SoFi CRO granted 155,833 RSUs in new Form 4

Pinto Arun reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Pinto Arun reported acquisition or exercise transactions in this Form 4 filing.

SoFi Technologies, Inc. reported that Chief Risk Officer Arun Pinto received a grant of 155,833 restricted stock units (RSUs). Each RSU represents the right to receive one share of SoFi common stock for no cash payment when it vests.

The award vests over four years: 6.25% of the RSUs will vest three months after March 14, 2026, and 6.25% will vest each quarter for the following fifteen quarters, as long as Pinto continues to serve at the company. After this grant, Pinto is shown as directly holding 155,833 RSUs, reflecting a compensation-related equity award rather than an open-market share purchase.

Insider Trade Summary

Grant/Award: 155,833 shares

Grant/Award 1 txn

Insider Pinto Arun

Role Chief Risk Officer

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Unit	155,833	$0.00	$0.00

Holdings After Transaction: Restricted Stock Unit — 155,833 contracts (Direct)

Footnotes (2)

1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
2. F2. Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest over a period of four years as follows: 6.25% of the award shall vest three months after March 14, 2026, and 6.25% shall vest each quarter thereafter for the following fifteen quarters, in each case, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SoFi (SOFI) disclose for Arun Pinto?

SoFi reported that Chief Risk Officer Arun Pinto received a grant of 155,833 restricted stock units. These RSUs are a stock-based compensation award, not an open-market share purchase, and convert into common shares as they vest over time.

How many RSUs were granted to SoFi Chief Risk Officer Arun Pinto?

Arun Pinto was granted 155,833 restricted stock units. Each RSU corresponds to one share of SoFi common stock upon settlement, giving him a substantial equity-based incentive that aligns his compensation with future company performance as the awards vest.

What is the vesting schedule for Arun Pinto’s SoFi RSU grant?

The RSU award vests over four years. 6.25% of the 155,833 units vest three months after March 14, 2026, and another 6.25% vest each quarter for the next fifteen quarters, contingent on his continued service with SoFi through each vesting date.

Does Arun Pinto need to pay to receive SoFi shares from these RSUs?

No, each restricted stock unit represents a right to receive one share of SoFi common stock for no consideration. When the RSUs vest on scheduled dates, shares are delivered without Pinto paying an exercise or purchase price.

How many SoFi RSUs does Arun Pinto hold after this Form 4 transaction?

Following this reported transaction, Arun Pinto is shown as directly holding 155,833 restricted stock units. This figure reflects the newly granted award as reported and represents his equity-based compensation position from this specific grant.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/13/2026 - 07:19 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pinto Arun

(Last) (First) (Middle)

C/O SOFI TECHNOLOGIES, INC.

234 1ST STREET

(Street)

SAN FRANCISCO CA 94105

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Risk Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/11/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	03/11/2026		A		155,833		(2)	(2)	Common Stock	155,833	$0	155,833	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

2. Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest over a period of four years as follows: 6.25% of the award shall vest three months after March 14, 2026, and 6.25% shall vest each quarter thereafter for the following fifteen quarters, in each case, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

Remarks:

	/s/ Deanna M. Smith, Attorney-in-Fact	03/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.