fees and commissions.
After these transactions, Freiberg directly owned 588,849 shares of SoFi common stock and held 63,704 stock options following the partial option exercise.
SoFi Technologies’ General Counsel, Robert S. Lavet, reported an indirect purchase of company stock through a trust. On February 6, 2026, the Robert S. Lavet Trust bought 5,000 shares of SoFi common stock at $21.044 per share in an open-market transaction.
After this purchase, the trust held 17,172 SoFi shares beneficially associated with Lavet, who serves as both a beneficiary and trustee of the Robert S. Lavet Trust.
SoFi Technologies, Inc. executive Eric Schuppenhauer reported a purchase of company stock. On 02/05/2026, the EVP GBUL Borrow acquired 5,000 shares of SoFi common stock at a price of $19.93 per share. Following this transaction, he directly holds 228,767.81 shares of SoFi common stock.
SoFi Technologies' Chief Risk Officer Arun Pinto entered a prepaid variable forward contract on February 2, 2026 referencing his SoFi common stock. He will receive an upfront cash payment of approximately $1.2 million and has pledged 71,500 shares of SoFi common stock as collateral.
The contract matures on or about February 2, 2029, when Pinto must either deliver SoFi shares or, at his election, settle in cash. The number of shares deliverable varies with the stock price relative to a $36.1032 cap level and a $19.0052 floor level. Pinto retains all voting rights in the pledged shares during the term.
SoFi Technologies executive Kelli Keough reported a planned stock sale under a pre-set trading plan. On January 20, 2026, Keough sold 9,468 shares of SoFi common stock at a weighted average price of $25.7496 per share, with individual trade prices ranging from $25.3100 to $26.3300. The transaction was coded as a sale of non-derivative common stock and was executed under a Rule 10b5-1 trading plan adopted on July 30, 2025, which is designed to allow insiders to sell shares according to a pre-arranged schedule. After this sale, Keough beneficially owned 303,480 shares of SoFi common stock in direct ownership.
SoFi Technologies, Inc. reported insider equity activity by an executive. On 12/15/2025, the EVP, GBUL, SIPS settled three restricted stock unit (RSU) grants into 82,643, 26,476 and 13,067 shares of common stock at no cost, bringing the directly owned position to 387,220 shares. On 12/16/2025, 64,804 shares were disposed of at $26.258 per share to satisfy tax withholding obligations related to the vesting of stock-settled RSUs, reducing direct holdings to 322,416 shares. Each RSU represents a contingent right to receive one share of SoFi common stock upon settlement for no consideration, and the transactions relate to previously disclosed RSU awards.
SoFi Technologies, Inc. reported insider equity transactions by its Chief Technology Officer. On December 8, 2025, the officer acquired 1,042.972 shares of common stock at $11.985 per share through the 2024 Employee Stock Purchase Plan, bringing direct ownership to 761,828.972 shares.
On December 15, 2025, restricted stock units converted into common stock in two settlements of 271,751 and 4,792 shares, with no cash exercise price, increasing direct ownership to 1,038,371.972 shares. On December 16, 2025, 151,937 shares were sold at $26.258 solely to cover tax withholding on vested stock-settled RSUs, leaving the officer with 886,434.972 shares of common stock held directly.
SoFi Technologies, Inc. reported an insider equity transaction by its Chief Financial Officer and Principal Accounting Officer. On 12/15/2025, previously granted restricted stock units (RSUs) settled into 135,248 shares of common stock and an additional 6,098 shares, each RSU converting into one share for no cash consideration. To satisfy tax withholding tied to these stock-settled RSUs, 74,823 shares were withheld and not issued to the executive at a value of $27.28 per share. Following these transactions, the officer directly owned 1,703,552 shares of common stock and continued to hold RSU awards covering 542,941 and 347,597 underlying shares.
SoFi Technologies, Inc. reported an insider equity transaction by its chief executive officer and director. On 12/15/2025, the executive settled restricted stock units (RSUs) into common shares, acquiring 559,716 and 17,134 shares of common stock through transactions coded "M," which reflect RSU conversions. RSUs give the right to receive one share of common stock for no cash payment when they vest.
To cover tax withholding related to these stock-settled RSUs, 305,304 shares were withheld in a transaction coded "F" at a price of $27.28 per share; these withheld shares were not issued to the executive. After these transactions, the executive directly beneficially owned 11,619,452 shares of SoFi common stock and continued to hold RSUs representing 1,394,974 and 976,582 underlying shares, which may settle into stock in the future.
SoFi Technologies, Inc. reports insider equity activity by its General Counsel. On 12/15/2025, restricted stock units (RSUs) previously granted to the officer were settled into 71,353 and 6,534 shares of SoFi common stock, with each RSU converting into one share for no cash consideration. Following these transactions, the officer beneficially owned 280,582 shares directly.
On 12/16/2025, 44,749 shares of common stock were disposed of at $26.258 per share to cover tax withholding obligations related to the RSU vesting, leaving the officer with 235,833 directly owned shares. After these events, the officer continued to hold derivative positions in RSUs covering 713,532 and 84,940 underlying shares of common stock.
SoFi Technologies' Chief Risk Officer reported routine stock activity involving restricted stock units (RSUs). On 12/15/2025, 11,434 RSUs vested and converted into the same number of SoFi common shares at no cash cost. On 12/16/2025, 6,569 shares were sold at $26.258 per share to cover tax withholding obligations related to this vesting, and these shares were not retained.
After these transactions, the officer beneficially owned 143,261 shares of SoFi common stock directly, along with 148,644 RSUs, each representing a contingent right to receive one share of common stock upon settlement for no consideration.
