SoFi Technologies insider trade: Chief Risk Officer sells 46,132 shares

Rhea-AI Filing Summary

SoFi Technologies (SOFI) reported an insider stock sale by its Chief Risk Officer on 11/21/2025. The officer sold 46,132 shares of common stock in an open market transaction at a weighted average price of $24.7598 per share, with individual trade prices ranging from $24.62 to $24.825 per share.

After this transaction, the officer beneficially owns 138,396 shares of SoFi common stock. The sale was completed under a pre-arranged Rule 10b5-1 trading plan that the reporting person adopted on 06/11/2025, which is designed to allow insiders to systematically sell shares under preset conditions.

Insider Trade Summary

Net Seller: 46,132 shares ($1,142,219)

Net Sell 1 txn

Insider Pinto Arun

Role Chief Risk Officer

Sold 46,132 shs ($1.14M)

Type	Security	Shares	Price	Value
Sale	Common Stock	46,132	$24.7598	$1.14M

Holdings After Transaction: Common Stock — 138,396 shares (Direct)

Footnotes (1)

1. The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on June 11, 2025. The reported transactions were executed in multiple trades. The sale price of $24.7598 reported in Column 4 is the weighted average sale price for the 46,132 shares sold by the Reporting Person within a range of $24.62 to $24.825 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pinto Arun

(Last) (First) (Middle)

C/O SOFI TECHNOLOGIES, INC.

234 1ST STREET

(Street)

SAN FRANCISCO CA 94105

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Risk Officer

3. Date of Earliest Transaction (Month/Day/Year)
11/21/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/21/2025		S		46,132(1)	D	$24.7598(2)	138,396	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on June 11, 2025.

2. The reported transactions were executed in multiple trades. The sale price of $24.7598 reported in Column 4 is the weighted average sale price for the 46,132 shares sold by the Reporting Person within a range of $24.62 to $24.825 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above.

Remarks:

	/s/ Deanna M. Smith, Attorney-in-Fact	11/21/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SoFi Technologies (SOFI) report in this Form 4?

The Chief Risk Officer of SoFi Technologies (SOFI) reported selling 46,132 shares of common stock on 11/21/2025.

At what price were the SoFi (SOFI) shares sold in this insider trade?

The shares were sold at a weighted average price of $24.7598 per share, within a range of $24.62 to $24.825 per share.

How many SoFi (SOFI) shares does the insider hold after this transaction?

Following the sale, the Chief Risk Officer beneficially owns 138,396 shares of SoFi common stock.

Was the SoFi (SOFI) insider sale made under a Rule 10b5-1 trading plan?

Yes. The sale was completed under a Rule 10b5-1 trading plan adopted by the reporting person on 06/11/2025.

What role does the reporting person hold at SoFi Technologies (SOFI)?

The reporting person is an officer of SoFi Technologies, serving as the company’s Chief Risk Officer.

Can investors obtain detailed price breakdowns for this SoFi (SOFI) insider sale?

The reporting person has undertaken to provide full information on the number of shares sold at each separate price within the stated range upon request.