Trust linked to SoFi (NASDAQ: SOFI) counsel buys 5,000 shares

Rhea-AI Filing Summary

SoFi Technologies’ General Counsel, Robert S. Lavet, reported an indirect purchase of company stock through a trust. On February 6, 2026, the Robert S. Lavet Trust bought 5,000 shares of SoFi common stock at $21.044 per share in an open-market transaction.

After this purchase, the trust held 17,172 SoFi shares beneficially associated with Lavet, who serves as both a beneficiary and trustee of the Robert S. Lavet Trust.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lavet Robert S

(Last) (First) (Middle)

C/O SOFI TECHNOLOGIES, INC.

234 1ST STREET

(Street)

SAN FRANCISCO CA 94105

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/06/2026		P		5,000	A	$21.044	17,172	I	The Reporting Person is a beneficiary and trustee of the Robert S. Lavet Trust(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares are held by the Robert S. Lavet Trust.

Remarks:

	/s/ Deanna M. Smith, Attorney-in-Fact	02/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SoFi (SOFI) report for Robert S. Lavet?

SoFi reported that the Robert S. Lavet Trust purchased 5,000 shares of SoFi common stock. The transaction occurred on February 6, 2026, and is reported as indirectly beneficially owned by General Counsel Robert S. Lavet through the trust.

At what price did the Lavet-related trust buy SoFi (SOFI) shares?

The Robert S. Lavet Trust bought SoFi common stock at a price of $21.044 per share. This price reflects the per-share cost for the 5,000 shares acquired in the February 6, 2026 open-market purchase reported on the Form 4.

How many SoFi (SOFI) shares does the Lavet trust hold after this trade?

Following the February 6, 2026 transaction, the Robert S. Lavet Trust beneficially held 17,172 shares of SoFi common stock. These shares are reported as indirectly owned and associated with General Counsel Robert S. Lavet as beneficiary and trustee.

Is the SoFi (SOFI) insider trade by Robert S. Lavet direct or indirect ownership?

The reported SoFi stock purchase is an indirect ownership transaction. The 5,000 shares were acquired and are held by the Robert S. Lavet Trust, where Robert S. Lavet is both a beneficiary and trustee according to the filing.

What role does Robert S. Lavet hold at SoFi (SOFI)?

Robert S. Lavet serves as General Counsel of SoFi Technologies, Inc. This officer role is disclosed in the insider trading report, which links him to the SoFi common stock held by the Robert S. Lavet Trust as an indirect beneficial owner.

What transaction code was used for the SoFi (SOFI) Lavet trust trade?

The Form 4 lists transaction code "P" for the Robert S. Lavet Trust trade. Code “P” indicates an open-market or private purchase of SoFi common stock, covering the 5,000 shares acquired on February 6, 2026 at $21.044 per share.