SoFi (SOFI) director Hutton gains 18,388 shares through RSU conversion

Rhea-AI Filing Summary

SoFi Technologies director George Thompson Hutton acquired 18,388 shares of common stock through restricted stock unit settlement. On June 9, 2026, 18,388 restricted stock units converted into 18,388 common shares on a one-for-one basis, leaving him with 18,388 directly held shares and no remaining RSUs from this grant.

Insider Trade Summary

18,388 shares exercised/converted

Mixed 2 txns

Insider HUTTON GEORGE THOMPSON

Role null

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit	18,388	$0.00	--
Exercise	Common Stock	18,388	$0.00	--

Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct, null); Common Stock — 18,388 shares (Direct, null)

Footnotes (1)

1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 12, 2025.

Key Figures

Common shares acquired: 18,388 shares RSUs converted: 18,388 units Shares held after: 18,388 shares +3 more

6 metrics

Common shares acquired 18,388 shares Common Stock received on June 9, 2026

RSUs converted 18,388 units Restricted Stock Units converted into common stock

Shares held after 18,388 shares Total directly held common stock following transaction

Exercise price per RSU $0.00 per unit Conversion or exercise price of restricted stock units

Exercise transactions 1 transaction Total derivative exercise events reported

Derivative transactions 1 derivative record Number of derivative-type transactions in filing

Key Terms

Restricted Stock Unit, RSUs, derivative security, Form 4

4 terms

Restricted Stock Unit financial

"Security title listed as "Restricted Stock Unit" for the derivative entry"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

RSUs financial

"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis."

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

derivative security financial

"transaction_code_description: Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

Form 4 regulatory

"disclosed on the Reporting Person's Form 4 filed on June 12, 2025."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HUTTON GEORGE THOMPSON

(Last) (First) (Middle)

C/O SOFI TECHNOLOGIES, INC.

234 1ST STREET

(Street)

SAN FRANCISCO CALIFORNIA 94105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SoFi Technologies, Inc. [ SOFI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/09/2026		M		18,388	A	(1)	18,388	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	06/09/2026		M			18,388	(2)	(2)	Common Stock	18,388	$0	0	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

2. Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 12, 2025.

Remarks:

	/s/ Sara C. Thompson, Attorney-in-Fact	06/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did SoFi (SOFI) director George Thompson Hutton report?

George Thompson Hutton reported acquiring 18,388 SoFi common shares through restricted stock unit settlement. The RSUs converted into common stock on a one-for-one basis, increasing his directly held position without any open-market buying or selling activity on that date.

How many SoFi (SOFI) shares did George Thompson Hutton acquire in this Form 4?

He acquired 18,388 shares of SoFi common stock. These shares came from the settlement of 18,388 restricted stock units that converted one-for-one into common stock, resulting in 18,388 total shares held directly after the transaction was completed.

Was the SoFi (SOFI) insider transaction an open-market purchase or RSU settlement?

The transaction was an RSU settlement, not an open-market trade. Restricted stock units converted into 18,388 common shares at a stated price of $0.00 per unit, reflecting equity compensation vesting rather than a discretionary market purchase or sale by the director.

Did George Thompson Hutton sell any SoFi (SOFI) shares in this Form 4 filing?

He did not sell any shares in this filing. The Form 4 shows only derivative exercises, where 18,388 restricted stock units converted into 18,388 common shares, with no corresponding sale or tax-withholding disposition reported on the same date.

What do the SoFi (SOFI) Form 4 footnotes say about the RSUs?

The footnotes state that restricted stock units convert into common stock on a one-for-one basis. They also indicate this represents settlement of RSUs previously granted to the reporting person and disclosed in an earlier Form 4 filed on June 12, 2025.

How many derivative securities remain after this SoFi (SOFI) RSU conversion?

No derivative securities from this grant remain after the conversion. The Form 4 shows 18,388 restricted stock units converting into 18,388 common shares, with the derivative position for that RSU line reduced to zero following the settlement.