SoFi CFO granted 233,749 RSUs

Lapointe Christopher reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Lapointe Christopher reported acquisition or exercise transactions in this Form 4 filing.

SoFi Technologies, Inc. reported that CFO and PAO Christopher Lapointe received a grant of 233,749 restricted stock units. Each RSU represents the right to receive one share of SoFi common stock for no cash payment when it settles.

The award vests over four years: 6.25% of the RSUs will vest three months after March 14, 2026, and 6.25% will vest each quarter for the following fifteen quarters. Vesting is conditioned on Lapointe’s continued service with the company through each vesting date.

Insider Trade Summary

Grant/Award: 233,749 shares

Grant/Award 1 txn

Insider Lapointe Christopher

Role CFO and PAO

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Unit	233,749	$0.00	$0.00

Holdings After Transaction: Restricted Stock Unit — 233,749 contracts (Direct)

Footnotes (2)

1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
2. F2. Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest over a period of four years as follows: 6.25% of the award shall vest three months after March 14, 2026, and 6.25% shall vest each quarter thereafter for the following fifteen quarters, in each case, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SoFi Technologies (SOFI) report for Christopher Lapointe?

SoFi Technologies reported that CFO Christopher Lapointe received a grant of 233,749 restricted stock units. These RSUs are a stock-based compensation award, giving him the right to receive one SoFi common share for each unit as it vests and settles over time.

How many restricted stock units were granted to SoFi’s CFO in this Form 4?

Christopher Lapointe was granted 233,749 restricted stock units. Each unit represents a contingent right to one share of SoFi common stock upon settlement without any cash payment, providing equity-based compensation tied to his continued service with SoFi Technologies.

What is the vesting schedule for Christopher Lapointe’s RSU grant at SoFi (SOFI)?

The RSU award vests over four years. 6.25% of the grant vests three months after March 14, 2026, and 6.25% vests each quarter for the next fifteen quarters, provided Lapointe remains in service with SoFi through each vesting date.

Does Christopher Lapointe pay anything to receive the SoFi RSU shares?

No, Christopher Lapointe does not pay cash to receive the RSU shares. Each restricted stock unit represents a contingent right to receive one share of SoFi common stock upon settlement for no consideration, subject to the vesting conditions being met.

Are the RSUs granted to SoFi’s CFO in this Form 4 an open‑market stock purchase?

No, the RSUs are not an open‑market purchase. They are a stock-based compensation grant reported as an acquisition under code “A,” representing a contingent right to receive shares over time rather than shares bought on the open market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/13/2026 - 07:19 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lapointe Christopher

(Last) (First) (Middle)

C/O SOFI TECHNOLOGIES, INC.

234 1ST STREET

(Street)

SAN FRANCISCO CA 94105

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO and PAO

3. Date of Earliest Transaction (Month/Day/Year)
03/11/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	03/11/2026		A		233,749		(2)	(2)	Common Stock	233,749	$0	233,749	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

2. Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest over a period of four years as follows: 6.25% of the award shall vest three months after March 14, 2026, and 6.25% shall vest each quarter thereafter for the following fifteen quarters, in each case, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

Remarks:

	/s/ Deanna M. Smith, Attorney-in-Fact	03/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.