SoFi (SOFI) EVP Eric Schuppenhauer receives 103,889 RSU equity grant

Rhea-AI Filing Summary

Schuppenhauer Eric reported acquisition or exercise transactions in this Form 4 filing.

SoFi Technologies, Inc. executive Eric Schuppenhauer, EVP GBUL Borrow, received a grant of 103,889 restricted stock units (RSUs). Each RSU represents the right to receive one share of SoFi common stock for no cash payment when it settles.

The award vests over four years: 6.25% of the RSUs vest three months after March 14, 2026, and another 6.25% vest each following quarter for fifteen additional quarters, as long as he remains with the company. This filing reflects a compensation-related equity grant rather than an open-market share purchase or sale.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schuppenhauer Eric

(Last) (First) (Middle)

2601 NETWORK BLVD, SUITE 600

(Street)

FRISCO TX 75034

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP GBUL Borrow

3. Date of Earliest Transaction (Month/Day/Year)
03/11/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	03/11/2026		A		103,889		(2)	(2)	Common Stock	103,889	$0	103,889	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

2. Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest over a period of four years as follows: 6.25% of the award shall vest three months after March 14, 2026, and 6.25% shall vest each quarter thereafter for the following fifteen quarters, in each case, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

Remarks:

	/s/ Deanna M. Smith, Attorney-in-Fact	03/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did SoFi (SOFI) EVP Eric Schuppenhauer report on this Form 4?

Eric Schuppenhauer reported receiving 103,889 restricted stock units as part of his equity compensation. These RSUs give him the right to receive an equal number of SoFi common shares at settlement without paying cash, subject to a multi-year vesting schedule.

How many SoFi (SOFI) RSUs were granted to Eric Schuppenhauer?

He was granted 103,889 restricted stock units. Each RSU corresponds to one share of SoFi common stock upon settlement. The grant is a compensation award and not an open-market purchase, so no price per share was paid for these units.

What is the vesting schedule for Eric Schuppenhauer’s SoFi RSU grant?

The RSU award vests over four years. 6.25% of the units vest three months after March 14, 2026, and another 6.25% vest each quarter for the next fifteen quarters, contingent on his continued service with SoFi through each vesting date.

Are Eric Schuppenhauer’s SoFi (SOFI) RSUs tied to any cash cost to him?

The RSUs do not require a cash payment from Eric Schuppenhauer. Each restricted stock unit represents a contingent right to receive one share of SoFi common stock upon settlement for no consideration, functioning as stock-based compensation rather than a purchase.

Does this SoFi Form 4 show insider buying or selling in the market?

This Form 4 does not show open-market buying or selling. It reports a grant of 103,889 restricted stock units to Eric Schuppenhauer as compensation. The transaction code is “A,” indicating an award or other acquisition, not a market trade of existing shares.

What role does Eric Schuppenhauer hold at SoFi (SOFI) related to this RSU grant?

Eric Schuppenhauer serves as an officer of SoFi with the title EVP GBUL Borrow. The RSU grant of 103,889 units reflects part of his equity-based compensation package, aligning his interests with shareholders through future ownership of common stock as units vest.