SoFi CEO buys 15,878 shares in open market

SoFi Technologies, Inc. Chief Executive Officer Anthony Noto bought 15,878 shares of common stock in an open-market purchase.

Rhea-AI Filing Summary

SoFi Technologies, Inc. Chief Executive Officer Anthony Noto bought 15,878 shares of common stock in an open-market purchase. The shares were acquired at a weighted average price of $15.7305 per share, within a range of $15.68 to $15.75.

Following this transaction, Noto directly owns 11,931,074 shares of SoFi common stock. The trade was executed through multiple transactions on the same date, with full price-by-lot details available upon request as noted in the filing footnote.

Insider Trade Summary

Net Buyer: 15,878 shares

Net Buy 1 txn

Insider Noto Anthony

Role Chief Executive Officer

Bought 15,878 shs ($250K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	15,878	$15.7305	$250K

Holdings After Transaction: Common Stock — 11,931,074 shares (Direct)

Footnotes (1)

1. F1. The reported transactions were executed in multiple trades. The purchase price of $15.7305 reported in Column 4 is the weighted average purchase price for the 15,878 shares acquired by the Reporting Person within a range of $15.68 to $15.75 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

Key Figures

Shares purchased: 15,878 shares Weighted average price: $15.7305 per share Price range: $15.68–$15.75 per share +1 more

4 metrics

Shares purchased 15,878 shares Open-market purchase on reported transaction date

Weighted average price $15.7305 per share Average price for 15,878 shares bought

Price range $15.68–$15.75 per share Range of multiple trades executed for the purchase

Shares owned after transaction 11,931,074 shares Direct holdings of Anthony Noto following the trade

Key Terms

open-market purchase, weighted average purchase price, Form 4, Chief Executive Officer

4 terms

open-market purchase financial

"transaction_action: "open-market purchase""

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

weighted average purchase price financial

"The purchase price of $15.7305 reported in Column 4 is the weighted average purchase price"

The weighted average purchase price is the average cost per share you paid across multiple buys, calculated so larger purchases count more than smaller ones. Imagine buying apples at different prices: the overall price you effectively paid depends on how many apples you bought at each price. Investors use it to measure true cost basis, calculate gains or losses, decide when to sell, and manage taxes and portfolio performance.

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Chief Executive Officer financial

""officer_title": "Chief Executive Officer""

A chief executive officer (CEO) is the top leader of a company, responsible for making major decisions, setting goals, and guiding the organization’s overall direction. Think of the CEO as the captain of a ship, steering it toward success. Investors pay close attention to the CEO because their leadership and strategy can significantly influence the company's performance and future growth.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did SoFi (SOFI) CEO Anthony Noto do in this Form 4 filing?

Anthony Noto purchased 15,878 shares of SoFi common stock in the open market. The weighted average price was $15.7305 per share, and the trade was executed in multiple transactions within a narrow price range on the same date.

How many SoFi (SOFI) shares does Anthony Noto own after this transaction?

After the reported purchase, Anthony Noto directly owns 11,931,074 shares of SoFi common stock. This figure reflects his holdings immediately following the 15,878-share open-market acquisition disclosed in the Form 4 filing for the specified transaction date.

At what price did the SoFi (SOFI) CEO buy the shares reported in this Form 4?

The filing shows a weighted average purchase price of $15.7305 per share for the 15,878 shares. Individual trades occurred in a range between $15.68 and $15.75 per share, executed in multiple transactions during the same day.

Was Anthony Noto’s SoFi (SOFI) share purchase a single trade or multiple trades?

The Form 4 states the purchase was executed in multiple trades. Although a single weighted average price of $15.7305 is reported, the CEO undertakes to provide detailed breakdowns by individual trade price and size upon request to regulators or shareholders.

How can investors get the detailed trade prices from Anthony Noto’s SoFi (SOFI) purchase?

According to the footnote, Anthony Noto will provide full information on the number of shares acquired at each separate price. This detailed breakdown within the $15.68 to $15.75 range is available upon request to the SEC staff, the company, or any shareholder.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/08/2026 - 04:02 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Noto Anthony

(Last) (First) (Middle)

C/O SOFI TECHNOLOGIES, INC.

234 1ST STREET

(Street)

SAN FRANCISCO CALIFORNIA 94105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/08/2026		P		15,878	A	$15.7305(1)	11,931,074	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transactions were executed in multiple trades. The purchase price of $15.7305 reported in Column 4 is the weighted average purchase price for the 15,878 shares acquired by the Reporting Person within a range of $15.68 to $15.75 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

Remarks:

	/s/ Deanna M. Smith, Attorney-in-Fact	05/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)