SoFi exec gets 55K shares from RSU vesting

SoFi Technologies, Inc. (SOFI) reported insider equity activity by executive Eric Schuppenhauer, EVP GBUL Borrow.

Rhea-AI Filing Summary

SoFi Technologies, Inc. (SOFI) reported insider equity activity by executive Eric Schuppenhauer, EVP GBUL Borrow. On August 17, 2026, 55,731 Restricted Stock Units (RSUs) settled into 55,731 shares of common stock for no cash consideration, and his directly held equity increased accordingly. Footnotes state each RSU converts into one share upon settlement. To cover the related tax withholding obligation, 23,720 shares of common stock at $18.002 per share were delivered/withheld on August 18, 2026; these tax shares were not issued to him. Following the RSU settlement, he reported 445,848 RSUs still outstanding.

Insider Trade Summary

55,731 shares exercised/converted

Exercise 3 txns

Insider Schuppenhauer Eric

Role EVP GBUL Borrow

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F2	23,720	$18.002	$427K
Exercise	Restricted Stock Unit F1, F3	55,731	$0.00	$0.00
Exercise	Common Stock F1	55,731	--	--

Holdings After Transaction: Restricted Stock Unit — 445,848 contracts (Direct); Common Stock — 330,599.81 shares (Direct)

Footnotes (3)

1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
2. F2. Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
3. F3. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024.

Key Figures

RSUs settled: 55,731 shares Tax withholding shares: 23,720 shares Tax withholding price: $18.002 per share +3 more

6 metrics

RSUs settled 55,731 shares Restricted Stock Units converting into SoFi common stock on August 17, 2026

Tax withholding shares 23,720 shares Shares delivered/withheld to satisfy tax withholding obligation on August 18, 2026

Tax withholding price $18.002 per share Price used for the 23,720-share tax-withholding transaction

RSUs remaining 445,848 units RSUs reported as outstanding after the August 17, 2026 settlement

Exercise/settlement date August 17, 2026 Date on which 55,731 RSUs settled into common stock

Tax-withholding date August 18, 2026 Date of the 23,720-share tax-withholding disposition

Key Terms

Restricted Stock Unit, tax withholding obligation, Form 4, derivative security

4 terms

Restricted Stock Unit financial

"Each restricted stock unit ("RSU") represents a contingent right to receive one share"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

tax withholding obligation financial

"Shares sold to satisfy tax withholding obligation applicable to the vesting"

Form 4 regulatory

"as disclosed on the Reporting Person's Form 4 filed on September 27, 2024"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

derivative security financial

"Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did SOFI executive Eric Schuppenhauer report on this Form 4?

Eric Schuppenhauer reported 55,731 RSUs settling into 55,731 SOFI common shares on August 17, 2026, and a related 23,720-share tax-withholding transaction on August 18, 2026, tied to the vesting of stock-settled RSUs.

How many SoFi (SOFI) shares were involved in the tax withholding for Schuppenhauer’s RSU vesting?

A total of 23,720 shares of SoFi common stock at $18.002 per share were delivered or withheld to satisfy the tax withholding obligation on the vested RSUs; the filing notes these shares were not issued to him.

How many Restricted Stock Units does Eric Schuppenhauer still hold at SoFi (SOFI)?

After the reported RSU settlement, Eric Schuppenhauer reported holding 445,848 Restricted Stock Units. Each RSU represents a contingent right to receive one share of SoFi common stock upon settlement for no consideration, according to the filing footnotes.

Did Eric Schuppenhauer buy or sell SoFi (SOFI) shares on the open market in this Form 4?

The Form 4 does not report any open-market purchases or sales. It shows RSUs settling into 55,731 shares and a 23,720-share transaction coded as tax withholding, where the shares were not issued to him.

What does the RSU settlement mean for Eric Schuppenhauer’s compensation at SoFi (SOFI)?

The settlement of 55,731 RSUs into the same number of SoFi shares represents equity compensation becoming actual stock. The RSUs converted for no cash consideration, reflecting previously granted stock-based compensation now delivered in shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 08/19/2026 - 07:32 PM EDT Accepted by SEC EDGAR 08/19/2026 - 07:31 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schuppenhauer Eric

(Last) (First) (Middle)

2601 NETWORK BLVD, SUITE 600

(Street)

FRISCO TEXAS 75034

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP GBUL Borrow

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/17/2026		M		55,731	A	(1)	354,319.81	D
Common Stock	08/18/2026		F		23,720	D	$18.002(2)	330,599.81	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	08/17/2026		M			55,731	(3)	(3)	Common Stock	55,731	$0	445,848	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

2. Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

3. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024.

Remarks:

	/s/ Deanna M. Smith, Attorney-in-Fact	08/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)