SoFi EVP Schuppenhauer vests RSUs, covers taxes

SoFi Technologies, Inc. executive Eric Schuppenhauer reported routine equity compensation activity tied to restricted stock units (RSUs).

Rhea-AI Filing Summary

SoFi Technologies, Inc. executive Eric Schuppenhauer reported routine equity compensation activity tied to restricted stock units (RSUs). On May 14, 2026, RSUs covering 55,731 shares were settled into the same number of common shares at $0.00 per share, reflecting a vesting event.

On May 15, 2026, 22,542 shares of common stock at a price of $15.493 per share were used to satisfy tax withholding obligations related to these stock-settled RSUs, and the filing notes these shares were not issued to the reporting person. Following the transactions, he directly holds 294,604.81 shares of SoFi common stock, and 501,579 RSUs remain outstanding.

Insider Trade Summary

55,731 shares exercised/converted

Exercise 3 txns

Insider Schuppenhauer Eric

Role EVP GBUL Borrow

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	22,542	$15.493	$349K
Exercise	Restricted Stock Unit	55,731	$0.00	$0.00
Exercise	Common Stock	55,731	$0.00	$0.00

Holdings After Transaction: Restricted Stock Unit — 501,579 contracts (Direct); Common Stock — 294,604.81 shares (Direct)

Footnotes (3)

1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
2. F2. Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
3. F3. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024.

Key Figures

RSUs settled: 55,731 shares Tax-withholding shares: 22,542 shares Price per share for tax withholding: $15.493 +3 more

6 metrics

RSUs settled 55,731 shares RSUs converted to common stock on May 14, 2026 at $0.00

Tax-withholding shares 22,542 shares Shares used for tax withholding at $15.493 on May 15, 2026

Price per share for tax withholding $15.493 Applied to 22,542 shares for RSU-related tax obligations

Common shares after transactions 294,604.81 shares Direct SoFi common stock holdings following tax-withholding disposition

RSUs outstanding 501,579 units Restricted stock units remaining after partial settlement

Exercised RSUs count 55,731 shares ExerciseShares in transaction summary for derivative exercise

Key Terms

restricted stock unit ("RSU"), tax withholding obligation, stock-settled RSUs, derivative exercise/conversion, +1 more

5 terms

restricted stock unit ("RSU") financial

"Each restricted stock unit ("RSU") represents a contingent right to receive one share"

tax withholding obligation financial

"Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs"

stock-settled RSUs financial

"Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs"

derivative exercise/conversion financial

"transaction_action": "derivative exercise/conversion"

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did SoFi (SOFI) EVP Eric Schuppenhauer report?

Eric Schuppenhauer reported RSU-related transactions, including settlement of 55,731 restricted stock units into common shares and a separate tax-withholding disposition of 22,542 shares. These actions reflect equity compensation vesting and associated tax obligations rather than open-market buying or selling activity.

How many SoFi (SOFI) RSUs vested for Eric Schuppenhauer in this Form 4?

The filing shows settlement of 55,731 restricted stock units into an equal number of SoFi common shares at $0.00 per share. This represents the vesting of a portion of a prior RSU grant disclosed in a Form 4 originally filed on September 27, 2024.

Why were 22,542 SoFi (SOFI) shares disposed of in Eric Schuppenhauer’s filing?

According to the Form 4, 22,542 shares of SoFi common stock at $15.493 per share were used to satisfy tax withholding obligations from the vesting of stock-settled RSUs. The footnotes clarify these shares were not issued directly to the reporting person.

What are Eric Schuppenhauer’s SoFi (SOFI) holdings after these transactions?

After the reported transactions, Eric Schuppenhauer directly holds 294,604.81 shares of SoFi common stock. The derivative holdings table also shows 501,579 restricted stock units outstanding, each representing a contingent right to receive one share of common stock upon settlement.

Do Eric Schuppenhauer’s SoFi (SOFI) transactions indicate open-market buying or selling?

The transactions reflect RSU vesting and related tax withholding, not open-market trades. One entry is an exercise or conversion of 55,731 RSUs into common stock, and the other is a tax-withholding disposition of 22,542 shares to cover obligations from that vesting event.

How does this SoFi (SOFI) Form 4 classify the insider transaction codes?

The Form 4 uses code M for the exercise or conversion of derivative securities, representing RSUs settled into 55,731 common shares, and code F for a tax-withholding disposition of 22,542 shares. These codes indicate compensation and tax events rather than discretionary market trades.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/18/2026 - 06:12 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schuppenhauer Eric

(Last) (First) (Middle)

2601 NETWORK BLVD, SUITE 600

(Street)

FRISCO TEXAS 75034

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP GBUL Borrow

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/14/2026		M		55,731	A	(1)	317,146.81	D
Common Stock	05/15/2026		F		22,542	D	$15.493(2)	294,604.81	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	05/14/2026		M			55,731	(3)	(3)	Common Stock	55,731	$0	501,579	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

2. Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

3. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024.

Remarks:

	/s/ Sara C. Thompson, Attorney-in-Fact	05/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)