[Form 4] SoFi Technologies, Inc. Insider Trading Activity

SoFi Technologies, Inc. Chief Executive Officer Anthony Noto reported the settlement of restricted stock units into common stock and related tax withholding transactions.

Rhea-AI Filing Summary

SoFi Technologies, Inc. Chief Executive Officer Anthony Noto reported the settlement of restricted stock units into common stock and related tax withholding transactions. He acquired a total of 459,848 shares of common stock on March 16, 2026 through the settlement of previously granted stock-settled RSUs for no cash consideration.

To cover tax obligations on these vesting events, 249,004 shares of common stock were withheld at a price of $17.76 per share, and were not issued to or sold by him. After these routine compensation-related transactions, he directly held 11,915,196 shares of SoFi common stock.

Insider Trade Summary

459,848 shares exercised/converted

Exercise 5 txns

Insider Noto Anthony

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit	305,651	$0.00	$0.00
Exercise	Restricted Stock Unit	154,197	$0.00	$0.00
Exercise	Common Stock	305,651	$0.00	$0.00
Exercise	Common Stock	154,197	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	249,004	$17.76	$4.42M

Holdings After Transaction: Restricted Stock Unit — 1,911,708 contracts (Direct); Common Stock — 11,915,196 shares (Direct)

Footnotes (4)

1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
2. F2. Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
3. F3. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 22, 2023 and March 13, 2024.
4. F4. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider activity did SoFi (SOFI) CEO Anthony Noto report on March 16, 2026?

Anthony Noto reported RSU settlements into common stock and related tax withholding on March 16, 2026. Previously granted restricted stock units converted into shares, and a portion of those shares was withheld to satisfy tax obligations tied to the vesting events.

How many SoFi (SOFI) shares did the CEO acquire through RSU settlements in this Form 4?

Anthony Noto acquired 459,848 shares of SoFi common stock through settlement of restricted stock units. These RSUs converted into shares for no cash consideration, reflecting equity compensation previously granted and disclosed in earlier Form 4 filings referenced in the footnotes.

How many SoFi (SOFI) shares were withheld for taxes in the CEO’s March 16, 2026 transactions?

A total of 249,004 shares of SoFi common stock were withheld at $17.76 per share to cover applicable tax obligations. According to the disclosure, these shares were not issued to or sold by Anthony Noto, but were used solely for tax withholding purposes.

Did SoFi (SOFI) CEO Anthony Noto sell any shares in the open market in this Form 4?

The Form 4 shows no open-market sales by Anthony Noto. The only disposition was 249,004 shares withheld for taxes on RSU vesting, which the filing states were not issued to or sold by him, but applied against tax liabilities.

What is Anthony Noto’s direct SoFi (SOFI) share ownership after these reported transactions?

Following the March 16, 2026 transactions, Anthony Noto directly owned 11,915,196 shares of SoFi common stock. This figure reflects the net result after RSU settlements increased his holdings and shares were withheld to satisfy the associated tax obligations on those vesting awards.

What do the footnotes in SoFi (SOFI) CEO Anthony Noto’s Form 4 explain about these RSUs?

The footnotes explain that each RSU represents a right to receive one SoFi common share for no consideration, and that some shares were withheld for taxes. They also note these RSUs relate to grants previously disclosed in Form 4s filed in March 2023, 2024, and 2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 03/18/2026 - 08:16 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Noto Anthony

(Last) (First) (Middle)

C/O SOFI TECHNOLOGIES, INC.

234 1ST STREET

(Street)

SAN FRANCISCO CALIFORNIA 94105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/16/2026		M		305,651	A	(1)	12,010,003	D
Common Stock	03/16/2026		M		154,197	A	(1)	12,164,200	D
Common Stock	03/16/2026		F		249,004	D	$17.76(2)	11,915,196	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	03/16/2026		M			305,651	(3)	(3)	Common Stock	305,651	$0	1,089,323	D
Restricted Stock Unit	(1)	03/16/2026		M			154,197	(4)	(4)	Common Stock	154,197	$0	822,385	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

2. Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

3. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 22, 2023 and March 13, 2024.

4. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

Remarks:

	/s/ Deanna M. Smith, Attorney-in-Fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)