Director Clara Liang settles 18,388 RSUs into SoFi (SOFI) common stock

Rhea-AI Filing Summary

SoFi Technologies director Clara Liang exercised restricted stock units into common stock. On June 9, 2026, 18,388 RSUs converted into 18,388 shares of common stock at a stated price of $0.00 per share, reflecting non-cash settlement of equity awards. Following this transaction, Liang directly holds 115,645 shares of SoFi common stock. The footnotes explain that RSUs convert into common stock on a one-for-one basis and that this transaction represents settlement of RSUs previously disclosed on an earlier Form 4.

Insider Trade Summary

18,388 shares exercised/converted

Mixed 2 txns

Insider Liang Clara

Role null

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit	18,388	$0.00	--
Exercise	Common Stock	18,388	$0.00	--

Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct, null); Common Stock — 115,645 shares (Direct, null)

Footnotes (1)

1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 12, 2025.

Key Figures

RSUs converted: 18,388 units Common shares received: 18,388 shares Shares held after transaction: 115,645 shares +3 more

6 metrics

RSUs converted 18,388 units Restricted Stock Units converted to common stock on June 9, 2026

Common shares received 18,388 shares Shares of SoFi common stock from RSU settlement

Shares held after transaction 115,645 shares Direct ownership of SoFi common stock following RSU conversion

Exercise/Conversion price $0.00 per share Stated price per share for RSU conversion into common stock

Exercise transactions count 1 transaction Single derivative exercise/conversion event in transaction summary

Exercise shares total 18,388 shares Total shares involved in derivative exercise/conversion per summary

Key Terms

Restricted Stock Unit, RSUs, Exercise or conversion of derivative security, Common Stock

4 terms

Restricted Stock Unit financial

"security_title: "Restricted Stock Unit""

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

RSUs financial

"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis."

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

Exercise or conversion of derivative security financial

"transaction_code_description: "Exercise or conversion of derivative security""

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Liang Clara

(Last) (First) (Middle)

C/O SOFI TECHNOLOGIES, INC.

234 1ST STREET

(Street)

SAN FRANCISCO CALIFORNIA 94105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/09/2026		M		18,388	A	(1)	115,645	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	06/09/2026		M			18,388	(2)	(2)	Common Stock	18,388	$0	0	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

2. Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 12, 2025.

Remarks:

	/s/ Sara C. Thompson, Attorney-in-Fact	06/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Clara Liang report for SoFi (SOFI)?

Director Clara Liang reported exercising restricted stock units, converting 18,388 RSUs into 18,388 shares of SoFi common stock. This reflects settlement of a previously granted equity award, with no open-market purchase or sale activity reported in this filing.

How many SoFi (SOFI) shares does Clara Liang hold after this Form 4?

After the transaction, Clara Liang directly holds 115,645 shares of SoFi common stock. This total reflects the addition of 18,388 shares received from RSU settlement, as disclosed in the Form 4’s post-transaction ownership field.

What is the size of the RSU settlement reported for SoFi (SOFI)?

The filing shows a settlement of 18,388 restricted stock units, which converted into an equal number of SoFi common shares. Footnotes state RSUs convert to common stock on a one-for-one basis, so each unit delivered one share.

Did the SoFi (SOFI) Form 4 show any stock sales by Clara Liang?

No stock sales are reported. The Form 4 only shows RSU conversion transactions coded “M” for derivative exercise/conversion. The transaction_summary indicates no sell shares and a neutral net buy-sell direction, consistent with a non-market equity award settlement.

What does transaction code “M” mean in this SoFi (SOFI) Form 4?

Transaction code “M” indicates an exercise or conversion of a derivative security. Here, it reflects restricted stock units converting into common stock, not an open-market purchase. The filing’s description confirms this as a derivative exercise/conversion event.

Are the SoFi (SOFI) RSUs in this filing still outstanding after the transaction?

No. The derivative line for restricted stock units shows 18,388 units converted and zero units remaining after the transaction. This indicates the reported RSU grant was fully settled into common stock in this event.