SOFI files Form 144 for 22,542-share vesting sale

SOFI submitted a Form 144 disclosing a proposed sale of 22,542 shares of Common Stock tied to a Restricted Stock Vesting event dated 05/14/2026.

Rhea-AI Filing Summary

SOFI submitted a Form 144 disclosing a proposed sale of 22,542 shares of Common Stock tied to a Restricted Stock Vesting event dated 05/14/2026. The filing names Fidelity Brokerage Services LLC in connection with the transaction. The filing also records a prior sale of 23,083 shares on 02/18/2026 by Eric Schuppenhauer, with a reported amount of $452,941.55.

Insights

Securities Compliance Analyst

Routine Rule 144 sale notice tied to vesting and a recent disposition.

The filing lists a proposed sale of 22,542 shares associated with a Restricted Stock Vesting event on 05/14/2026, and discloses a prior sale of 23,083 shares on 02/18/2026. The broker named is Fidelity Brokerage Services LLC.

These entries are procedural notifications under Rule 144; cashflow treatment and any holding-period or volume-limit qualifiers are not detailed in the excerpt. Subsequent Form 4 or settlement confirmations would show execution details and final proceeds.

Key Figures

Proposed shares to be sold: 22,542 shares Shares sold in prior 3 months: 23,083 shares Reported amount for prior sale: $452,941.55

3 metrics

Proposed shares to be sold 22,542 shares Restricted Stock Vesting on <date>05/14/2026</date>

Shares sold in prior 3 months 23,083 shares Sale by Eric Schuppenhauer on <date>02/18/2026</date>

Reported amount for prior sale $452,941.55 Proceeds reported for 02/18/2026 sale

Key Terms

Rule 144, Restricted Stock Vesting, Form 144

3 terms

Rule 144 regulatory

"Securities To Be Sold / Restricted Stock Vesting"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 05/14/2026"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did SOFI disclose in its Form 144?

The Form 144 discloses a proposed sale of 22,542 shares related to a Restricted Stock Vesting on 05/14/2026, and a prior sale of 23,083 shares on 02/18/2026 by Eric Schuppenhauer.

Who is named as the broker for the proposed sale in the SOFI filing?

Fidelity Brokerage Services LLC is named in the filing, with an address in Smithfield, RI. The filing links the broker to the Common Stock sale noted for 05/14/2026 but does not state settlement details.

How many shares were reported sold in the prior transaction?

The filing reports a prior sale of 23,083 shares on 02/18/2026 by Eric Schuppenhauer, with a reported amount of $452,941.55, as shown in the excerpt.

Is the proposed sale in the Form 144 related to compensation?

Yes. The excerpt ties the 22,542-share proposed sale to a Restricted Stock Vesting event labeled as Compensation with a transaction date of 05/14/2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/15/2026 - 03:14 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002034857
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SoFi Technologies, Inc.
SEC File Number	001-39606
Address of Issuer	234 1ST STREET SAN FRANCISCO CALIFORNIA 94105
Phone	(855) 456-7634
Name of Person for Whose Account the Securities are To Be Sold	Schuppenhauer Eric
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	22542	349243.21	1282741200	05/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/14/2026	Restricted Stock Vesting	Issuer			22542	05/14/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Eric Schuppenhauer 234 1st Street San Francisco CA 94105	Common	02/18/2026	23083	452941.55

144: Remarks and Signature

Remarks	Sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution.
Date of Notice	05/15/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Emily Navaro, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Eric J. Schuppenhauer.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)