SoFi (SOFI) EVP Eric Schuppenhauer adds 5,000 common shares

Rhea-AI Filing Summary

SoFi Technologies, Inc. executive Eric Schuppenhauer reported a purchase of company stock. On 02/05/2026, the EVP GBUL Borrow acquired 5,000 shares of SoFi common stock at a price of $19.93 per share. Following this transaction, he directly holds 228,767.81 shares of SoFi common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schuppenhauer Eric

(Last) (First) (Middle)

2601 NETWORK BLVD, SUITE 600

(Street)

FRISCO TX 75034

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP GBUL Borrow

3. Date of Earliest Transaction (Month/Day/Year)
02/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/05/2026		P		5,000	A	$19.93	228,767.81	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Deanna M. Smith, Attorney-in-Fact	02/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SoFi (SOFI) report for Eric Schuppenhauer?

SoFi reported that EVP GBUL Borrow, Eric Schuppenhauer, acquired 5,000 shares of common stock. The transaction occurred on February 5, 2026, and was coded as a purchase, indicating an increase in his directly held SoFi share position.

At what price did Eric Schuppenhauer buy SoFi (SOFI) shares?

Eric Schuppenhauer bought 5,000 SoFi common shares at a price of $19.93 per share. This per-share amount comes directly from the reported Form 4 transaction details filed under Section 16 of the Securities Exchange Act.

How many SoFi (SOFI) shares does Eric Schuppenhauer own after this transaction?

After the reported purchase, Eric Schuppenhauer beneficially owns 228,767.81 shares of SoFi common stock. The Form 4 specifies this as his total directly held position following completion of the 5,000-share acquisition on February 5, 2026.

What is Eric Schuppenhauer’s role at SoFi (SOFI) in this Form 4 filing?

In the Form 4, Eric Schuppenhauer is identified as an officer of SoFi Technologies, Inc., with the title “EVP GBUL Borrow.” The filing confirms he is not a director or 10% owner, but is reporting as a company executive.

Was the SoFi (SOFI) stock acquired by Eric Schuppenhauer held directly or indirectly?

The Form 4 identifies Eric Schuppenhauer’s ownership as direct, marked with a “D” in the ownership column. There are no explanatory footnotes indicating indirect holding entities, so the 228,767.81 shares are reported as directly owned.

What type of security did Eric Schuppenhauer acquire in the SoFi (SOFI) filing?

The transaction involves SoFi Technologies, Inc. common stock listed in Table I of the Form 4. No derivative securities are reported in Table II, indicating this filing covers only non-derivative common stock acquired by the executive.