Are Arun Pinto’s SoFi (SOFI) Form 4 transactions compensation-related?

Yes. The transactions relate to restricted stock unit settlements and associated tax withholding. RSUs converted into common shares at no cash cost, and separate share dispositions satisfied tax obligations, consistent with routine equity compensation processes rather than discretionary market trades.

SoFi (SOFI) Chief Risk Officer logs RSU conversions and tax withholding shares

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

SoFi Technologies Chief Risk Officer Arun Pinto reported routine stock-based compensation activity and related tax withholding. On June 15, 2026, Pinto exercised restricted stock units into 9,739 and 11,434 shares of common stock for no cash consideration as part of RSU settlements. A total of 21,173 RSUs converted into the same number of common shares.

On June 16, 2026, 11,029 shares of common stock valued at $17.606 per share were disposed of to satisfy tax withholding obligations tied to the vesting of stock-settled RSUs; these shares were not issued to Pinto as personal holdings. After these transactions, Pinto directly held 199,016 shares of SoFi common stock, while 125,776 RSUs remained outstanding.

Insider Trade Summary

21,173 shares exercised/converted

Mixed 5 txns

Insider Pinto Arun

Role Chief Risk Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	11,029	$17.606	$194K
Exercise	Restricted Stock Unit	11,434	$0.00	--
Exercise	Restricted Stock Unit	9,739	$0.00	--
Exercise	Common Stock	11,434	$0.00	--
Exercise	Common Stock	9,739	$0.00	--

Holdings After Transaction: Common Stock — 199,016 shares (Direct, null); Restricted Stock Unit — 125,776 shares (Direct, null)

Footnotes (1)

Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

Key Figures

Tax withholding shares: 11,029 shares at $17.606 RSUs converted: 9,739 shares Additional RSUs converted: 11,434 shares +3 more

6 metrics

Tax withholding shares 11,029 shares at $17.606 Disposed on June 16, 2026 to satisfy RSU tax obligations

RSUs converted 9,739 shares RSU settlement into common stock on June 15, 2026

Additional RSUs converted 11,434 shares RSU settlement into common stock on June 15, 2026

Common shares held after transactions 199,016 shares Direct holdings following June 16, 2026 transactions

RSUs outstanding 125,776 units Restricted stock units remaining after June 15, 2026 settlements

RSUs exercised 21,173 units Total derivative exercises (M code) in this Form 4

Key Terms

Restricted Stock Unit, tax withholding obligation, derivative security, Form 4

4 terms

Restricted Stock Unit financial

"Each restricted stock unit ("RSU") represents a contingent right to receive one share..."

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

tax withholding obligation financial

"Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs."

derivative security financial

"Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

Form 4 regulatory

"as disclosed on the Reporting Person's Form 4 filed on March 12, 2025."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

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Form 4 Insider Transactions: What Each Field Means →

06/17/2026 - 07:55 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pinto Arun

(Last)

(First)

(Middle)

C/O SOFI TECHNOLOGIES, INC.

234 1ST STREET

(Street)

SAN FRANCISCO

CALIFORNIA

94105

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Risk Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/15/2026		M		11,434	A	⁽¹⁾	200,306	D
Common Stock	06/15/2026		M		9,739	A	⁽¹⁾	210,045	D
Common Stock	06/16/2026		F		11,029	D	$17.606⁽²⁾	199,016	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit	⁽¹⁾	06/15/2026		M			11,434	⁽³⁾	⁽³⁾	Common Stock	11,434	$0	125,776	D
Restricted Stock Unit	⁽¹⁾	06/15/2026		M			9,739	⁽⁴⁾	⁽⁴⁾	Common Stock	9,739	$0	146,094	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

2. Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

3. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

4. Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

Remarks:

	/s/ Sara C. Thompson, Attorney-in-Fact	06/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did SoFi (SOFI) Chief Risk Officer Arun Pinto report?

Arun Pinto reported RSU settlements into common stock and related tax withholding. On June 15, 2026, 21,173 restricted stock units converted to common shares. On June 16, 2026, 11,029 shares were disposed of to cover tax obligations from those stock-settled RSUs.

Did SoFi (SOFI) executive Arun Pinto sell shares in the open market?

The filing shows shares disposed of to cover tax withholding, not an open-market sale decision. 11,029 shares valued at $17.606 each were used to satisfy RSU-related tax obligations, and footnotes state these particular shares were not issued to the reporting person.

How many SoFi (SOFI) shares does Arun Pinto hold after these Form 4 transactions?

After the reported Form 4 transactions, Arun Pinto directly holds 199,016 shares of SoFi common stock. In addition, 125,776 restricted stock units remain outstanding, each representing a contingent right to receive one share of common stock upon settlement for no consideration.

What RSU activity did SoFi (SOFI) disclose for Chief Risk Officer Arun Pinto?

The filing shows settlement of previously granted RSUs. On June 15, 2026, 9,739 and 11,434 restricted stock units converted into an equal number of SoFi common shares at a $0.00 exercise price, reflecting stock-based compensation vesting rather than cash purchases of stock.

What does the $17.606 price in SoFi (SOFI) Arun Pinto’s Form 4 represent?

The $17.606 per-share figure is the value used for shares disposed to cover tax withholding. On June 16, 2026, 11,029 common shares at $17.606 each were applied toward tax obligations arising from the vesting of stock-settled RSUs, rather than retained as personal holdings.