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SoFi (NASDAQ: SOFI) General Counsel settles 36,057 RSUs with 14,914 shares withheld for taxes

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SoFi Technologies General Counsel Robert S. Lavet reported routine equity compensation activity. On June 15, 2026, he exercised 36,057 restricted stock units, receiving an equivalent number of SoFi common shares for no cash consideration. This reflects the settlement of previously granted RSUs.

In connection with this vesting, 14,914 common shares were withheld on June 16, 2026 at $17.606 per share to cover tax obligations, and these withheld shares were not issued to him. After these transactions, he directly holds 86,565 shares of common stock and 72,115 RSUs, indicating a routine compensation-related adjustment rather than an open-market trade.

Positive

  • None.

Negative

  • None.
Insider Lavet Robert S
Role General Counsel
Type Security Shares Price Value
Tax Withholding Common Stock 14,914 $17.606 $263K
Exercise Restricted Stock Unit 36,057 $0.00 --
Exercise Common Stock 36,057 $0.00 --
Holdings After Transaction: Common Stock — 86,565 shares (Direct, null); Restricted Stock Unit — 72,115 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 11, 2026.
RSUs exercised 36,057 units Restricted stock units settled into common stock on June 15, 2026
Tax withholding shares 14,914 shares Common shares withheld to satisfy tax obligations on June 16, 2026
Withholding price $17.606 per share Value used for tax withholding on common shares
Common shares held 86,565 shares Direct SoFi common stock holdings after reported transactions
RSUs outstanding 72,115 units Restricted stock units remaining after partial settlement
restricted stock unit financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
RSU financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
tax withholding obligation financial
"Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs."
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lavet Robert S
(Last)(First)(Middle)
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET
(Street)
SAN FRANCISCO CALIFORNIA 94105
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/15/2026M36,057A(1)101,479D
Common Stock06/16/2026F14,914D$17.606(2)86,565D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)06/15/2026M36,057 (3) (3)Common Stock36,057$072,115D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
2. Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
3. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on February 11, 2026.
Remarks:
/s/ Sara C. Thompson, Attorney-in-Fact06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did SoFi (SOFI) General Counsel Robert S. Lavet report?

Robert S. Lavet reported exercising 36,057 restricted stock units into common shares and a related tax withholding transaction of 14,914 shares. These actions reflect routine settlement of equity compensation, not open-market buying or selling of SoFi Technologies stock.

Did SoFi (SOFI) General Counsel Robert S. Lavet sell shares in the open market?

No open-market sales were reported. The 14,914-share disposition was tax withholding tied to RSU vesting at $17.606 per share. Those shares were withheld by the issuer to satisfy taxes and were not issued to Lavet as tradable stock.

How many SoFi (SOFI) shares does Robert S. Lavet hold after this Form 4?

After the reported transactions, Robert S. Lavet directly holds 86,565 shares of SoFi common stock. In addition, he has 72,115 restricted stock units outstanding, which represent future rights to receive SoFi shares upon settlement for no cash consideration.

What was the size of the RSU vesting reported by SoFi (SOFI) General Counsel?

The filing shows 36,057 restricted stock units converted into the same number of SoFi common shares. This RSU settlement forms part of previously granted compensation, as referenced to an earlier Form 4 filed on February 11, 2026, rather than a new market purchase.

At what price were SoFi (SOFI) shares withheld for taxes in this filing?

Shares were withheld at $17.606 per share to cover tax obligations on the vesting RSUs. A total of 14,914 common shares were withheld instead of being issued, providing a non-cash mechanism to satisfy the related tax liability from the equity award.