SoFi Technologies (SOFI) grants General Counsel 144,229 RSUs

Rhea-AI Filing Summary

SoFi Technologies’ General Counsel Robert S. Lavet reported an equity award in the form of restricted stock units. On February 9, 2026, he acquired 144,229 RSUs at a price of $0 per unit, held as a direct beneficial owner.

Each RSU represents a contingent right to receive one share of SoFi Technologies common stock upon settlement for no consideration. The award will vest in four equal installments of 25% each on March 14, 2026, June 14, 2026, September 14, 2026, and December 14, 2026, conditioned on his continued service through each vesting date.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lavet Robert S

(Last) (First) (Middle)

C/O SOFI TECHNOLOGIES, INC.

234 1ST STREET

(Street)

SAN FRANCISCO CA 94105

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	02/09/2026		A		144,229		(2)	(2)	Common Stock	144,229	$0	144,229	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

2. Reflects a grant of RSUs to Reporting Person, which will vest in four equal installments of 25% each on March 14, 2026, June 14, 2026. September 14, 2026 and December 14, 2026, subject to the Reporting Person's continued service through the applicable vesting date.

Remarks:

	/s/ Deanna M. Smith, Attorney-in-Fact	02/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SoFi Technologies (SOFI) report for Robert S. Lavet?

SoFi Technologies reported that General Counsel Robert S. Lavet received a grant of 144,229 restricted stock units on February 9, 2026. These RSUs are a form of equity compensation that can convert into common shares upon settlement for no cash consideration.

How many restricted stock units did SoFi’s General Counsel receive in this Form 4 filing?

The Form 4 shows SoFi’s General Counsel Robert S. Lavet acquired 144,229 restricted stock units. Following this grant, he beneficially owned 144,229 derivative securities directly, each representing a contingent right to receive one share of SoFi Technologies common stock upon settlement.

What are the vesting terms of the 144,229 RSUs granted by SoFi Technologies (SOFI)?

The 144,229 RSUs vest in four equal 25% installments during 2026. Vesting dates are March 14, June 14, September 14, and December 14, 2026, and each installment is subject to Robert S. Lavet’s continued service through the applicable vesting date.

Does Robert S. Lavet have to pay to receive SoFi Technologies shares from these RSUs?

No, he does not pay cash to receive shares from these RSUs. Each restricted stock unit represents a contingent right to receive one share of SoFi Technologies common stock upon settlement for no consideration, according to the Form 4 footnote.

Is the RSU ownership reported by SoFi’s General Counsel direct or indirect?

The Form 4 indicates that the 144,229 restricted stock units are held as direct beneficial ownership. The ownership form is coded as “D,” meaning Robert S. Lavet personally holds the derivative securities rather than through an intermediary entity.