SoFi (SOFI) EVP Kelli Keough receives 90,903 restricted stock units

Rhea-AI Filing Summary

Keough Kelli reported acquisition or exercise transactions in this Form 4 filing.

SoFi Technologies, Inc. executive Kelli Keough received a grant of 90,903 restricted stock units. Each RSU represents a right to receive one share of SoFi common stock for no cash payment when it settles.

The award will vest over four years: 6.25% of the RSUs vest three months after March 14, 2026, and 6.25% vest each quarter for the following fifteen quarters, as long as Keough remains in service with the company. Following this grant, Keough holds 90,903 RSUs directly.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Keough Kelli

(Last) (First) (Middle)

234 1ST STREET

(Street)

SAN FRANCISCO CA 94105

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, GBUL, SIPS

3. Date of Earliest Transaction (Month/Day/Year)
03/11/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	03/11/2026		A		90,903		(2)	(2)	Common Stock	90,903	$0	90,903	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

2. Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest over a period of four years as follows: 6.25% of the award shall vest three months after March 14, 2026, and 6.25% shall vest each quarter thereafter for the following fifteen quarters, in each case, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.

Remarks:

	/s/ Deanna M. Smith, Attorney-in-Fact	03/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did SoFi (SOFI) executive Kelli Keough report in this Form 4?

Kelli Keough reported a grant of 90,903 restricted stock units from SoFi Technologies. These RSUs are a form of equity compensation that convert into common shares over time if service-based vesting conditions are met.

How many SoFi (SOFI) RSUs were granted to Kelli Keough?

Kelli Keough was granted 90,903 restricted stock units. Each RSU represents a contingent right to receive one share of SoFi Technologies common stock upon settlement, providing potential future ownership if vesting and service conditions are satisfied.

What is the vesting schedule for Kelli Keough’s SoFi (SOFI) RSU award?

The RSU award vests over four years. 6.25% of the RSUs vest three months after March 14, 2026, and 6.25% vest each quarter for the next fifteen quarters, subject to Keough’s continued service with SoFi.

Does Kelli Keough pay cash for the SoFi (SOFI) RSUs granted?

No, Kelli Keough does not pay cash for these RSUs. Each restricted stock unit represents a right to receive one share of SoFi Technologies common stock upon settlement for no consideration, assuming vesting conditions are met.

How many SoFi (SOFI) RSUs does Kelli Keough hold after this transaction?

After this RSU grant, Kelli Keough holds 90,903 restricted stock units directly. These units will convert into shares of SoFi common stock as they vest and settle under the specified four-year vesting schedule.

Is this SoFi (SOFI) Form 4 a stock sale or purchase by Kelli Keough?

This Form 4 reflects an equity grant, not a market trade. Kelli Keough acquired 90,903 restricted stock units as a compensation award, with no open-market buying or selling of SoFi common stock reported in this filing.