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SoFi (SOFI) director Gary Meltzer settles RSUs into 23,537 common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SoFi Technologies director Gary Meltzer reported the conversion of restricted stock units into common shares as part of his equity compensation. On June 9, 2026, he exercised RSU awards covering a total of 23,537 shares of SoFi common stock at a stated conversion price of $0.00 per share. The RSUs convert into common stock on a one-for-one basis, and this filing reflects the settlement of RSUs previously granted and disclosed in a prior Form 4, with no open-market purchases or sales reported.

Positive

  • None.

Negative

  • None.
Insider Meltzer Gary
Role null
Type Security Shares Price Value
Exercise Restricted Stock Unit 5,149 $0.00 --
Exercise Restricted Stock Unit 18,388 $0.00 --
Exercise Common Stock 5,149 $0.00 --
Exercise Common Stock 18,388 $0.00 --
Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct, null); Common Stock — 50,070 shares (Direct, null)
Footnotes (1)
  1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 12, 2025.
RSUs converted 23,537 shares Total RSU shares converted to common stock on June 9, 2026
First RSU block 18,388 shares RSUs converting one-for-one into common stock on June 9, 2026
Second RSU block 5,149 shares Additional RSUs converting one-for-one into common stock on June 9, 2026
Conversion price $0.00 per share Stated transaction and exercise price for RSU conversions
Exercise transactions 2 events Derivative exercises/conversions reported with code M
Restricted stock units ("RSUs") financial
"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Form 4 regulatory
"disclosed on the Reporting Person's Form 4 filed on June 12, 2025."
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
conversion or exercise price financial
""conversion_or_exercise_price": "0.0000""
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Meltzer Gary
(Last)(First)(Middle)
234 1ST STREET
C/O SOFI TECHNOLOGIES, INC.
(Street)
SAN FRANCISCO CALIFORNIA 94105
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/09/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/09/2026M5,149A(1)50,070D
Common Stock06/09/2026M18,388A(1)68,458D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)06/09/2026M5,149 (2) (2)Common Stock5,149$00D
Restricted Stock Unit(1)06/09/2026M18,388 (2) (2)Common Stock18,388$00D
Explanation of Responses:
1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 12, 2025.
Remarks:
/s/ Sara C. Thompson, Attorney-in-Fact06/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did SoFi (SOFI) director Gary Meltzer report in this Form 4?

Gary Meltzer reported the settlement of restricted stock units into SoFi common stock. On June 9, 2026, RSU awards covering 23,537 shares converted one-for-one into common shares as part of his compensation, with no open-market purchases or sales disclosed.

How many SoFi shares did Gary Meltzer acquire through RSU conversion?

He acquired 23,537 SoFi common shares through RSU conversion. Two RSU blocks of 18,388 and 5,149 units converted into the same number of common shares, reflecting equity awards that were previously granted and reached settlement on June 9, 2026.

Were any SoFi (SOFI) shares sold in Gary Meltzer’s June 9, 2026 Form 4?

No shares were sold in this Form 4. The transactions all use code “M,” indicating exercise or conversion of derivative securities, specifically RSUs settling into common stock, without any open-market sale transactions or tax-withholding dispositions reported in the filing.

What does the zero transaction price mean in Gary Meltzer’s SoFi Form 4?

The zero transaction price reflects RSUs converting into common stock at no cash cost to Meltzer. RSUs are equity awards that settle into shares upon vesting, so the $0.00 per-share figure indicates compensation-related conversion rather than a market purchase at a trading price.

How are Gary Meltzer’s SoFi RSUs structured according to the Form 4 footnotes?

The footnotes state that restricted stock units convert into common stock on a one-for-one basis. The reported transactions represent settlement of RSUs previously granted and disclosed in a June 12, 2025 Form 4, now delivering the corresponding number of SoFi common shares.