SOFI (NASDAQ: SOFI) Rule 144 notice for 24,805 vested shares

Rhea-AI Filing Summary

SOFI files a Rule 144 notice for the proposed sale of 24,805 shares of its Common Stock, tied to restricted stock vesting on 05/14/2026. The filing also lists prior open-market dispositions by Arun R. Pinto of 25,420 shares on 02/18/2026 and 6,375 shares on 03/17/2026.

Insights

Securities Compliance Counsel

Routine Rule 144 notice for vested restricted shares.

The filing lists a proposed resale of 24,805 shares arising from restricted stock vesting on 05/14/2026. Rule 144 notices notify the market of an intended sale under resale exemption conditions; the filing itself does not effect a sale.

Timing and method of any sale are not detailed here; subsequent trade reports or a Form 4 would show execution. Monitor public transaction reports for actual dispositions.

Key Figures

Proposed resale: 24,805 shares Prior disposition: 25,420 shares Prior disposition: 6,375 shares +1 more

4 metrics

Proposed resale 24,805 shares Restricted stock vesting on 05/14/2026

Prior disposition 25,420 shares Sold on 02/18/2026 for $498,798.87

Prior disposition 6,375 shares Sold on 03/17/2026 for $112,305.83

Notice date 05/15/2026 Filer information date shown

Key Terms

Rule 144, restricted stock vesting, proposed resale

3 terms

Rule 144 regulatory

"files a Rule 144 notice for the proposed sale"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock vesting financial

"tied to restricted stock vesting on 05/14/2026"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

proposed resale regulatory

"the proposed resale of 24,805 shares"

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Accepted by SEC EDGAR 05/15/2026 - 03:14 PM Learn about SEC filing dates

FAQ

What does SOFI's Form 144 for 24,805 shares mean?

It notifies the market of an intended resale of 24,805 shares tied to restricted stock vesting on 05/14/2026. The notice itself does not complete a sale; it signals the holder may sell under Rule 144 conditions.

Who previously sold SOFI shares according to the filing?

The filing shows Arun R. Pinto sold 25,420 shares on 02/18/2026 for $498,798.87 and 6,375 shares on 03/17/2026 for $112,305.83. These are reported past dispositions.

Is SOFI issuing new shares in this Form 144 filing?

No. The filing relates to a proposed resale of vested restricted shares by a holder; it does not state any new issuance by the company. The entry lists the trade type as Restricted Stock Vesting and the role as Issuer in the vesting event.

Does the Form 144 guarantee the shares will be sold immediately?

No. A Form 144 is a notice of intent to sell under Rule 144; it does not guarantee timing or method. Execution details are not included here and would appear in subsequent market transaction reports if a sale occurs.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	24805	384303.87	1282741200	05/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/14/2026	Restricted Stock Vesting	Issuer			24805	05/14/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Arun R. Pinto 234 1st Street San Francisco CA 94105	Common	02/18/2026	25420	498798.87
Arun R. Pinto 234 1st Street San Francisco CA 94105	Common	03/17/2026	6375	112305.83

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)