SoFi Technologies (SOFI) director reported entering a prepaid variable forward contract on November 26, 2025. Under this derivative arrangement, the director pledged 384,000 shares of SoFi common stock as collateral and will receive an upfront cash payment of approximately $7.7 million, while retaining voting, dividend and other rights in the pledged shares during the term.
The contract is split into two equal tranches with maturities in November 2027 and December 2027. Unless settled in cash, the number of shares ultimately delivered will depend on SoFi’s share price at each maturity date, using a Base Amount of 192,000 shares and price thresholds at a Floor Level of $21.6834 and a Cap Level of $51.6961.
SoFi Technologies (SOFI) reported an insider stock sale by its Chief Risk Officer on 11/21/2025. The officer sold 46,132 shares of common stock in an open market transaction at a weighted average price of $24.7598 per share, with individual trade prices ranging from $24.62 to $24.825 per share.
After this transaction, the officer beneficially owns 138,396 shares of SoFi common stock. The sale was completed under a pre-arranged Rule 10b5-1 trading plan that the reporting person adopted on 06/11/2025, which is designed to allow insiders to systematically sell shares under preset conditions.
SoFi Technologies (SOFI) executive insider Deanna M. Smith reported a stock sale. On 11/20/2025, the reporting person, an officer of SoFi with the title EVP, GBUL, SIPS, sold 10,340 shares of SoFi common stock in an open market transaction coded as an "S" sale.
The weighted average sale price was $26.4309 per share, with individual trade prices ranging from $24.9000 to $28.5000 per share. Following this transaction, the reporting person directly beneficially owned 265,034 shares of SoFi common stock. The filing notes that this sale was completed under a pre-arranged Rule 10b5-1 trading plan adopted on May 21, 2024.
SoFi Technologies (SOFI) executive EVP GBUL Borrow reported routine equity compensation activity. On 11/14/2025, the reporting person settled 55,731 restricted stock units (RSUs), which converted into the same number of shares of common stock for no cash consideration, reflecting previously granted stock-based awards. On 11/18/2025, 23,281 shares of common stock were withheld and disposed of at a price of $27.612 per share to cover tax withholding obligations related to the RSU vesting, and these withheld shares were not issued to the reporting person. Following these transactions, the reporting person continues to hold a substantial number of derivative securities, including 613,041 RSUs that remain outstanding and directly owned.
SoFi Technologies (SOFI) reported insider equity activity by its Chief Risk Officer. On 11/14/2025, 45,388 restricted stock units (RSUs) vested and were settled into the company’s common stock, with each RSU converting into one share for no cash consideration. Following this vesting, the officer beneficially owned 210,336 shares directly.
On 11/18/2025, 25,808 shares of common stock were disposed of at a price of $27.612 per share in a transaction coded as “F,” meaning the shares were used to satisfy tax withholding obligations related to the RSU vesting. These shares were used for withholding and were not issued to the officer as tradable stock. After these transactions, the officer directly held 184,528 shares of SoFi common stock.
SoFi Technologies (SOFI) insider activity: the company’s CFO and PAO reported entering a prepaid variable forward contract on 11/12/2025 covering 500,000 shares of SoFi common stock. The executive received an upfront cash payment of $11,771,830 and pledged 500,000 shares to secure obligations. The contract settles on or about 11/12/2027, when the executive may deliver shares or elect cash settlement.
The number of shares ultimately deliverable depends on the stock price at maturity: a floor of $25.38 and a cap of $50.58 set the delivery formula. The executive retains voting, dividend, and other rights in the pledged shares during the term.
SoFi Technologies (SOFI) reported an insider equity award vesting by its CFO and PAO. On November 5, 2025, 276,963 performance stock units (PSUs) vested after certain performance criteria were achieved, and converted into common stock on a one-for-one basis.
To cover taxes on the stock-settled PSUs, 146,534 shares were withheld at $27.16 per share; these shares were not issued to or sold by the executive. Following these transactions, the executive directly beneficially owned 1,637,029 shares.
SoFi Technologies (SOFI) reported an insider equity event by its Chief Executive Officer and Director. On November 5, 2025, 2,142,859 performance stock units were converted to common stock (Code M) as 33% of a 2021 PSU award vested after performance criteria were met. The company withheld 1,133,722 shares to cover taxes (Code F) at $27.16; these shares were not issued to or sold by the reporting person.
Following these transactions, the reporting person directly owned 11,347,906 shares of common stock. Derivative holdings included 4,285,719 PSUs remaining after the vesting event. PSUs convert into common stock on a one-for-one basis.
SoFi Technologies (SOFI) director reported a Form 4 reflecting a bona fide gift. On 10/29/2025, the reporting person transferred 121,349 shares of common stock to the Hutton Living Trust, 12/10/96, of which the reporting person is the sole beneficiary and trustee. The gift price was $0, consistent with a non-sale transfer.
Following the transaction, the reporting person held 0 shares directly and 664,938 shares indirectly through the trust. The filing also notes that 487,000 shares indirectly held were previously reported as directly held, clarifying the form of ownership.
SoFi Technologies (SOFI) disclosed an insider sale by an executive. On 10/20/2025, an officer listed as EVP, GBUL, SIPS sold 10,036 shares of common stock at a weighted average price of $28.3257 per share, executed in multiple trades within a price range of $27.1300 to $28.8800. Following the sale, the reporting person directly owns 275,374 shares.
The filing states the transaction was completed under a Rule 10b5-1 trading plan adopted on May 21, 2024, which pre-schedules trades. The report is filed by one reporting person and reflects a direct ownership position after the transaction.