SoFi CEO Noto buys 56,000 shares in open market

SoFi Technologies Chief Executive Officer Anthony Noto bought additional company stock in the open market.

Rhea-AI Filing Summary

SoFi Technologies Chief Executive Officer Anthony Noto bought additional company stock in the open market. He acquired 56,000 shares of SoFi common stock in an open-market purchase at a weighted average price of $17.8842 per share, within a trade price range of $17.500 to $18.205 per share.

Following this transaction, Noto directly owns 11,675,452 shares of SoFi common stock. The filing notes that the 56,000 shares were executed in multiple trades and that detailed trade-by-trade pricing information is available upon request from the company, the SEC staff, or any SoFi security holder.

Insider Trade Summary

Net Buyer: 56,000 shares

Net Buy 1 txn

Insider Noto Anthony

Role Chief Executive Officer

Bought 56,000 shs ($1.00M)

Type	Security	Shares	Price	Value
Purchase	Common Stock	56,000	$17.8842	$1.00M

Holdings After Transaction: Common Stock — 11,675,452 shares (Direct)

Footnotes (1)

1. F1. The reported transactions were executed in multiple trades. The purchase price of $17.8842 reported in Column 4 is the weighted average purchase price for the 56,000 shares acquired by the Reporting Person within a range of $17.500 to $18.205 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SoFi (SOFI) CEO Anthony Noto report?

SoFi CEO Anthony Noto reported buying 56,000 shares of common stock in an open-market purchase. The weighted average price was $17.8842 per share, executed in multiple trades within a range of $17.500 to $18.205 per share.

At what price did SoFi (SOFI) CEO Anthony Noto buy his new shares?

Anthony Noto’s 56,000-share SoFi purchase had a weighted average price of $17.8842 per share. The trades occurred across a price range from $17.500 to $18.205, with the exact number of shares at each price available upon request.

How many SoFi (SOFI) shares does CEO Anthony Noto own after this Form 4?

After this reported transaction, CEO Anthony Noto directly owns 11,675,452 shares of SoFi common stock. This updated holding reflects the addition of 56,000 shares acquired in the open market as disclosed in the Form 4 insider trading report.

Was the SoFi (SOFI) CEO’s share purchase a single trade or multiple trades?

The 56,000-share purchase by SoFi CEO Anthony Noto was executed in multiple trades, not a single transaction. The filing states the reported price is a weighted average, and full trade-by-trade pricing details are available to regulators and SoFi security holders upon request.

What type of transaction did SoFi (SOFI) report for CEO Anthony Noto?

The company reported an open-market purchase of common stock by CEO Anthony Noto. The Form 4 lists transaction code “P,” indicating a purchase, and describes it as an open-market or private transaction involving 56,000 SoFi shares.

Does the SoFi (SOFI) Form 4 footnote give more detail on the CEO’s trade prices?

Yes. The footnote explains that the 56,000 shares were bought in multiple trades between $17.500 and $18.205 per share. It also states that detailed information on the number of shares at each individual price level will be provided upon request to interested parties.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/02/2026 - 03:36 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Noto Anthony

(Last) (First) (Middle)

C/O SOFI TECHNOLOGIES, INC.

234 1ST STREET

(Street)

SAN FRANCISCO CA 94105

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/02/2026		P		56,000	A	$17.8842(1)	11,675,452	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transactions were executed in multiple trades. The purchase price of $17.8842 reported in Column 4 is the weighted average purchase price for the 56,000 shares acquired by the Reporting Person within a range of $17.500 to $18.205 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

Remarks:

	/s/ Deanna M. Smith, Attorney-in-Fact	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.