SoFi (NASDAQ: SOFI) CTO awarded 181,805 RSUs in new equity grant

Rhea-AI Filing Summary

Rishel Jeremy reported acquisition or exercise transactions in this Form 4 filing.

SoFi Technologies granted Chief Technology Officer Jeremy Rishel 181,805 restricted stock units (RSUs), each representing the right to receive one share of common stock for no cash payment. The RSUs vest over four years: 6.25% vests three months after March 14, 2026, with 6.25% vesting each quarter for the following fifteen quarters, as long as he remains employed. After this grant, Rishel is reported as holding 181,805 RSUs directly.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rishel Jeremy

(Last) (First) (Middle)

C/O SOFI TECHNOLOGIES, INC.

234 1ST STREET

(Street)

SAN FRANCISCO CA 94105

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Technology Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/11/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	03/11/2026		A		181,805		(2)	(2)	Common Stock	181,805	$0	181,805	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

2. Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest over a period of four years as follows: 6.25% of the award shall vest three months after March 14, 2026, and 6.25% shall vest each quarter thereafter for the following fifteen quarters, in each case, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

Remarks:

	/s/ Deanna M. Smith, Attorney-in-Fact	03/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did SoFi (SOFI) disclose about CTO Jeremy Rishel’s latest equity award?

SoFi granted Chief Technology Officer Jeremy Rishel 181,805 restricted stock units (RSUs). Each RSU can convert into one share of common stock at settlement, providing long-term equity-based compensation tied directly to SoFi’s share performance.

How many SoFi RSUs were granted to CTO Jeremy Rishel in this Form 4?

Jeremy Rishel received 181,805 restricted stock units from SoFi. These RSUs represent a potential 181,805 shares of common stock, giving him a substantial equity incentive that aligns his compensation with the company’s future stock performance over multiple years.

What is the vesting schedule for Jeremy Rishel’s 181,805 SoFi RSUs?

The 181,805 RSUs vest over four years. 6.25% of the award vests three months after March 14, 2026, and another 6.25% vests each quarter for fifteen additional quarters, provided he continues serving at SoFi through each vesting date.

Does Jeremy Rishel need to pay to receive SoFi shares from these RSUs?

No, he does not pay cash for these RSUs. Each restricted stock unit represents a contingent right to receive one share of SoFi common stock upon settlement for no consideration, assuming the applicable vesting conditions are satisfied.

What are Jeremy Rishel’s reported SoFi RSU holdings after this grant?

Following this grant, Jeremy Rishel is reported as holding 181,805 restricted stock units. This reflects his equity-based position from this award, which will convert into common shares only as the RSUs vest and settle over the four-year schedule.